LAKE STREET ADVISORS
LAKE STREET ADVISORS GROUP, LLC Legal Name
Adviser information for LAKE STREET ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 27 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,241 | $1.3B |
| Non-Discretionary | 617 | $1.8B |
| Total | 1,858 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 92 | $3.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)WEALTH MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMFixed feesPERCENT OF ASSETS UNDER ADVISEMENT |
Principal Office
145 MAPLEWOOD AVENUESUITE 210
PORTSMOUTH
NH
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 603-610-4100, Fax: 603-218-6232
Chief Compliance Officer
BRIAN DURKIN
CHIEF FINANCIAL OFFICER
145 MAPLEWOOD AVENUE
SUITE 210
PORTSMOUTH
NH
United States
Tel:
603-610-4100
Fax:
603-218-6232
B***********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LSA ACCESS FUND LP | Hedge Fund | $0.0M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER (MANAGER) | 04/2017 | > 75% |
| DECKER, CAROLYN, BUNTING RYAN | Individual | – | PARTNER | 04/2017 | < 5% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| OLSZAK, MELISSA | Individual | – | PARTNER | 04/2017 | < 5% |
| WEBB, NORMAN, EUGENE | Individual | – | PARTNER | 04/2017 | < 5% |
| DURKIN, BRIAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 09/2017 | < 5% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| CHASE, JOSEPH, WINLOCK | Individual | – | MANAGING PARTNER | 01/2023 | < 5% |
| VALLIERE, SHAWN, T | Individual | – | PARTNER | 01/2023 | < 5% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2023 ETF SERIES TRUST II | GMO US QUALITY E | 488K | 16K | – |
| 3M CO | COM | 291K | 3K | – |
| AT&T INC | COM | 1M | 73K | – |
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 7M | 38K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 10K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 13K | – |
| AEGON LTD | AMER REG 1 CERT | 149K | 24K | – |
| AERCAP HOLDINGS NV | SHS | 409K | 4K | – |
| AFLAC INC | COM | 3M | 29K | – |
| AGILENT TECHNOLOGIES INC | COM | 415K | 3K | – |
| AIR PRODS & CHEMS INC | COM | 488K | 2K | – |
| AIRBNB INC | COM CL A | 2M | 16K | – |
| AKAMAI TECHNOLOGIES INC | COM | 216K | 2K | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 36K | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 48K | – | – |
| ALPS ETF TR | ALERIAN MLP | 576K | 12K | – |
| ALIGN TECHNOLOGY INC | COM | 238K | 987 | – |
| ALLBIRDS INC | COM CL A | 17K | 33K | – |
| ALLSTATE CORP | COM | 494K | 3K | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 44K | – | – |
| ALPHABET INC | CAP STK CL A | 13M | 69K | – |
| ALPHABET INC | CAP STK CL C | 13M | 73K | – |
| ALTAIR ENGR INC | NOTE 1.750% 6/1 | 115K | – | – |
| ALTRIA GROUP INC | COM | 492K | 11K | – |
| AMAZON COM INC | COM | 22M | 116K | – |
| AMBEV SA | SPONSORED ADR | 21K | 10K | – |
| AMCOR PLC | ORD | 110K | 11K | – |
| AMERICAN ELEC PWR CO INC | COM | 352K | 4K | – |
| AMERICAN EXPRESS CO | COM | 2M | 9K | – |
| AMERICAN INTL GROUP INC | COM NEW | 335K | 5K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 230K | 2K | – |
| AMERIPRISE FINL INC | COM | 1M | 2K | – |
| CENCORA INC | COM | 760K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 10K | – |
| AMETEK INC | COM | 277K | 2K | – |
| AMGEN INC | COM | 4M | 13K | – |
| AMPHENOL CORP NEW | CL A | 644K | 10K | – |
| ANALOG DEVICES INC | COM | 1M | 6K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 585K | 10K | – |
| ANSYS INC | COM | 273K | 849 | – |
| ELEVANCE HEALTH INC | COM | 2M | 3K | – |
| AON PLC | SHS CL A | 603K | 2K | – |
| APOLLO GLOBAL MGMT INC | COM | 243K | 2K | – |
| APPLE INC | COM | 45M | 213K | – |
| APPLIED MATLS INC | COM | 3M | 12K | – |
| APPLOVIN CORP | COM CL A | 405K | 5K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 36K | 11K | – |
| ARCH CAP GROUP LTD | ORD | 206K | 2K | – |
| ARCHER DANIELS MIDLAND CO | COM | 232K | 4K | – |
| ARES CAPITAL CORP | COM | 464K | 22K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 7M | 50K | – |
