Hedge Fund Database

SOMPO ASSET MANAGEMENT CO., LTD.

Adviser information for SOMPO ASSET MANAGEMENT CO., LTD. last updated from Form ADV on June 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Japan

Employees

Total Number of Employees 188
Investment Advisory/Research 58
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 410 $25.1B
Non-Discretionary 0 $0
Total 410 $25.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions <5 $15.4M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 266 $10.9B
Pension and profit sharing plans 101 $11.3B
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 7 $605.8M
Insurance companies <5 $2.2B
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 8 $59.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 98

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-110538
SEC ERA File Number 801-110538
SEC CIK Numbers 1533504
SEC CRD Numbers 286479
Legal Entity Identifier 3538001358DFGIJKOT04

Principal Office

KYORITSU NIHONBASHI BLDG.
2-2-16 NIHONBASHI, CHUO-KU
TOKYO
Japan
Monday - Friday, 9 - 5
Tel: 81-3-5290-3400, Fax: 81-3-3231-7004

Websites

www.sompo-am.co.jp/ twitter.com/sompo_123 twitter.com/sompo_switch www.youtube.com/channel/uciqi8n8upjdvrpnnkkzgyfw/about

Chief Compliance Officer

EIJI FUJIMURA
KYORITSU NIHONBASHI BLDG.
2-2-16 NIHONBASHI, CHUO-KU
TOKYO
Japan
Tel: 81-3-5290-3648
Fax: 81-3-3231-7015
(Full email address available in API data)

Regulatory Contact

YOSHIHIKO ISHIGAKI
SENIOR MANAGER
KYORITSU NIHONBASHI BLDG.
2-2-16 NIHONBASHI, CHUO-KU
TOKYO
Japan
Tel: 81-3-5290-3505
Fax: 81-3-3231-7004
(Full email address available in API data)

Industry Affiliates

SAISON AUTOMOBILE AND FIRE INSURANCE COMPANY, LIMITED Insurance company or agency
SOMPO HIMAWARI LIFE INSURANCE, INC. Insurance company or agency
SOMPO INTERNATIONAL HOLDINGS LTD. Insurance company or agency
SOMPO JAPAN DC SECURITIES INC. Other investment adviser, including financial planners
SOMPO JAPAN INSURANCE INC. Insurance company or agency
SOMPO RISK MANAGEMENT INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SOMPO HOLDINGS, INC. Foreign Entity – SHAREHOLDER 02/1986 > 75%
HATTA, MAKOTO, NMN Individual – MANAGING EXECUTIVE OFFICER 04/2017 < 5%
NAKAO, GOYA, NMN Individual – MANAGING EXECUTIVE OFFICER 04/2018 < 5%
KOJIMA, NOBUHIRO, NMN Individual – PRESIDENT & CEO, DIRECTOR 04/2019 < 5%
KITANI, TORU, NMN Individual – MANAGING EXECUTIVE OFFICER 04/2019 < 5%
KONDO, TOSHINORI, NMN Individual – DIRECTOR (PART TIME) 04/2022 < 5%
FUJIMURA, EIJI, NMN Individual – CHIEF COMPLIANCE OFFICER 04/2023 < 5%
OYAMA, MOTOKAZU, NMN Individual – EXECUTIVE OFFICER 04/2023 < 5%
SAKAKIBARA, KAZUHISA, NMN Individual – EXECUTIVE OFFICER 04/2023 < 5%
SATO, YOSHIHISA, NMN Individual – EXECUTIVE OFFICER 04/2023 < 5%
UDO, TADAAKI, NMN Individual – DIRECTOR (OUTSIDE) 06/2023 < 5%
KANAMORI, DAISUKE, NMN Individual – DIRECTOR, EXECUTIVE OFFICER 04/2022 < 5%

No. Employees, Historic

2001000201920202021202220232024160 on 4/1/2019164 on 6/26/2019164 on 6/28/2019164 on 4/14/2020174 on 6/25/2020173 on 6/16/2021173 on 4/22/2022173 on 5/9/2022180 on 6/16/2022180 on 4/19/2023180 on 4/20/2023188 on 6/27/2023188 on 6/30/2023

RAUM, Historic

40B20B020192020202120222023202434786349754 on 4/1/201934290413641 on 6/26/201934290413641 on 6/28/201934290413641 on 4/14/202026663789655 on 6/25/202034224457290 on 6/16/202134224457290 on 4/22/202234224457290 on 5/9/202230833608676 on 6/16/202230833608676 on 4/19/202330833608676 on 4/20/202325114548316 on 6/27/202325114548316 on 6/30/2023

No. Clients, Historic

4002000201920202021202220232024251 on 4/1/2019260 on 6/26/2019260 on 6/28/2019260 on 4/14/2020280 on 6/25/2020320 on 6/16/2021320 on 4/22/2022320 on 5/9/2022362 on 6/16/2022362 on 4/19/2023362 on 4/20/2023386 on 6/27/2023386 on 6/30/2023

