BUCKLEY CAPITAL ADVISORS, LLC
Adviser information for BUCKLEY CAPITAL ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $133.3M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $133.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $18.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $10.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $102.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110484 |
|---|---|
| SEC ERA File Number | 801-110484 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 268818 |
| Legal Entity Identifier | None |
Principal Office
1111 LINCOLN ROAD, SUITE 610MIAMI BEACH
FL
United States
Monday - Friday, BY APPOINTMENT
Tel: 347-292-9957, Fax: None
Chief Compliance Officer
KENNETH E. WALSH
CHIEF COMPLIANCE OFFICER
890 W. HILLSIDE CT.
STEAMBOAT SPRINGS
CO
United States
Tel:
970-846-5573
Fax:
970-797-9118
K*******@*************************M
(Full email address available in API data)
Regulatory Contact
CATHY VASILEV
CONSULTANT
1320 ARROW POINT DR
SUITE 411
CEDAR PARK
TX
United States
Tel:
512-796-3299
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
| BUCKLEY CAPITAL MANAGEMENT | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WALSH CORR & ASSOCIATES, PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BUCKLEY CAPITAL PARTNERS L.P. | Hedge Fund | $89.6M | $1.0M | 70 |
| MILESTONE VIMBA FUND, L.P. | Hedge Fund | $53.0M | $0.3M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSH, KENNETH, EDWARD | Individual | – | MEMBER, CCO, AND MANAGER | 05/2015 | 50-75% |
| BUCKLEY, ZACHARY, CHARLES | Individual | – | MEMBER, CEO, AND MANAGER | 04/2010 | 50-75% |