| ARISTA NETWORKS INC | COM | 710K | 2K | – |
| GALLAGHER ARTHUR J & CO | COM | 269K | 1K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 190K | 17K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 857K | 11K | – |
| ATARA BIOTHERAPEUTICS INC | COM | 94K | 11K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 10K | – |
| AUTODESK INC | COM | 455K | 2K | – |
| AUTOZONE INC | COM | 714K | 241 | – |
| AVERY DENNISON CORP | COM | 331K | 2K | – |
| BAKER HUGHES COMPANY | CL A | 211K | 6K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 579K | 58K | – |
| BANCO SANTANDER S.A. | ADR | 222K | 48K | – |
| BANK AMERICA CORP | COM | 2M | 58K | – |
| BANK NEW YORK MELLON CORP | COM | 281K | 5K | – |
| BARCLAYS PLC | ADR | 424K | 40K | – |
| BECTON DICKINSON & CO | COM | 417K | 2K | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 28K | – | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 11M | 27K | – |
| BHP GROUP LTD | SPONSORED ADS | 510K | 9K | – |
| BIOGEN INC | COM | 234K | 1K | – |
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 78K | – | – |
| BLACKROCK INC | COM | 1M | 1K | – |
| BLACKSTONE INC | COM | 5M | 41K | – |
| BLEND LABS INC | CL A | 1M | 473K | – |
| BLUE OWL CAPITAL INC | COM CL A | 584K | 33K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 354K | 23K | – |
| BOEING CO | COM | 10M | 56K | – |
| BOOKING HOLDINGS INC | COM | 1M | 300 | – |
| BOSTON SCIENTIFIC CORP | COM | 517K | 7K | – |
| BOX INC | NOTE 1/1 | 58K | – | – |
| BP PLC | SPONSORED ADR | 344K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 415K | 10K | – |
| BROADCOM INC | COM | 17M | 10K | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11M | 312K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 33M | 1M | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 35M | 1M | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 9M | 327K | – |
| BROWN FORMAN CORP | CL B | 225K | 5K | – |
| BRP INC | COM SUN VTG | 201K | 3K | – |
| COTERRA ENERGY INC | COM | 284K | 11K | – |
| CADENCE DESIGN SYSTEM INC | COM | 700K | 2K | – |
| CAMECO CORP | COM | 1M | 22K | – |
| CANADIAN NATL RY CO | COM | 839K | 7K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 226K | 3K | – |
| CAPITAL ONE FINL CORP | COM | 556K | 4K | – |
| CARDINAL HEALTH INC | COM | 295K | 3K | – |
| CARLYLE GROUP INC | COM | 303K | 8K | – |
| CARMAX INC | COM | 316K | 4K | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 21K | – |
| CARTESIAN THERAPEUTICS INC | COM NEW | 855K | 32K | – |
| CATERPILLAR INC | COM | 5M | 16K | – |
| CBRE GROUP INC | CL A | 456K | 5K | – |
| CELANESE CORP DEL | COM | 293K | 2K | – |
| CENTENE CORP DEL | COM | 317K | 5K | – |
| CEREVEL THERAPEUTICS HLDNG I | COM | 3M | 84K | – |
| DAYFORCE INC | NOTE 0.250% 3/1 | 31K | – | – |
| SCHWAB CHARLES CORP | COM | 962K | 13K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 5M | 245K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 300K | 1K | – |
| CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 39K | – | – |
| CHEFS WHSE INC | NOTE 2.375%12/1 | 36K | – | – |
| CHENIERE ENERGY INC | COM NEW | 251K | 1K | – |
| CHEVRON CORP NEW | COM | 4M | 26K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 760K | 12K | – |
| CHUBB LIMITED | COM | 824K | 3K | – |
| CHURCH & DWIGHT CO INC | COM | 270K | 3K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| CINTAS CORP | COM | 334K | 477 | – |
| CISCO SYS INC | COM | 2M | 46K | – |
| CITIGROUP INC | COM NEW | 962K | 15K | – |
| CLOROX CO DEL | COM | 238K | 2K | – |
| CME GROUP INC | COM | 2M | 12K | – |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | 40K | – | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 331K | 5K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 451K | 7K | – |
| COINBASE GLOBAL INC | COM CL A | 1M | 5K | – |
| COLGATE PALMOLIVE CO | COM | 485K | 5K | – |
| COMCAST CORP NEW | CL A | 2M | 43K | – |
| CONAGRA BRANDS INC | COM | 248K | 9K | – |
| CONFLUENT INC | CLASS A COM | 479K | 16K | – |
| CONMED CORP | NOTE 2.250% 6/1 | 42K | – | – |
