NORTHEAST PLANNING ASSOCIATES, INC.

Adviser information for NORTHEAST PLANNING ASSOCIATES, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New Hampshire, United States

Employees

Total Number of Employees	122
Investment Advisory/Research	67
Registered Broker-Dealer Representatives	68
Registered State Investment Advisers	67
Licensed Agents of an Insurance Company	65
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,318	$301.4M
Non-Discretionary	0	$0
Total	1,318	$301.4M

Clients

Type	Number	RAUM
Individuals	1,043	$258.2M
HNW Individuals	28	$43.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$211,036
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	10
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)WHITE LABELING
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	301.4M

Portfolio Manager to Program	Sponsor
NPA WRAP FEE PROGRAM	NORTHEAST PLANNING ASSOCIATES, INC.

Identifiers

SEC RIA File Number	801-110475
SEC ERA File Number	801-110475
SEC CIK Numbers	1914515
SEC CRD Numbers	131406
Legal Entity Identifier	None

Principal Office

43 CONSTITUTION DRIVE
BEDFORD
NH
United States

Monday - Friday, 7:30 A.M. TO 4:30 P.M.

Tel: (603) 471-0900, Fax: (603) 471-0471

Websites

tamagniwealthadvisors.com paulhbrock.net www.heritagewealthmanagers.com www.stephenswealth.com www.mitfcu.org/irp www.frickefinancial.com www.jayers.com www.henrycooley.com www.olivetreewealth.com www.chrisbeliveau.com www.wallyammon.com www.npaeverett.com www.michaelplans.com newburyportplanning.com www.mdlynch.com www.jonpharrison.com www.leblondfinancial.com www.patgillis.com www.oncourseretirement.com www.zackflongley.com www.michaelantosca.com www.wgibbons.com www.lawrenceplanning.com www.weareyourplanners.com www.wallaceplanning.com www.timbrisson.com www.thomaswhyte.com www.deanfinancialplanning.com www.crowleyplans.com/ www.ryderplans.com/ yourwealthplanners.com www.planningforme.com www.dlucente.com www.financialplanningsecurity.com www.evergreenplans.com www.farnhamfinancial.com www.financialplanningmatters.com www.pelletierfinancial.com www.bheffernan.com www.caggianoplanning.com www.capannola.com www.northeastplanning.com falmouthfinancial.com/ www.mwoodmanfinancial.com/ www.financialplanningforyou.com/ www.donsilk.com www.silkcurtisplanning.com www.npawealth.com www.mainwealthplanning.com www.paulfitzpatrickplanning.com

Chief Compliance Officer

MICHAEL J. HARTMAN

43 CONSTITUTION DRIVE

BEDFORD

United States

Tel: (603) 471-0900

Fax: (603) 471-0471

M*******@********************M

(Full email address available in API data)

Regulatory Contact

MATTHEW H. EATON

DIRECTOR OF CASE DEVELOPMENT AND TECHNICAL SUPPORT