GREY ROCK ENERGY MANAGEMENT, LLC
Adviser information for GREY ROCK ENERGY MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $397.7M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $397.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $397.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110553 |
|---|---|
| SEC ERA File Number | 801-110553 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170956 |
| Legal Entity Identifier | None |
Principal Office
5217 MCKINNEY AVENUESUITE 400
DALLAS
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 214-396-2850, Fax: 888-774-5503
Websites
Chief Compliance Officer
EMILY FUQUAY
GENERAL COUNSEL
5217 MCKINNEY AVENUE
SUITE 400
DALLAS
TX
United States
Tel:
214-396-2850
E****@************M
(Full email address available in API data)
Regulatory Contact
THAD DARDEN
MANAGING DIRECTOR
5217 MCKINNEY AVENUE
SUITE 400
DALLAS
TX
United States
Tel:
214-396-2850
T***@************M
(Full email address available in API data)
Industry Affiliates
| GREY ROCK ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GREY ROCK ENERGY PARTNERS GP II-B, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GREY ROCK ENERGY PARTNERS GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GREY ROCK ENERGY PARTNERS GP III-A, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GREY ROCK ENERGY PARTNERS GP III-B, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GREY ROCK MANAGEMENT PARTNERS IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GREY ROCK NET ZERO OPPORTUNITIES FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GREY ROCK ENERGY FUND II-B HOLDINGS, L.P. | Private Equity Fund | $1.8M | $0.0M | 12 |
| GREY ROCK ENERGY FUND II-B, LP | Private Equity Fund | $36.6M | $0.1M | 7 |
| GREY ROCK ENERGY FUND II, LP | Private Equity Fund | $25.9M | $0.1M | 27 |
| GREY ROCK ENERGY FUND III-A, LP | Private Equity Fund | $101.1M | $1.0M | 9 |
| GREY ROCK ENERGY FUND III-B HOLDINGS, LP | Private Equity Fund | $12.5M | $0.0M | 31 |
| GREY ROCK ENERGY FUND III-B, LP | Private Equity Fund | $219.7M | $0.1M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EXCEPTIONAL ALLIANCE, LP | Domestic Entity | – | MEMBER | 04/2013 | 25-50% |
| PERRY, GRIFFIN, ANDREW | Individual | – | MANAGING DIRECTOR | 04/2013 | 10-25% |
| LAZARINE, KIRK, VINCENT | Individual | – | MANAGING DIRECTOR | 04/2013 | 10-25% |
| MILLER, MATTHEW, READE | Individual | – | MANAGING DIRECTOR | 04/2013 | 10-25% |
| REAUD FAMILY INVESTMENTS II, LP | Domestic Entity | EXCEPTIONAL ALLIANCE, LP | LIMITED PARTNER | 06/2013 | > 75% |
| EXCEPTIONAL ALLIANCE GP, LLC | Domestic Entity | EXCEPTIONAL ALLIANCE, LP | GENERAL PARTNER | 05/2013 | |
| FUQUAY, EMILY, TUBB | Individual | – | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 06/2021 | < 5% |