| CONOCOPHILLIPS | COM | 929K | 8K | – |
| CONSOL ENERGY INC NEW | COM | 914K | 9K | – |
| CONSOLIDATED EDISON INC | COM | 332K | 4K | – |
| CONSTELLATION BRANDS INC | CL A | 527K | 2K | – |
| CONSTELLATION ENERGY CORP | COM | 862K | 4K | – |
| COPART INC | COM | 465K | 9K | – |
| CORNING INC | COM | 202K | 5K | – |
| CORTEVA INC | COM | 222K | 4K | – |
| COSTAR GROUP INC | COM | 409K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| CRH PLC | ORD | 576K | 8K | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 4K | – |
| CROWN CASTLE INC | COM | 330K | 3K | – |
| CSX CORP | COM | 567K | 17K | – |
| CUMMINS INC | COM | 353K | 1K | – |
| CVS HEALTH CORP | COM | 653K | 11K | – |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 57K | – | – |
| D R HORTON INC | COM | 1M | 10K | – |
| DANAHER CORPORATION | COM | 2M | 6K | – |
| DATADOG INC | NOTE 0.125% 6/1 | 42K | – | – |
| DEERE & CO | COM | 907K | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 6M | 45K | – |
| DELTA AIR LINES INC DEL | COM NEW | 226K | 5K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 42K | – |
| DEXCOM INC | COM | 384K | 3K | – |
| DEXCOM INC | NOTE 0.250%11/1 | 118K | – | – |
| DEXCOM INC | NOTE 0.375% 5/1 | 45K | – | – |
| DIAGEO PLC | SPON ADR NEW | 653K | 5K | – |
| DIAMONDBACK ENERGY INC | COM | 414K | 2K | – |
| DIGITAL RLTY TR INC | COM | 553K | 4K | – |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 103K | – | – |
| DISCOVER FINL SVCS | COM | 528K | 4K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 103K | 14K | – |
| DOLLAR GEN CORP NEW | COM | 320K | 2K | – |
| DOLLAR TREE INC | COM | 239K | 2K | – |
| DOMINION ENERGY INC | COM | 268K | 5K | – |
| DOMINOS PIZZA INC | COM | 887K | 2K | – |
| DRAFTKINGS INC NEW | COM CL A | 8M | 211K | – |
| DROPBOX INC | NOTE 3/0 | 85K | – | – |
| DUKE ENERGY CORP NEW | COM NEW | 622K | 6K | – |
| DUPONT DE NEMOURS INC | COM | 326K | 4K | – |
| EATON CORP PLC | SHS | 7M | 22K | – |
| EBAY INC. | COM | 599K | 11K | – |
| ECOLAB INC | COM | 426K | 2K | – |
| EDISON INTL | COM | 208K | 3K | – |
| EDWARDS LIFESCIENCES CORP | COM | 354K | 4K | – |
| ELECTRONIC ARTS INC | COM | 277K | 2K | – |
| EMERSON ELEC CO | COM | 776K | 7K | – |
| ENBRIDGE INC | COM | 2M | 54K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 403K | 25K | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 79K | – | – |
| ENTERPRISE PRODS PARTNERS L | COM | 418K | 14K | – |
| ENVESTNET INC | NOTE 2.625%12/0 | 81K | – | – |
| ENVOY MEDICAL INC | *W EXP 09/29/202 | 6K | 100K | – |
| EOG RES INC | COM | 397K | 3K | – |
| EQUIFAX INC | COM | 336K | 1K | – |
| EQUINIX INC | COM | 541K | 715 | – |
| TELEFONAKTIEBOLAGET LM ERICS | ADR B SEK 10 | 95K | 15K | – |
| ETSY INC | NOTE 0.125%10/0 | 73K | – | – |
| EVERSOURCE ENERGY | COM | 306K | 5K | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 72K | – | – |
| EXELON CORP | COM | 330K | 10K | – |
| EXPEDIA GROUP INC | COM NEW | 362K | 3K | – |
| EXTRA SPACE STORAGE INC | COM | 2M | 11K | – |
| EXXON MOBIL CORP | COM | 7M | 57K | – |
| META PLATFORMS INC | CL A | 11M | 22K | – |
| FASTENAL CO | COM | 432K | 7K | – |
| FEDEX CORP | COM | 664K | 2K | – |
| FERGUSON PLC NEW | SHS | 271K | 1K | – |
| FERRARI N V | COM | 967K | 2K | – |
| FIDELITY NATL INFORMATION SV | COM | 503K | 7K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 2M | 33K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 251K | 5K | – |
| FIFTH THIRD BANCORP | COM | 257K | 7K | – |
| FINCH THERAPEUTICS GROUP INC | COM NEW | 29K | 21K | – |
| FIRSTENERGY CORP | NOTE 4.000% 5/0 | 69K | – | – |
| FISERV INC | COM | 954K | 6K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 5M | 122K | – |
| FLEX LTD | ORD | 508K | 17K | – |
| FLUTTER ENTMT PLC | SHS | 369K | 2K | – |
| FORD MTR CO DEL | COM | 394K | 31K | – |
| FORD MTR CO DEL | NOTE 3/1 | 93K | – | – |
| FORTINET INC | COM | 354K | 6K | – |
| FORTIVE CORP | COM | 209K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 580K | 12K | – |
| FRESHWORKS INC | CLASS A COM | 9M | 687K | – |
| GARTNER INC | COM | 282K | 629 | – |
