CAMBRIDGE FINANCIAL GROUP, LLC
Adviser information for CAMBRIDGE FINANCIAL GROUP, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,318 | $468.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,318 | $468.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $71.2M |
| HNW Individuals | 128 | $397.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PREPARATION |
|---|---|
| Compensation | % of AUMFixed fees% OF INCOME |
Identifiers
| SEC RIA File Number | 801-110472 |
|---|---|
| SEC ERA File Number | 801-110472 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117428 |
| Legal Entity Identifier | None |
Principal Office
6700 N. ORACLE RD.SUITE 324
TUCSON
AZ
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 520-531-0550, Fax: 520-531-1315
Websites
Chief Compliance Officer
BONNIE COURTNEY
MEMBER, OPERATIONS MANAGER
6700 N. ORACLE RD.
STE 324
TUCSON
AZ
United States
Tel:
520-531-0550
Fax:
520-531-1315
B*****@******************M
(Full email address available in API data)
Regulatory Contact
ALICIA KLEIN
MANAGING MEMBER
6700 N. ORACLE RD.
STE 324
TUCSON
AZ
United States
Tel:
520-531-0550
Fax:
520-531-1315
A*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARCHAND, PENNY, BOONE | Individual | – | MEMBER | 10/2001 | 10-25% |
| klein, ALICIA, GABRIELLE | Individual | – | MANAGING MEMBER | 04/2018 | 25-50% |
| MCCLARREN, COLE, JUSTIN | Individual | – | MEMBER | 01/2020 | 10-25% |
| COURTNEY, BONNIE, CAROLE | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 01/2021 | 10-25% |
| HODGESON, BRANDON, RAY | Individual | – | MEMBER | 01/2024 | < 5% |