Hedge Fund Database

ALTUS WEALTH GROUP, LLC

Adviser information for ALTUS WEALTH GROUP, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,568 $322.1M
Non-Discretionary 627 $122.9M
Total 2,195 $445.0M

Clients

Type Number RAUM
Individuals 555 $117.8M
HNW Individuals 167 $316.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $644,093
Charitable organizations <5 $5.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.5M
Other <5 $344,593
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-110511
SEC ERA File Number 801-110511
SEC CIK Numbers 1842572
SEC CRD Numbers 287848
Legal Entity Identifier None

Principal Office

423 SOUTH CASCADE AVENUE
COLORADO SPRINGS
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 719-900-1295, Fax: 719-900-1295

Websites

www.altuswealthgroup.com www.facebook.com/altuswealthgroup www.linkedin.com/company.altus-wealth-group-llc

Chief Compliance Officer

NANCY MERCADO
423 SOUTH CASCADE AVENUE
COLORADO SPRINGS
CO
United States
Tel: 719-900-1295
(Full email address available in API data)

Regulatory Contact

DUSTIN L. BENCH
423 SOUTH CASCADE AVENUE
COLORADO SPRINGS
CO
United States
Tel: 719-900-1291
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MERCADO, NANCY, PIZARRO Individual – CCO 05/2017 < 5%
MERCADO, NANCY, PIZARRO Individual KDJP HOLDINGS, LLC MANAGING MEMBER 05/2017 > 75%
BENCH, DUSTIN, LARRY Individual BETHEMORE HOLDINGS, LLC MANAGING MEMBER 05/2017 > 75%
BETHEMORE HOLDINGS, LLC Domestic Entity – MEMBER 05/2017 50-75%
KDJP HOLDINGS, LLC Domestic Entity – MEMBER 05/2017 50-75%

No. Employees, Historic

105020192020202120222023202420254 on 12/9/20198 on 2/11/20208 on 5/13/20208 on 6/12/20208 on 6/23/20208 on 7/1/20208 on 2/5/20218 on 1/14/20228 on 3/2/20229 on 1/31/20239 on 5/10/20239 on 7/20/20239 on 11/30/202310 on 2/14/2024

RAUM, Historic

500M250M02019202020212022202320242025190027693 on 12/9/2019231725995 on 2/11/2020231725995 on 5/13/2020231725995 on 6/12/2020231725995 on 6/23/2020231725995 on 7/1/2020269610230 on 2/5/2021269610230 on 1/14/2022379965423 on 3/2/2022386172967 on 1/31/2023386172967 on 5/10/2023386172967 on 7/20/2023386172967 on 11/30/2023445043153 on 2/14/2024