| GE VERNOVA INC | COM | 373K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 874K | 3K | – |
| GE AEROSPACE | COM NEW | 967K | 6K | – |
| GENERAL MLS INC | COM | 318K | 5K | – |
| GENERAL MTRS CO | COM | 296K | 6K | – |
| GENUINE PARTS CO | COM | 241K | 2K | – |
| GILEAD SCIENCES INC | COM | 1M | 17K | – |
| GLOBAL PMTS INC | COM | 365K | 4K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 415K | 14K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 3K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 2M | 700K | – |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 26K | – | – |
| GSK PLC | SPONSORED ADR | 280K | 7K | – |
| HALEON PLC | SPON ADS | 176K | 21K | – |
| HALLIBURTON CO | COM | 372K | 11K | – |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 36K | – | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 30K | – | – |
| HARTFORD FINL SVCS GROUP INC | COM | 427K | 4K | – |
| HCA HEALTHCARE INC | COM | 878K | 3K | – |
| HEICO CORP NEW | CL A | 262K | 1K | – |
| HERSHEY CO | COM | 398K | 2K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 323K | 1K | – |
| HIMS & HERS HEALTH INC | COM CL A | 956K | 47K | – |
| HOME DEPOT INC | COM | 3M | 10K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 506K | 16K | – |
| HONEYWELL INTL INC | COM | 2M | 7K | – |
| HP INC | COM | 3M | 88K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 1M | 27K | – |
| HUMANA INC | COM | 557K | 1K | – |
| HUNTINGTON BANCSHARES INC | COM | 226K | 17K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 707K | 4K | – |
| ICICI BANK LIMITED | ADR | 332K | 12K | – |
| IDEXX LABS INC | COM | 723K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 829K | 3K | – |
| IMAX CORP | NOTE 0.500% 4/0 | 59K | – | – |
| ING GROEP N.V. | SPONSORED ADR | 297K | 17K | – |
| INSULET CORP | NOTE 0.375% 9/0 | 32K | – | – |
| INTEL CORP | COM | 830K | 27K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 592K | 4K | – |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 356K | 3K | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 48K | – | – |
| INTUIT | COM | 3M | 5K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 2M | 87K | – |
| INVESCO DB MULTI-SECTOR COMM | BASE METALS FD | 2M | 92K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 310K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 490K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 405K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 250K | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 9M | 20K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 231K | 4K | – |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 44K | – | – |
| IQVIA HLDGS INC | COM | 512K | 2K | – |
| IRONWOOD PHARMACEUTICALS INC | NOTE 1.500% 6/1 | 42K | – | – |
| ISHARES BITCOIN TR | SHS | 814K | 24K | – |
| ISHARES TR | CHINA LG-CAP ETF | 1M | 44K | – |
| ISHARES TR | COHEN STEER REIT | 1M | 26K | – |
| ISHARES TR | CORE MSCI EAFE | 37M | 511K | – |
| ISHARES INC | CORE MSCI EMKT | 16M | 300K | – |
| ISHARES TR | CORE S&P500 ETF | 14M | 25K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 26K | – |
| ISHARES TR | CORE S&P SCP ETF | 18M | 171K | – |
| ISHARES TR | CORE US AGGBD ET | 7M | 75K | – |
| ISHARES TR | ESG AW MSCI EAFE | 20M | 248K | – |
| ISHARES INC | ESG AWR MSCI EM | 4M | 112K | – |
| ISHARES GOLD TR | ISHARES NEW | 1M | 24K | – |
| ISHARES TR | IBONDS 26 TRM TS | 709K | 31K | – |
| ISHARES TR | IBONDS 25 TRM TS | 712K | 31K | – |
| ISHARES TR | IBONDS 27 TRM TS | 716K | 32K | – |
| ISHARES INC | FRONTIER AND SEL | 3M | 92K | – |
| ISHARES INC | MSCI JPN ETF NEW | 267K | 4K | – |
| ISHARES TR | MSCI ACWI ETF | 5M | 46K | – |
| ISHARES TR | MSCI CHINA ETF | 1M | 27K | – |
| ISHARES TR | MSCI EAFE ETF | 18M | 231K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 49K | – |
| ISHARES TR | NATIONAL MUN ETF | 32M | 303K | – |
| ISHARES TR | RUS 1000 ETF | 64M | 214K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
| ISHARES TR | RUS 1000 VAL ETF | 889K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 5M | 23K | – |