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 6M 60K –
ABBOTT LABS COM 1M 10K –
ABBVIE INC COM 966K 6K –
ACCENTURE PLC IRELAND SHS CLASS A 5M 18K –
ADOBE INC COM 15M 26K –
AFLAC INC COM 223K 3K –
AKAMAI TECHNOLOGIES INC COM 722K 8K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 261K 4K –
ALKAMI TECHNOLOGY INC COM 311K 11K –
ALLSTATE CORP COM 2M 15K –
ALPHABET INC CAP STK CL A 16M 89K –
AMAZON COM INC COM 19M 97K –
AMCOR PLC ORD 5M 468K –
AMERICAN EXPRESS CO COM 986K 4K –
AMGEN INC COM 2M 5K –
AMPHENOL CORP NEW CL A 854K 13K –
AON PLC SHS CL A 2M 6K –
APPLE INC COM 32M 152K –
APPLIED MATLS INC COM 1M 4K –
APTIV PLC SHS 415K 6K –
ARISTA NETWORKS INC COM 582K 2K –
AT&T INC COM 346K 18K –
AUTOMATIC DATA PROCESSING IN COM 530K 2K –
AVALONBAY CMNTYS INC COM 358K 2K –
AVERY DENNISON CORP COM 4M 17K –
BANCO BRADESCO S A SP ADR PFD NEW 82K 37K –
BANK AMERICA CORP COM 5M 115K –
BANK NEW YORK MELLON CORP COM 869K 15K –
BECTON DICKINSON & CO COM 372K 2K –
BIOGEN INC COM 338K 1K –
BLACKROCK INC COM 638K 810 –
BLOCK INC CL A 237K 4K –
BOEING CO COM 663K 4K –
BOOKING HOLDINGS INC COM 2M 380 –
BOSTON PROPERTIES INC COM 288K 5K –
BRISTOL-MYERS SQUIBB CO COM 1M 35K –
BROADCOM INC COM 3M 2K –
BROADRIDGE FINL SOLUTIONS IN COM 575K 3K –
CADENCE DESIGN SYSTEM INC COM 1M 4K –
CARDINAL HEALTH INC COM 279K 3K –
CARMAX INC COM 765K 10K –
CATERPILLAR INC COM 903K 3K –
CENCORA INC COM 342K 2K –
CHEVRON CORP NEW COM 2M 12K –
CHUBB LIMITED COM 393K 2K –
CINTAS CORP COM 553K 790 –
CISCO SYS INC COM 5M 100K –
CITIGROUP INC COM NEW 6M 94K –
CME GROUP INC COM 350K 2K –
COCA COLA CO COM 9M 146K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 258K 4K –
COLGATE PALMOLIVE CO COM 5M 53K –
COMCAST CORP NEW CL A 610K 16K –
CONSOLIDATED EDISON INC COM 285K 3K –
CONSTELLATION ENERGY CORP COM 433K 2K –
COPART INC COM 588K 11K –
CORTEVA INC COM 517K 10K –
COSTCO WHSL CORP NEW COM 1M 2K –
CROWN CASTLE INC COM 262K 3K –
CVS HEALTH CORP COM 7M 124K –
D R HORTON INC COM 629K 4K –
DEERE & CO COM 497K 1K –
DIGITAL RLTY TR INC COM 549K 4K –
DISNEY WALT CO COM 7M 75K –
DOMINION ENERGY INC COM 4M 85K –
EASTMAN CHEM CO COM 526K 5K –
EDISON INTL COM 1M 20K –
ELEVANCE HEALTH INC COM 921K 2K –
ELI LILLY & CO COM 4M 4K –
ENDAVA PLC ADS 447K 15K –
EOG RES INC COM 1M 10K –
EPAM SYS INC COM 831K 4K –
EQUINIX INC COM 492K 650 –
EXELON CORP COM 2M 48K –
EXXON MOBIL CORP COM 795K 7K –
FAIR ISAAC CORP COM 893K 600 –
FEDEX CORP COM 297K 990 –
FISERV INC COM 566K 4K –
FLYWIRE CORPORATION COM VTG 517K 32K –
FORTUNE BRANDS INNOVATIONS I COM 252K 4K –
FUTU HLDGS LTD SPON ADS CL A 718K 11K –
GARTNER INC COM 557K 1K –
GENERAL DYNAMICS CORP COM 2M 6K –
GENERAL MTRS CO COM 498K 11K –
GENPACT LIMITED SHS 375K 12K –
GILEAD SCIENCES INC COM 336K 5K –
GOLDMAN SACHS GROUP INC COM 923K 2K –
HALLIBURTON CO COM 336K 10K –
HDFC BANK LTD SPONSORED ADS 245K 4K –
HOME DEPOT INC COM 5M 15K –
HONEYWELL INTL INC COM 555K 3K –
ICICI BANK LIMITED ADR 1M 39K –
INTEL CORP COM 5M 166K –
INTERCONTINENTAL EXCHANGE IN COM 1M 8K –
INTERNATIONAL BUSINESS MACHS COM 2M 11K –
INTUIT COM 3M 5K –
