Hedge Fund Database

UNISON ASSET MANAGEMENT LLC

Adviser information for UNISON ASSET MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13 $201.3M
Non-Discretionary 0 $0
Total 13 $201.3M

Clients

Type Number RAUM
Individuals <5 $2.7M
HNW Individuals <5 $1.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $170.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $26.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 85

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-110503
SEC ERA File Number 801-110503
SEC CIK Numbers 1840755
SEC CRD Numbers 288249
Legal Entity Identifier None

Principal Office

3323 NE 163RD STREET
PH703
NORTH MIAMI BEACH
FL
United States
Monday - Friday, 9:00 TO 5:00
Tel: 786-971-5105, Fax: None

Websites

www.unisonam.com/ twitter.com/unisonam www.linkedin.com/company/unison-asset-management-llc/about/

Chief Compliance Officer

ROBERT BREYER
3323 NE 163RD STREET
PH703
NORTH MIAMI BEACH
FL
United States
Tel: 786-971-5105
(Full email address available in API data)

Industry Affiliates

AUREANA CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
CONCISE CAPITAL MANAGEMENT, L.P. Other investment adviser, including financial planners
EVIDITY CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles
UNISON OPPORTUNITIES PARTNERS, LTD Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
UNISON OPPORTUNITIES FUND L.P. PUBLIC EQUITY FUND $37.1M $0.1M 8

Control Persons

Name Type Entity Title Since Ownership
HEISENBERG GLOBAL PARTNERS, LLC Domestic Entity – MEMBER 03/2017 50-75%
FURMANSKI, ALEXANDER Individual – ELECTED MANAGER AND MEMBER 03/2017 25-50%
CANEPA GLOBAL MANAGERS, S.C.S. Foreign Entity HEISENBERG GLOBAL PARTNERS, LLC SHAREHOLDER 12/2017 > 75%
CGM CAPITAL SPF S.� R.L. Foreign Entity CANEPA GLOBAL MANAGERS, S.C.S. LIMITED PARTNER 12/2022 50-75%
CTP HOLDINGS LTD Foreign Entity CGM CAPITAL SPF S.� R.L. SHAREHOLDER 07/2023 > 75%
CGM PARTNERS, S.� R.L. Foreign Entity CANEPA GLOBAL MANAGERS, S.C.S. GENERAL PARTNER 12/2017
RAICES INTERNATIONAL SPF S.� R.L. Foreign Entity CGM PARTNERS, S.� R.L. SHAREHOLDER 12/2017 25-50%
BLTM CGM GP, LLC Domestic Entity CGM PARTNERS, S.� R.L. SHAREHOLDER 12/2023 25-50%
ESBER, ELIAS, (NMN) Individual CGM PARTNERS, S.� R.L. SHAREHOLDER 12/2017 25-50%
RODRIGUEZ, FRANCISCO, FELIX Individual RAICES INTERNATIONAL SPF S.� R.L. SHAREHOLDER 08/2013 > 75%
ESTEGHAMAT, KIAN, (NMN) Individual BLTM CGM GP, LLC SHAREHOLDER 07/2023 > 75%
BREYER, ROBERT, KARL Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%
BAKALARZ, DANIEL, ANTHONY Individual – ELECTED MANAGER AND MEMBER 12/2021 25-50%

No. Employees, Historic

10502020202120222023202420254 on 3/30/20204 on 6/11/20204 on 9/28/20204 on 3/16/20214 on 3/16/20214 on 5/17/20214 on 3/30/20224 on 5/19/20224 on 6/23/20224 on 6/28/20224 on 7/28/20224 on 3/30/20234 on 3/30/20234 on 3/27/2024

RAUM, Historic

300M150M0202020212022202320242025123889833 on 3/30/2020123889833 on 6/11/2020123889833 on 9/28/2020134413122 on 3/16/2021134413122 on 3/16/2021134413122 on 5/17/2021164636233 on 3/30/2022164636233 on 5/19/2022164636233 on 6/23/2022164636233 on 6/28/2022164636233 on 7/28/2022161319782 on 3/30/2023161319782 on 3/30/2023201344168 on 3/27/2024

No. Clients, Historic

2010020202021202220232024202511 on 3/30/202011 on 6/11/202011 on 9/28/20209 on 3/16/20219 on 3/16/20219 on 5/17/20217 on 3/30/20227 on 5/19/20227 on 6/23/20227 on 6/28/20227 on 7/28/202210 on 3/30/202310 on 3/30/202313 on 3/27/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE SYSTEMS INCORPORATED COM 258K 465 –
ALPHABET INC CAP STK CL A 20M 109K –
ALPHABET INC CAP STK CL C 300K 2K –
AMAZON COM INC COM 309K 2K –
AMERICAN EXPRESS CO COM 8M 34K –
APPLE INC COM 6M 29K –
APPLIED MATLS INC COM 7M 29K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 20M 49K –
BK OF AMERICA CORP COM 7M 167K –
BRAZE INC COM CL A 509K 13K –
CATERPILLAR INC COM 202K 606 –
CDW CORP COM 8M 38K –
DISNEY WALT CO COM 321K 3K –
DOUBLEVERIFY HLDGS INC COM 792K 41K –
ELEVANCE HEALTH INC COM 13M 24K –
GOLDMAN SACHS GROUP INC COM 271K 600 –
JPMORGAN CHASE & CO COM 8M 42K –
LOCKHEED MARTIN CORP COM 5M 11K –
LOWES COS INC COM 8M 36K –
META PLATFORMS INC CL A 21M 41K –
MICROSOFT CORP COM 9M 21K –
NORTHROP GRUMMAN CORP COM 4M 8K –
NU HLDGS LTD ORD SHS CL A 15M 1M –
NUTANIX INC CL A 2M 31K –
OREILLY AUTOMOTIVE INC COM 9M 8K –
SPDR S&P 500 ETF TR TR UNIT 895K 2K –
TESLA INC COM 949K 5K –
UBER TECHNOLOGIES INC COM 4M 54K –
UNITEDHEALTH GROUP INC COM 9M 17K –
VISA INC COM CL A 4M 17K –
WELLS FARGO CO NEW COM 6M 103K –
WISDOMTREE TR JAPN HEDGE EQT 474K 4K –