Hedge Fund Database

BRICKLEY WEALTH MANAGEMENT

Adviser information for BRICKLEY WEALTH MANAGEMENT last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 523 $720.1M
Non-Discretionary 0 $0
Total 523 $720.1M

Clients

Type Number RAUM
Individuals 80 $22.3M
HNW Individuals 97 $689.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.0M
Charitable organizations 10 $5.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Insurance broker or agentAccountant or accounting firm

Identifiers

SEC RIA File Number 801-110453
SEC ERA File Number 801-110453
SEC CIK Numbers 1712533
SEC CRD Numbers 287487
Legal Entity Identifier None

Principal Office

191 SELBY LANE
ATHERTON
CA
United States
APPOINTMENTS ONLY, BY APPOINTMENT
Tel: (650) 638-0111, Fax: (650) 638-0222

Websites

www.brickleywealth.com linkedin.com/company/brickley-wealth-management twitter.com/brickleywealth www.facebook.brickleywealth.com

Chief Compliance Officer

STEPHEN BRICKLEY
CPA AND FINANCIAL PLANNER
1630 SOUTH DELAWARE STREET
5600
SAN MATEO
CA
United States
Tel: (650) 638-0111
(Full email address available in API data)

Regulatory Contact

NATHAN BRICKLEY
CPA AND FINANCIAL ADVISOR
1630 SOUTH DELAWARE STREET
5600
SAN MATEO
CA
United States
Tel: (650) 638-0111
(Full email address available in API data)

Industry Affiliates

BRICKLEY & COMPANY, CPA INC. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRICKLEY, STEPHEN, MARK Individual – CHIEF COMPLIANCE OFFICER 06/2017 < 5%
BRICKLEY, STEPHEN, MARK Individual BRICKLEY WEALTH HOLDING INC PRESIDENT 06/2017 > 75%
BRICKLEY, AARON, MICHAEL Individual BRICKLEY WEALTH INVESTMENT INC. SHAREHOLDER 06/2017 50-75%
BRICKLEY, NATHAN, GEORGE Individual BRICKLEY WEALTH INVESTMENT INC. SHAREHOLDER 06/2017 50-75%
BRICKLEY WEALTH HOLDING INC Domestic Entity – MEMBER 05/2017 50-75%
BRICKLEY WEALTH INVESTMENT INC. Domestic Entity – MEMBER 05/2017 25-50%

No. Employees, Historic

105020192020202120222023202420253 on 4/29/20193 on 6/7/20193 on 11/21/20193 on 12/16/20195 on 2/20/20205 on 5/1/20205 on 2/22/20215 on 3/17/20215 on 3/27/20215 on 4/28/20215 on 6/21/20216 on 3/4/20226 on 10/12/20226 on 3/22/20236 on 12/20/20236 on 12/21/20236 on 3/7/20246 on 3/7/2024

RAUM, Historic

800M400M02019202020212022202320242025374245877 on 4/29/2019374245877 on 6/7/2019374245877 on 11/21/2019374245877 on 12/16/2019458552287 on 2/20/2020458552287 on 5/1/2020458552287 on 2/22/2021600635890 on 3/17/2021600635890 on 3/27/2021600635890 on 4/28/2021600635890 on 6/21/2021724935685 on 3/4/2022724935685 on 10/12/2022621360970 on 3/22/2023621360970 on 12/20/2023621360970 on 12/21/2023720074814 on 3/7/2024720074814 on 3/7/2024

No. Clients, Historic

20010002019202020212022202320242025173 on 4/29/2019173 on 6/7/2019173 on 11/21/2019173 on 12/16/2019177 on 2/20/2020177 on 5/1/2020177 on 2/22/2021180 on 3/17/2021180 on 3/27/2021180 on 4/28/2021180 on 6/21/2021191 on 3/4/2022191 on 10/12/2022185 on 3/22/2023185 on 12/20/2023185 on 12/21/2023189 on 3/7/2024189 on 3/7/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 284K 2K 0
AMAZON COM INC COM 329K 2K 0
AMERICAN CENTY ETF TR US SML CP VALU 292K 3K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 29M 445K 0
AMERICAN CENTY ETF TR US LARGE CAP VLU 212K 3K 0
APPLE INC COM 73M 347K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 397K 977 0
ILLUMINA INC COM 821K 8K 0
INVESCO QQQ TR UNIT SER 1 510K 1K 0
ISHARES TR MSCI EAFE ETF 11M 142K 0
ISHARES TR RUS MD CP GR ETF 1M 9K 0
ISHARES TR 1 3 YR TREAS BD 326K 4K 0
ISHARES TR 7-10 YR TRSY BD 627K 7K 0
ISHARES TR RUS 1000 GRW ETF 12M 34K 0
ISHARES TR CORE S&P US VLU 1M 12K 0
ISHARES TR EAFE SML CP ETF 406K 7K 0
ISHARES TR MSCI USA MIN VOL 9M 109K 0
ISHARES TR MSCI EAFE MIN VL 2M 31K 0
ISHARES TR CORE MSCI EAFE 43M 596K 0
ISHARES TR CORE US AGGBD ET 235K 2K 0
ISHARES TR MSCI USA MMENTM 7M 34K 0
ISHARES TR MSCI INTL MOMENT 2M 42K 0
ISHARES TR MSCI USA SMCP MN 5M 127K 0
KLA CORP COM NEW 214K 259 0
LAM RESEARCH CORP COM 299K 281 0
META PLATFORMS INC CL A 638K 1K 0
MICROSOFT CORP COM 935K 2K 0
NVIDIA CORPORATION COM 616K 5K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 35K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 253K 3K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 207K 3K 0
SPDR S&P 500 ETF TR TR UNIT 22M 41K 0
VANGUARD INDEX FDS VALUE ETF 101M 629K 0
VANGUARD INDEX FDS SM CP VAL ETF 22M 118K 0
VANGUARD INDEX FDS SMALL CP ETF 2M 10K 0
VANGUARD INDEX FDS GROWTH ETF 43M 116K 0
VANGUARD INDEX FDS SML CP GRW ETF 24M 96K 0
VANGUARD INDEX FDS MCAP VL IDXVIP 7M 47K 0
VANGUARD INDEX FDS TOTAL STK MKT 703K 3K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 58K 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 779K 7K 0
VANGUARD MALVERN FDS STRM INFPROIDX 18M 372K 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 7M 123K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 232K 4K 0
VANGUARD WORLD FD ESG US STK ETF 1M 13K 0
VANGUARD WORLD FD ESG INTL STK ETF 434K 8K 0