| ISHARES TR | RUS 2000 VAL ETF | 257K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 809K | 9K | – |
| ISHARES TR | S&P 500 VAL ETF | 530K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 223K | 3K | – |
| ISHARES TR | SHRT NAT MUN ETF | 212K | 2K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 91M | 901K | – |
| ISHARES TR | 7-10 YR TRSY BD | 833K | 9K | – |
| ISHARES TR | CORE DIV GRWTH | 2M | 28K | – |
| ISHARES TR | EAFE SML CP ETF | 9M | 138K | – |
| ISHARES TR | ESG AWR MSCI USA | 6M | 53K | – |
| ISHARES TR | ESG AWR US AGRGT | 2M | 47K | – |
| ISHARES TR | RUS MD CP GR ETF | 203K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 3M | 36K | – |
| ISHARES TR | US TREAS BD ETF | 450K | 20K | – |
| ISHARES TR | U.S. REAL ES ETF | 2M | 28K | – |
| ITRON INC | NOTE 3/1 | 38K | – | – |
| JAMES HARDIE INDS PLC | SPONSORED ADR | 333K | 11K | – |
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 71K | – | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 1M | 26K | – |
| JOHNSON & JOHNSON | COM | 2M | 17K | – |
| JOHNSON CTLS INTL PLC | SHS | 519K | 8K | – |
| JONES LANG LASALLE INC | COM | 479K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS DEV | 1M | 23K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS CDA | 2M | 26K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS EUR | 3M | 54K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 2M | 40K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 30K | – |
| KENVUE INC | COM | 268K | 15K | – |
| KEURIG DR PEPPER INC | COM | 248K | 7K | – |
| KEYCORP | COM | 155K | 11K | – |
| KIMBERLY-CLARK CORP | COM | 241K | 2K | – |
| KINDER MORGAN INC DEL | COM | 3M | 161K | – |
| KKR & CO INC | COM | 473K | 4K | – |
| KLA CORP | COM NEW | 1M | 1K | – |
| KROGER CO | COM | 501K | 10K | – |
| LCI INDS | NOTE 1.125% 5/1 | 17K | – | – |
| L3HARRIS TECHNOLOGIES INC | COM | 261K | 1K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LEIDOS HOLDINGS INC | COM | 348K | 2K | – |
| LENNAR CORP | CL A | 474K | 3K | – |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | 51K | – | – |
| ELI LILLY & CO | COM | 10M | 11K | – |
| LINDE PLC | SHS | 2M | 5K | – |
| LISTED FD TR | HORIZON KINETICS | 253K | 8K | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 2.000% 2/1 | 52K | – | – |
| LIVE NATION ENTERTAINMENT IN | COM | 358K | 4K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 154K | 56K | – |
| LOCKHEED MARTIN CORP | COM | 3M | 7K | – |
| LOGITECH INTL S A | SHS | 374K | 4K | – |
| LOWES COS INC | COM | 2M | 9K | – |
| LUCID GROUP INC | COM | 38K | 14K | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 23K | – | – |
| LUMENTUM HLDGS INC | NOTE 0.500% 6/1 | 32K | – | – |
| LYFT INC | CL A COM | 1M | 89K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 206K | 2K | – |
| M & T BK CORP | COM | 452K | 3K | – |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 65K | – | – |
| MARATHON OIL CORP | COM | 348K | 12K | – |
| MARATHON PETE CORP | COM | 741K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 933K | 4K | – |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 41K | – | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 5K | – |
| MARTIN MARIETTA MATLS INC | COM | 262K | 484 | – |
| MASCO CORP | COM | 250K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 5M | 11K | – |
| MCDONALDS CORP | COM | 3M | 13K | – |
| MCKESSON CORP | COM | 1M | 2K | – |
| MEDTRONIC PLC | SHS | 469K | 6K | – |
| MERCK & CO INC | COM | 6M | 45K | – |
| METLIFE INC | COM | 319K | 5K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 409K | 293 | – |
| MGM RESORTS INTERNATIONAL | COM | 205K | 5K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 389K | 4K | – |
| MICRON TECHNOLOGY INC | COM | 1M | 10K | – |
| MICROSOFT CORP | COM | 38M | 85K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 287K | 26K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 222K | 52K | – |
| MODERNA INC | COM | 474K | 4K | – |
| MONDELEZ INTL INC | CL A | 696K | 11K | – |
