OGAM, LP
Adviser information for OGAM, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $1.7B |
| Non-Discretionary | 8 | $4.4B |
| Total | 22 | $6.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $4.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 8 | $2.0B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 73 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110456 |
|---|---|
| SEC ERA File Number | 801-110456 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287919 |
| Legal Entity Identifier | None |
Principal Office
3737 BUFFALO SPEEDWAYSUITE 700
HOUSTON
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 1 (713) 225-5965, Fax: 1 (713) 237-8140
Chief Compliance Officer
SEAN D. ROBERTS
ASSISTANT GENERAL COUNSEL
3737 BUFFALO SPEEDWAY
SUITE 700
HOUSTON
TX
United States
Tel:
713-275-0180
Fax:
713-237-8140
S***********@****************M
(Full email address available in API data)
Regulatory Contact
PIERRE MICHAUD
GENERAL COUNSEL
3737 BUFFALO SPEEDWAY
SUITE 700
HOUSTON
TX
United States
Tel:
(713) 275-0191
Fax:
713-237-8140
P*************@****************M
(Full email address available in API data)
Industry Affiliates
| BLACK FOREST GENERAL PARTNER LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CHAPELGATE GENERAL PARTNER LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ELEGANTREE OPPORTUNITIES FUND GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LINDENTREE GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| OGAM LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OGAM SOFISS GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| OGAM TACTICAL (GP) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| OLEA GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ORCHARD GLOBAL ASSET MANAGEMENT (S) PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ORCHARD GLOBAL ASSET MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ORCHARD LIQUID CREDIT GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| OT TREATY OAK GP LLC | Sponsor or syndicator of limited partnerships |
| TSO GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELEGANTREE OPPORTUNITIES MASTER FUND III LP | Hedge Fund | $97.6M | $0.1M | 11 |
| FOCUSED INFRASTRUCTURE SPECIAL SITUATIONS S.A R.L. | Private Equity Fund | $94.0M | $0.2M | 5 |
| RAINTREE CREDIT OPPORTUNITY MASTER FUND LTD | Hedge Fund | $205.7M | $0.1M | 14 |
| TAIGA SPECIAL OPPORTUNITIES CO-INVEST I (DELAWARE) LLC | Private Equity Fund | $21.3M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Young, John, Robert | Individual | – | CHIEF INVESTMENT OFFICER | 04/2017 | < 5% |
| Michaud, Pierre, Fran�ois | Individual | – | CHIEF LEGAL OFFICER | 04/2017 | < 5% |
| BERGERON, MARC, NMN | Individual | – | PRESIDENT | 04/2017 | < 5% |
| HORVATH, PAUL, DOUGLAS | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2017 | < 5% |
| OGAM GP, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2017 | < 5% |
| OGCG US HOLDINGS LLC | Domestic Entity | – | LIMITED PARTNER | 09/2023 | > 75% |
| ORCHARD GLOBAL CAPITAL GROUP INC. | Domestic Entity | OGCG US HOLDINGS LLC | MEMBER | 09/2023 | > 75% |
| ROBERTS, SEAN, DOUGLAS | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSISTANT GENERAL COUNSEL | 01/2020 | < 5% |
| BURKE, DAVID, ADAM | Individual | – | HEAD OF DISTRIBUTION | 03/2022 | < 5% |
| GENTZEL, HANS, FREDRIK | Individual | – | CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| OGCG INTERMEDIATE HOLDINGS LLC | Domestic Entity | ORCHARD GLOBAL CAPITAL GROUP INC. | SHAREHOLDER | 09/2023 | > 75% |
| HY STRATEGIC HOLDINGS LLC | Domestic Entity | OGCG INTERMEDIATE HOLDINGS LLC | MANAGER | 07/2023 | |
| Young, John, Robert | Individual | HY STRATEGIC HOLDINGS LLC | MEMBER | 07/2023 | 25-50% |
| Young, John, Robert | Individual | OGCG INTERMEDIATE HOLDINGS LLC | CLASS A MEMBER | 07/2023 | 25-50% |
| HORVATH, PAUL, DOUGLAS | Individual | HY STRATEGIC HOLDINGS LLC | MEMBER | 07/2023 | 50-75% |
| HORVATH, PAUL, DOUGLAS | Individual | OGCG INTERMEDIATE HOLDINGS LLC | CLASS A MEMBER | 07/2023 | 25-50% |
| GUO, JIN, C | Individual | – | CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |