ALLIUM FINANCIAL ADVISORS, LLC
Adviser information for ALLIUM FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 752 | $545.8M |
| Non-Discretionary | 11 | $12.4M |
| Total | 763 | $558.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $3.5M |
| HNW Individuals | 143 | $548.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 3 | $2.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $3.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110536 |
|---|---|
| SEC ERA File Number | 801-110536 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288462 |
| Legal Entity Identifier | None |
Principal Office
310 N STATE STREETSUITE 208
LAKE OSWEGO
OR
United States
Monday - Friday, 9-5
Tel: 877-487-6860, Fax: None
Websites
Chief Compliance Officer
JEFF PRESS
CCO
310 N STATE STREET
SUITE 208
LAKE OSWEGO
OR
United States
Tel:
516-236-9277
J***@******************M
(Full email address available in API data)
Industry Affiliates
| UPTICK CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARNTSON, SHEREE, DEMERS | Individual | – | PRINCIPAL | 04/2017 | < 5% |
| TEMPALLI, PRADEEP | Individual | – | SENIOR WEALTH ADVISOR | 04/2017 | < 5% |
| THOMPSON, SCOTT, ALAN | Individual | – | CHIEF INVESTMENT OFFICER | 04/2022 | < 5% |
| PRESS, JEFFREY, MITCHELL | Individual | – | CCO | 03/2023 | < 5% |
| TRILLIUM CONSULTING INC. | Domestic Entity | – | PARENT ENTITY | 04/2017 | > 75% |
| ARNTSON, SHEREE, DEMERS | Individual | TRILLIUM CONSULTING INC. | PRESIDENT AND DIRECTOR | 04/2017 | 25-50% |
| TEMPALLI, PRADEEP | Individual | TRILLIUM CONSULTING INC. | CHIEF FINANCIAL OFFICER AND DIRECTOR | 04/2017 | 25-50% |
| THOMPSON, SCOTT, ALAN | Individual | TRILLIUM CONSULTING INC. | CHIEF INVESTMENT OFFICER AND DIRECTOR | 04/2022 |