| MONSTER BEVERAGE CORP NEW | COM | 459K | 9K | – |
| MOODYS CORP | COM | 1M | 2K | – |
| MORGAN STANLEY | COM NEW | 3M | 35K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 580K | 1K | – |
| MPLX LP | COM UNIT REP LTD | 308K | 7K | – |
| MSCI INC | COM | 218K | 453 | – |
| NATERA INC | COM | 227K | 2K | – |
| NATWEST GROUP PLC | SPONS ADR | 250K | 31K | – |
| NAUTILUS BIOTECHNOLOGY INC | COM | 53K | 23K | – |
| NCL CORP LTD | NOTE 1.125% 2/1 | 75K | – | – |
| NETAPP INC | COM | 224K | 2K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NEWMONT CORP | COM | 303K | 7K | – |
| NEXGEN ENERGY LTD | COM | 1M | 193K | – |
| NEXTERA ENERGY INC | COM | 2M | 26K | – |
| NICE LTD | SPONSORED ADR | 432K | 3K | – |
| NIKE INC | CL B | 888K | 12K | – |
| NOKIA CORP | SPONSORED ADR | 112K | 30K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 105K | 18K | – |
| NORFOLK SOUTHN CORP | COM | 478K | 2K | – |
| NORTHROP GRUMMAN CORP | COM | 667K | 2K | – |
| GEN DIGITAL INC | COM | 238K | 10K | – |
| NOVARTIS AG | SPONSORED ADR | 801K | 8K | – |
| NOVO-NORDISK A S | ADR | 3M | 24K | – |
| NRG ENERGY INC | COM NEW | 394K | 5K | – |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 90K | – | – |
| NU HLDGS LTD | ORD SHS CL A | 11M | 876K | – |
| NUCOR CORP | COM | 267K | 2K | – |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 7M | 239K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 2M | 45K | – |
| NVIDIA CORPORATION | COM | 40M | 320K | – |
| NXP SEMICONDUCTORS N V | COM | 293K | 1K | – |
| OREILLY AUTOMOTIVE INC | COM | 618K | 585 | – |
| OCCIDENTAL PETE CORP | COM | 312K | 5K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 338K | 2K | – |
| OMNIAB INC | COM | 42K | 11K | – |
| OMNICOM GROUP INC | COM | 282K | 3K | – |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 25K | – | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 59K | – | – |
| ONEOK INC NEW | COM | 3M | 38K | – |
| ORACLE CORP | COM | 4M | 30K | – |
| ORIX CORP | SPONSORED ADR | 318K | 3K | – |
| OTIS WORLDWIDE CORP | COM | 207K | 2K | – |
| OUSTER INC | COM NEW | 98K | 10K | – |
| OWENS CORNING NEW | COM | 225K | 1K | – |
| PACCAR INC | COM | 460K | 4K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 622K | 25K | – |
| PALO ALTO NETWORKS INC | COM | 932K | 3K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 3K | – |
| PATRICK INDS INC | NOTE 1.750%12/0 | 75K | – | – |
| PAYCHEX INC | COM | 338K | 3K | – |
| PAYPAL HLDGS INC | COM | 713K | 12K | – |
| PEARSON PLC | SPONSORED ADR | 133K | 11K | – |
| PEPSICO INC | COM | 4M | 22K | – |
| PFIZER INC | COM | 982K | 35K | – |
| PHILIP MORRIS INTL INC | COM | 772K | 8K | – |
| PHILLIPS 66 | COM | 449K | 3K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 11K | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 54K | – | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 283K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 3M | 18K | – |
| PROGRESSIVE CORP | COM | 1M | 7K | – |
| PROLOGIS INC. | COM | 1M | 9K | – |
| PROSHARES TR | S&P 500 DV ARIST | 677K | 7K | – |
| PROSHARES TR | ULTRAPRO QQQ | 301K | 4K | – |
| PRUDENTIAL FINL INC | COM | 424K | 4K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 312K | 4K | – |
| PUBLIC STORAGE OPER CO | COM | 245K | 851 | – |
| PULTE GROUP INC | COM | 213K | 2K | – |
| QORVO INC | COM | 494K | 4K | – |
| QUALCOMM INC | COM | 2M | 12K | – |
| QUANTA SVCS INC | COM | 365K | 1K | – |
| RAYMOND JAMES FINL INC | COM | 278K | 2K | – |
| RTX CORPORATION | COM | 1M | 12K | – |
| REALTY INCOME CORP | COM | 257K | 5K | – |
| REGENERON PHARMACEUTICALS | COM | 748K | 712 | – |
| REGIONS FINANCIAL CORP NEW | COM | 374K | 18K | – |
| RELX PLC | SPONSORED ADR | 816K | 18K | – |
| REPUBLIC SVCS INC | COM | 398K | 2K | – |
| RESMED INC | COM | 1M | 6K | – |
| RIO TINTO PLC | SPONSORED ADR | 326K | 5K | – |
| ROCKWELL AUTOMATION INC | COM | 360K | 1K | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 3K | – |
| ROSS STORES INC | COM | 361K | 2K | – |
| ROYAL CARIBBEAN GROUP | COM | 466K | 3K | – |
