LOGIX INVESTMENTS LLC
Adviser information for LOGIX INVESTMENTS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 131 | $205.9M |
| Non-Discretionary | 1 | $170.3M |
| Total | 132 | $376.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 125 | $101.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 7 | $274.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110490 |
|---|---|
| SEC ERA File Number | 801-110490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288382 |
| Legal Entity Identifier | None |
Principal Office
1801 EAST 9TH STREETSUITE 1600
CLEVELAND
OH
United States
Monday - Friday, 9 AM - 5 PM EST
Tel: 216-861-1148, Fax: 216-861-0106
Websites
Chief Compliance Officer
DEAN PELOS
4128 INNSLAKE DR
GLEN ALLEN
VA
United States
Tel:
224-548-9262
D*********@************M
(Full email address available in API data)
Regulatory Contact
JEFFREY PALMER
PRESIDENT AND CEO
1801 E. NINTH STREET, SUITE 1600
CLEVELAND
OH
United States
Tel:
216-861-1148
Fax:
216-861-0106
J**********@**********M
(Full email address available in API data)
Industry Affiliates
| GRIES FINANCIAL LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIES FINANCIAL LLC | Domestic Entity | – | MEMBER | 03/2017 | > 75% |
| THE 4100 GROUP | Domestic Entity | GRIES FINANCIAL LLC | MANAGING MEMBER | 06/2020 | > 75% |
| DELTA DENTAL OF MICHIGAN | Domestic Entity | THE 4100 GROUP | MANAGING MEMBER | 06/2020 | > 75% |
| DELTA DENTAL OF OHIO | Domestic Entity | THE 4100 GROUP | MANAGING MEMBER | 06/2020 | 25-50% |
| PELOS, CONSTANTINE, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| HERMAN, ROBERT, JOSEPH | Individual | – | CHIEF INVESTMENT OFFICER | 08/2023 | < 5% |
| PALMER, JEFFREY, HAMILTON | Individual | – | PRESIDENT AND CEO | 08/2023 | < 5% |