STEWART WEALTH MANAGEMENT, INC.
Adviser information for STEWART WEALTH MANAGEMENT, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,246 | $377.8M |
| Non-Discretionary | 243 | $60.3M |
| Total | 1,489 | $438.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $57.0M |
| HNW Individuals | 151 | $381.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPRIVATE PLACEMENT CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110534 |
|---|---|
| SEC ERA File Number | 801-110534 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143425 |
| Legal Entity Identifier | None |
Principal Office
1050 NORTHGATE DRIVESUITE 333
SAN RAFAEL
CA
United States
Monday - Friday, 9AM TO 5PM
Tel: 415-499-1544, Fax: 800-588-6099
Websites
Chief Compliance Officer
BENJAMIN STEWART
PRINCIPAL / OWNER
1050 NORTHGATE DRIVE
SUITE 333
SAN RAFAEL
CA
United States
Tel:
415-499-1544
Fax:
800-588-6099
B**@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEWART, BENJAMIN, (NMN) | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 03/2007 | > 75% |