HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.
Adviser information for HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 212 | $172.6M |
| Non-Discretionary | 0 | $0 |
| Total | 212 | $172.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.7M |
| HNW Individuals | 46 | $156.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $9.4M |
| Charitable organizations | 1 | $5.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110476 |
|---|---|
| SEC ERA File Number | 801-110476 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145096 |
| Legal Entity Identifier | None |
Principal Office
1108 FIFTH AVENUESUITE 320
SAN RAFAEL
CA
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 415-259-3933, Fax: None
Websites
Chief Compliance Officer
HEATHER I. HUTCHINSON
PRINCIPAL AND CHIEF COMPLIANCE OFFICER
1108 FIFTH AVENUE
SUITE 320
SAN RAFAEL
CA
United States
Tel:
415-259-3933
H**********@*************M
(Full email address available in API data)
Regulatory Contact
ERIC ZIEGLER
PRINCIPAL
1108 FIFTH AVENUE
SUITE 320
SAN RAFAEL
CA
United States
Tel:
415-259-3933
E*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUTCHINSON, HEATHER, IRENE | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 01/2003 | 50-75% |
| ZIEGLER, ERIC, JOSEPH | Individual | – | PRINCIPAL | 07/2007 | 50-75% |