| S&P GLOBAL INC | COM | 2M | 5K | – |
| SALESFORCE INC | COM | 3M | 11K | – |
| SANOFI | SPONSORED ADR | 325K | 7K | – |
| SAP SE | SPON ADR | 2M | 8K | – |
| SCHLUMBERGER LTD | COM STK | 349K | 7K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 13M | 475K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 9M | 195K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 52M | 1M | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 37K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 9M | 138K | – |
| SEER INC | COM CL A | 19K | 11K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 15K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 240K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 348K | 8K | – |
| SEMPRA | COM | 325K | 4K | – |
| SERA PROGNOSTICS INC | CLASS A COM | 144K | 24K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHAKE SHACK INC | NOTE 3/0 | 29K | – | – |
| SHELL PLC | SPON ADS | 929K | 13K | – |
| SHERWIN WILLIAMS CO | COM | 2M | 6K | – |
| SHIFT4 PMTS INC | NOTE 0.500% 8/0 | 17K | – | – |
| SIMON PPTY GROUP INC NEW | COM | 3M | 19K | – |
| SKYWORKS SOLUTIONS INC | COM | 449K | 4K | – |
| SNAP INC | NOTE 5/0 | 15K | – | – |
| SNAP ON INC | COM | 272K | 1K | – |
| SNOWFLAKE INC | CL A | 370K | 3K | – |
| SONOS INC | COM | 2M | 129K | – |
| SONY GROUP CORP | SPONSORED ADR | 956K | 11K | – |
| SOURCE CAP INC | COM | 417K | 9K | – |
| SOUTHERN CO | COM | 503K | 6K | – |
| SOUTHERN COPPER CORP | COM | 337K | 3K | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 86K | – | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 42M | 457K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 17M | 484K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 4K | – |
| SPDR GOLD TR | GOLD SHS | 851K | 4K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 7M | 173K | – |
| SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 26M | 626K | – |
| SPDR INDEX SHS FDS | MSCI EMR MKT ETF | 1M | 36K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 327K | 13K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1M | 18K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 5M | 112K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 122M | 224K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 34M | 767K | – |
| SPDR SER TR | S&P DIVID ETF | 732K | 6K | – |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 506K | 9K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 2M | 4K | – |
| SPROTT FDS TR | JUNIOR URANIUM | 645K | 27K | – |
| SPROTT FDS TR | URANIUM MINERS E | 333K | 7K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 233K | 4K | – |
| STARBUCKS CORP | COM | 3M | 38K | – |
| STARWOOD PPTY TR INC | COM | 3M | 137K | – |
| STATE STR CORP | COM | 245K | 3K | – |
| STERIS PLC | SHS USD | 353K | 2K | – |
| STMICROELECTRONICS N V | NY REGISTRY | 297K | 8K | – |
| STRIDE INC | NOTE 1.125% 9/0 | 90K | – | – |
| STRYKER CORPORATION | COM | 1M | 3K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 720K | 53K | – |
| SUNCOR ENERGY INC NEW | COM | 224K | 6K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 2K | – |
| SYNCHRONY FINANCIAL | COM | 236K | 5K | – |
| SYNOPSYS INC | COM | 543K | 913 | – |
| SYSCO CORP | COM | 214K | 3K | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 11K | – |
| TARGA RES CORP | COM | 496K | 4K | – |
| TARGET CORP | COM | 801K | 5K | – |
| TE CONNECTIVITY LTD | SHS | 310K | 2K | – |
| TELEFONICA S A | SPONSORED ADR | 116K | 27K | – |
| TESLA INC | COM | 4M | 19K | – |
| TEXAS INSTRS INC | COM | 4M | 20K | – |
| COCA COLA CO | COM | 2M | 28K | – |
| THE TRADE DESK INC | COM CL A | 282K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 4K | – |
| TIDAL ETF TR | ADASINA SOCIAL | 701K | 40K | – |
| TJX COS INC NEW | COM | 2M | 19K | – |
| TOTALENERGIES SE | SPONSORED ADS | 568K | 8K | – |
| TOYOTA MOTOR CORP | ADS | 894K | 4K | – |
| TRACTOR SUPPLY CO | COM | 298K | 1K | – |
| TRANE TECHNOLOGIES PLC | SHS | 614K | 2K | – |
| TRANSDIGM GROUP INC | COM | 702K | 550 | – |
| TRAVELERS COMPANIES INC | COM | 473K | 2K | – |