No. Clients, Historic

80040002019202020212022202320242025508 on 12/9/2019551 on 2/11/2020551 on 5/13/2020551 on 6/12/2020551 on 6/23/2020551 on 7/1/2020630 on 2/5/2021630 on 1/14/2022722 on 3/2/2022724 on 1/31/2023724 on 5/10/2023724 on 7/20/2023724 on 11/30/2023722 on 2/14/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 588K 3K 0
ADVANCED MICRO DEVICES INC COM 237K 1K 0
ALPHABET INC CAP STK CL A 2M 13K 0
ALPHABET INC CAP STK CL C 483K 3K 0
AMAZON COM INC COM 2M 13K 0
AMERICAN CENTY ETF TR US SML CP VALU 202K 2K 0
AMERICAN CENTY ETF TR AVANTIS ALL INT 1M 23K 0
AMERICAN CENTY ETF TR DIVERSIFIED MU 352K 7K 0
AMERICAN ELEC PWR CO INC COM 2M 18K 0
AMGEN INC COM 577K 2K 0
AMPLIFY ETF TR CWP ENHANCED DIV 2M 40K 0
APOLLO GLOBAL MGMT INC COM 1M 10K 0
APPLE INC COM 6M 31K 0
ATMOS ENERGY CORP COM 652K 6K 0
BANK AMERICA CORP COM 466K 12K 0
BAXTER INTL INC COM 527K 16K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K 0
BLACKROCK LTD DURATION INCOM COM SHS 147K 11K 0
BLACKSTONE INC COM 1M 9K 0
BOEING CO COM 228K 1K 0
BROADCOM INC COM 2M 1K 0
BUILDERS FIRSTSOURCE INC COM 5M 38K 0
CATERPILLAR INC COM 202K 607 0
CHEVRON CORP NEW COM 2M 11K 0
CISCO SYS INC COM 284K 6K 0
CLEVELAND-CLIFFS INC NEW COM 171K 11K 0
COMCAST CORP NEW CL A 837K 21K 0
COSTCO WHSL CORP NEW COM 797K 938 0
CVS HEALTH CORP COM 309K 5K 0
DEVON ENERGY CORP NEW COM 427K 9K 0
DISNEY WALT CO COM 541K 5K 0
EATON VANCE ENHANCED EQUITY COM 290K 13K 0
ELI LILLY & CO COM 537K 593 0
EMCOR GROUP INC COM 622K 2K 0
EMERSON ELEC CO COM 201K 2K 0
EOG RES INC COM 986K 8K 0
EXXON MOBIL CORP COM 1M 10K 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I 473K 3K 0
FIRST INTST BANCSYSTEM INC COM 561K 20K 0
FIRST SOLAR INC COM 488K 2K 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 1M 60K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 313K 6K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 2M 60K 0
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 267K 13K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 297K 7K 0
FIRST TR MORNINGSTAR DIVID L SHS 1M 27K 0
GLOBAL SHIP LEASE INC NEW COM CL A 388K 13K 0
GLOBAL X FDS US INFR DEV ETF 320K 9K 0
HOME DEPOT INC COM 1M 3K 0
HONEYWELL INTL INC COM 820K 4K 0
INTEL CORP COM 831K 27K 0
INTERNATIONAL BUSINESS MACHS COM 213K 1K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 8K 0
INVESCO EXCH TRADED FD TR II PURBTA MSCI US 219K 4K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 937K 49K 0
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 3M 132K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 3M 138K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 3M 124K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 900K 44K 0
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 4M 41K 0
ISHARES TR IBONDS 25 TRM TS 2M 100K 0
ISHARES TR CORE S&P500 ETF 15M 27K 0
ISHARES TR IBONDS 27 TRM TS 999K 45K 0
ISHARES TR RUS 1000 GRW ETF 13M 35K 0
ISHARES TR CORE MSCI EAFE 240K 3K 0
ISHARES TR RUS MID CAP ETF 595K 7K 0
ISHARES TR CORE US AGGBD ET 210K 2K 0
ISHARES TR IBONDS 29 TRM TS 2M 82K 0
ISHARES TR MSCI KLD400 SOC 512K 5K 0
ISHARES TR CORE S&P SCP ETF 406K 4K 0
ISHARES TR RUS MDCP VAL ETF 286K 2K 0
ISHARES TR HDG MSCI EAFE 2M 45K 0
ISHARES TR SELECT DIVID ETF 343K 3K 0
ISHARES TR MSCI USA MIN VOL 5M 60K 0
ISHARES TR MSCI USA QLT FCT 904K 5K 0
JACOBS SOLUTIONS INC COM 391K 3K 0
JANUS DETROIT STR TR HENDRSN SHRT ETF 553K 11K 0
JOHNSON & JOHNSON COM 269K 2K 0
JPMORGAN CHASE & CO. COM 1M 7K 0
KENVUE INC COM 449K 25K 0
KINDER MORGAN INC DEL COM 598K 30K 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 236K 35K 0
LINCOLN NATL CORP IND COM 307K 10K 0
LOCKHEED MARTIN CORP COM 717K 2K 0
LOWES COS INC COM 639K 3K 0
MASTERCARD INCORPORATED CL A 397K 899 0
MCDONALDS CORP COM 798K 3K 0
META PLATFORMS INC CL A 348K 690 0
MFS CHARTER INCOME TR SH BEN INT 154K 25K 0
MICROSOFT CORP COM 5M 12K 0
MORGAN STANLEY COM NEW 354K 4K 0
NETFLIX INC COM 796K 1K 0
NUVEEN AMT FREE QLTY MUN INC COM 735K 64K 0
NUVEEN MUN HIGH INCOME OPPOR COM 141K 13K 0
NVIDIA CORPORATION COM 2M 18K 0
PACER FDS TR US CASH COWS 100 9M 166K 0
PEPSICO INC COM 998K 6K 0
PFIZER INC COM 258K 9K 0
PRICE T ROWE GROUP INC COM 494K 4K 0
PROCTER AND GAMBLE CO COM 636K 4K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 13K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 4M 52K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 3M 42K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 11K 0
SELECT SECTOR SPDR TR TECHNOLOGY 8M 34K 0
SERVICENOW INC COM 2M 3K 0
SOUTHERN CO COM 387K 5K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 628K 18K 0
SPDR S&P 500 ETF TR TR UNIT 644K 1K 0
SPDR SER TR PORTFOLIO INTRMD 571K 18K 0
SPDR SER TR S&P DIVID ETF 6M 51K 0
SPDR SER TR PORTFOLI S&P1500 3M 40K 0
SPDR SER TR PORTFOLIO AGRGTE 2M 72K 0
STRYKER CORPORATION COM 316K 929 0
TESLA INC COM 852K 4K 0
TEXAS INSTRS INC COM 628K 3K 0
TILRAY BRANDS INC COM 17K 10K 0
TRI CONTL CORP COM 1M 36K 0
UNION PAC CORP COM 3M 12K 0
UNITED PARCEL SERVICE INC CL B 268K 2K 0
UNITEDHEALTH GROUP INC COM 458K 900 0
VANECK ETF TRUST SEMICONDUCTR ETF 255K 980 0
VANECK ETF TRUST MRNGSTR WDE MOAT 11M 127K 0
VANGUARD INDEX FDS TOTAL STK MKT 771K 3K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 15K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 5M 68K 0
VANGUARD WORLD FD INF TECH ETF 233K 404 0
VERIZON COMMUNICATIONS INC COM 300K 7K 0
VISA INC COM CL A 2M 7K 0
WALMART INC COM 463K 7K 0
WASTE MGMT INC DEL COM 208K 975 0
WESTERN ASSET MANAGED MUNS F COM 118K 11K 0
WISDOMTREE TR FLOATNG RAT TREA 617K 12K 0