ISHARES INC CORE MSCI EMKT 35M 651K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR 7-10 YR TRSY BD 33M 350K –
ITAU UNIBANCO HLDG S A SPON ADR REP PFD 195K 33K –
JOHNSON & JOHNSON COM 9M 62K –
JOHNSON CTLS INTL PLC SHS 281K 4K –
JPMORGAN CHASE & CO. COM 9M 46K –
KE HLDGS INC SPONSORED ADS 308K 22K –
KLA CORP COM NEW 1M 2K –
KNIGHT-SWIFT TRANSN HLDGS IN CL A 328K 7K –
LAUDER ESTEE COS INC CL A 826K 8K –
LOCKHEED MARTIN CORP COM 1M 3K –
LOWES COS INC COM 441K 2K –
LYONDELLBASELL INDUSTRIES N SHS - A - 5M 54K –
MARSH & MCLENNAN COS INC COM 4M 20K –
MASTERCARD INCORPORATED CL A 887K 2K –
MCDONALDS CORP COM 482K 2K –
MCKESSON CORP COM 385K 660 –
MEDTRONIC PLC SHS 9M 112K –
MERCK & CO INC COM 5M 37K –
META PLATFORMS INC CL A 11M 22K –
METLIFE INC COM 765K 11K –
MICROSOFT CORP COM 33M 73K –
MONDELEZ INTL INC CL A 371K 6K –
MORGAN STANLEY COM NEW 830K 9K –
MSCI INC COM 935K 2K –
NASDAQ INC COM 884K 15K –
NETFLIX INC COM 1M 1K –
NEXTERA ENERGY INC COM 4M 53K –
NIKE INC CL B 4M 55K –
NVIDIA CORPORATION COM 20M 166K –
OMNICOM GROUP INC COM 335K 4K –
ORACLE CORP COM 820K 6K –
PACCAR INC COM 525K 5K –
PAYPAL HLDGS INC COM 399K 7K –
PEPSICO INC COM 533K 3K –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 227K 16K –
PFIZER INC COM 629K 22K –
PHILIP MORRIS INTL INC COM 636K 6K –
PHILLIPS 66 COM 573K 4K –
PNC FINL SVCS GROUP INC COM 438K 3K –
PPG INDS INC COM 650K 5K –
PRINCIPAL FINANCIAL GROUP IN COM 507K 6K –
PROCTER AND GAMBLE CO COM 773K 5K –
PROGRESSIVE CORP COM 451K 2K –
PROLOGIS INC. COM 1M 10K –
PRUDENTIAL FINL INC COM 2M 15K –
PUBLIC STORAGE OPER CO COM 742K 3K –
QIFU TECHNOLOGY INC AMERICAN DEP 680K 34K –
QUALCOMM INC COM 11M 53K –
REPAY HLDGS CORP COM CL A 288K 27K –
ROCKWELL AUTOMATION INC COM 9M 31K –
ROPER TECHNOLOGIES INC COM 485K 860 –
ROSS STORES INC COM 998K 7K –
RTX CORPORATION COM 704K 7K –
S&P GLOBAL INC COM 6M 12K –
SALESFORCE INC COM 7M 27K –
SCHLUMBERGER LTD COM STK 371K 8K –
SEMPRA COM 459K 6K –
SHERWIN WILLIAMS CO COM 3M 11K –
SIMON PPTY GROUP INC NEW COM 430K 3K –
SOUTHERN CO COM 248K 3K –
SPDR S&P 500 ETF TR TR UNIT 4M 6K –
STANLEY BLACK & DECKER INC COM 6M 74K –
STARBUCKS CORP COM 526K 7K –
STATE STR CORP COM 2M 26K –
STRYKER CORPORATION COM 844K 2K –
SYSCO CORP COM 8M 111K –
TARGET CORP COM 893K 6K –
TE CONNECTIVITY LTD SHS 438K 3K –
TEXAS INSTRS INC COM 4M 19K –
TJX COS INC NEW COM 2M 22K –
TRADEWEB MKTS INC CL A 299K 3K –
TRANE TECHNOLOGIES PLC SHS 470K 1K –
TRANSUNION COM 756K 10K –
TRUIST FINL CORP COM 1M 37K –
ULTA BEAUTY INC COM 3M 9K –
UNION PAC CORP COM 4M 16K –
UNITED PARCEL SERVICE INC CL B 5M 39K –
UNITEDHEALTH GROUP INC COM 1M 2K –
US BANCORP DEL COM NEW 351K 9K –
V F CORP COM 5M 369K –
VALE S A SPONSORED ADS 263K 24K –
VANGUARD INDEX FDS S&P 500 ETF SHS 42M 83K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 1M 18K –
VERISK ANALYTICS INC COM 898K 3K –
VERIZON COMMUNICATIONS INC COM 5M 113K –
VIATRIS INC COM 157K 15K –
VISA INC COM CL A 13M 48K –
VULCAN MATLS CO COM 487K 2K –
WALMART INC COM 5M 80K –
WASTE MGMT INC DEL COM 422K 2K –
WELLS FARGO CO NEW COM 1M 20K –
WILLIAMS COS INC COM 642K 15K –
XYLEM INC COM 570K 4K –
ZIMMER BIOMET HOLDINGS INC COM 430K 4K –
ZOETIS INC CL A 910K 5K –