DETTERBECK WEALTH MANAGEMENT
DWM FINANCIAL GROUP, INC. Legal Name
Adviser information for DETTERBECK WEALTH MANAGEMENT last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 628 | $204.6M |
| Non-Discretionary | 75 | $19.1M |
| Total | 703 | $223.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 65 | $32.2M |
| HNW Individuals | 76 | $191.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110527 |
|---|---|
| SEC ERA File Number | 801-110527 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111594 |
| Legal Entity Identifier | None |
Principal Office
110 N. BROCKWAYSUITE 330
PALATINE
IL
United States
Monday - Friday, 8:30AM-5PM
Tel: 847-934-6262, Fax: 847-934-5495
Chief Compliance Officer
BRETT M. DETTERBECK
PRESIDENT
110 N. BROCKWAY
SUITE 330
PALATINE
IL
United States
Tel:
847-934-6262
Fax:
847-934-5495
B****@*********M
(Full email address available in API data)
Regulatory Contact
BRETT M. DETTERBECK
PRESIDENT
110 N. BROCKWAY
SUITE 330
PALATINE
IL
United States
Tel:
847-934-6262
Fax:
847-934-5495
B****@*********M
(Full email address available in API data)
Industry Affiliates
| DETTERBECK JOHNSON & MONSEN | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DETTERBECK, LESTER, GEORGE | Individual | – | CHAIRMAN OF THE BOARD, SECRETARY, TREASURER, ADVISORY REP. | 09/2004 | 50-75% |
| DETTERBECK, BRETT, MARRIOTT | Individual | – | PRESIDENT, COO, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | 09/2004 | 25-50% |