| TRUIST FINL CORP | COM | 327K | 8K | – |
| US BANCORP DEL | COM NEW | 469K | 12K | – |
| UBER TECHNOLOGIES INC | COM | 3M | 41K | – |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 92K | – | – |
| UBS GROUP AG | SHS | 1M | 36K | – |
| UFP INDUSTRIES INC | COM | 265K | 2K | – |
| UNILEVER PLC | SPON ADR NEW | 691K | 13K | – |
| UNION PAC CORP | COM | 2M | 8K | – |
| UNITED PARCEL SERVICE INC | CL B | 658K | 5K | – |
| UNITED RENTALS INC | COM | 858K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 12K | – |
| UNUM GROUP | COM | 230K | 4K | – |
| URANIUM ENERGY CORP | COM | 980K | 163K | – |
| VALERO ENERGY CORP | COM | 424K | 3K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 396K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 10K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 9M | 156K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 95M | 2M | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 97M | 2M | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 588K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 22K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 48M | 817K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 1M | 10K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 1M | 17K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 390K | 5K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 3M | 12K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 374K | 6K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 398K | 2K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 439K | 9K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 28M | 333K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 94M | 188K | – |
| VANGUARD SCOTTSDALE FDS | TOTAL CORP BND | 1M | 19K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1M | 15K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 536K | 9K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 4M | 50K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 3M | 13K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 48M | 663K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 1M | 24K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 76M | 282K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2M | 15K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 33K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 12M | 127K | – |
| VARONIS SYS INC | NOTE 1.250% 8/1 | 31K | – | – |
| VERALTO CORP | COM SHS | 249K | 3K | – |
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 109K | – | – |
| VERISK ANALYTICS INC | COM | 307K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 26K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 5K | – |
| VERTIV HOLDINGS CO | COM CL A | 445K | 5K | – |
| VISA INC | COM CL A | 5M | 19K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 101K | 11K | – |
| WALMART INC | COM | 2M | 31K | – |
| DISNEY WALT CO | COM | 2M | 18K | – |
| WASTE MGMT INC DEL | COM | 794K | 4K | – |
| WATSCO INC | COM | 1M | 3K | – |
| WAYFAIR INC | NOTE 1.000% 8/1 | 85K | – | – |
| WAYFAIR INC | NOTE 3.250% 9/1 | 40K | – | – |
| WELLS FARGO CO NEW | COM | 1M | 25K | – |
| WELLTOWER INC | COM | 423K | 4K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 255K | 773 | – |
| WILLIAMS COS INC | COM | 4M | 106K | – |
| WILLIAMS SONOMA INC | COM | 212K | 752 | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 2M | 19K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 868K | 17K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 802K | 11K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 912K | 20K | – |
| WOLFSPEED INC | NOTE 1.875%12/0 | 21K | – | – |
| WORKDAY INC | CL A | 226K | 1K | – |
| GRAINGER W W INC | COM | 470K | 521 | – |
| XCEL ENERGY INC | COM | 209K | 4K | – |
| XYLEM INC | COM | 380K | 3K | – |
| YUM BRANDS INC | COM | 396K | 3K | – |
| ZIFF DAVIS INC | NOTE 1.750%11/0 | 63K | – | – |
| ZILLOW GROUP INC | NOTE 1.375% 9/0 | 89K | – | – |
| ZOETIS INC | CL A | 2M | 9K | – |
| ZSCALER INC | NOTE 0.125% 7/0 | 24K | – | – |