Hedge Fund Database

GRANITE HARBOR ADVISORS, INC.

Adviser information for GRANITE HARBOR ADVISORS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 12

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 819 $396.1M
Non-Discretionary 5 $5.1M
Total 824 $401.2M

Clients

Type Number RAUM
Individuals 236 $60.0M
HNW Individuals 112 $322.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $5.1M
Charitable organizations <5 $575,715
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $10.4M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $2.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 14
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 396.1M
Portfolio Manager 396.1M
Both for Same 328.2M
Portfolio Manager to Program Sponsor
GRANITE WRAP PROGRAM GRANITE HARBOR ADVISORS, INC.

Identifiers

SEC RIA File Number 801-110558
SEC ERA File Number 801-110558
SEC CIK Numbers 1967456
SEC CRD Numbers 179523
Legal Entity Identifier None

Principal Office

10603 WEST SAM HOUSTON PARKWAY NORTH
SUITE 450
HOUSTON
TX
United States
Monday - Friday, 9:00 AM-5:00PM
Tel: 832-461-0789, Fax: 832-478-5414

Websites

www.linkedin.com/in/pijusbulvinas/ www.linkedin.com/in/tasha-slawson/ www.linkedin.com/in/guadalupe-mata-268a0124/ www.linkedin.com/in/caleb-christian-chfc%c2%ae-1a151b94/ www.linkedin.com/in/ericabrewer/ www.linkedin.com/in/austin-manning-968626116/ www.graniteharborgroup.com www.twitter.com/ghadvisors www.facebook.com/graniteharboradvisors www.linkedin.com/in/nicholas-brown-74525150/ www.linkedin.com/in/brianwsak/ www.graniteharboradvisors.com www.linkedin.com/in/lesli-loredo-34299198/ www.linkedin.com/in/timsmith4/ www.linkedin.com/in/shawdale/ www.graniteharbor.com www.youtube.com/@graniteharboradvisors7862/ www.linkedin.com/company/granite-harbor-advisors/ www.linkedin.com/in/holly-mz-williams/

Chief Compliance Officer

NICHOLAS M. BROWN
MANAGING PARTNER
10603 WEST SAM HOUSTON PARKWAY NORTH
SUITE 450
HOUSTON
TX
United States
Tel: 832-460-4831
Fax: 832-478-5414
(Full email address available in API data)

Regulatory Contact

TASHA SLAWSON
CHIEF OPERATING OFFICER
10603 WEST SAM HOUSTON PARKWAY NORTH
SUITE 450
HOUSTON
TX
United States
Tel: 832-990-2459
Fax: 832-478-5414
(Full email address available in API data)

Industry Affiliates

CYPRESS VIEUX MANAGER Sponsor, GP, manager of pooled investment vehicles
GRANITE HARBOR - WEST ALLIS GP, LLC Sponsor, GP, manager of pooled investment vehicles
GRANITE HARBOR GROUP Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CYPRESS VIEUX INVESTORS, LLC Private Equity Fund $0.0M $0.1M 0
GRANITE HARBOR - WEST ALLIS INVESTORS, LP FUND OF FUNDS $0.0M $0.0M 0

Control Persons

Name Type Entity Title Since Ownership
BROWN, NICHOLAS, MATTHEW Individual – CHIEF COMPLIANCE OFFICER 05/2015 25-50%
SMITH, TIMOTHY, BRIAN Individual – PRESIDENT AND CHIEF EXECUTIVE OFFICER 05/2015 25-50%
SAK, BRIAN, WAYLON Individual – MANAGING PARTNER 05/2015 25-50%

No. Employees, Historic

2010020192020202120222023202420255 on 4/18/20195 on 4/22/20197 on 3/23/20207 on 6/9/20207 on 8/7/20207 on 10/12/20207 on 10/15/20207 on 12/3/20207 on 3/15/20218 on 2/25/20228 on 8/31/20228 on 10/18/202212 on 3/28/202312 on 5/9/202312 on 11/2/202312 on 11/3/202312 on 3/26/2024

RAUM, Historic

500M250M02019202020212022202320242025161800000 on 4/18/2019161800000 on 4/22/2019263417779 on 3/23/2020263417779 on 6/9/2020263417779 on 8/7/2020263417779 on 10/12/2020263417779 on 10/15/2020263417779 on 12/3/2020263240737 on 3/15/2021339254843 on 2/25/2022339254843 on 8/31/2022339254843 on 10/18/2022323630376 on 3/28/2023323630376 on 5/9/2023323630376 on 11/2/2023323630376 on 11/3/2023401223647 on 3/26/2024

No. Clients, Historic

40020002019202020212022202320242025204 on 4/18/2019204 on 4/22/2019226 on 3/23/2020226 on 6/9/2020226 on 8/7/2020226 on 10/12/2020226 on 10/15/2020226 on 12/3/2020242 on 3/15/2021272 on 2/25/2022272 on 8/31/2022272 on 10/18/2022312 on 3/28/2023312 on 5/9/2023312 on 11/2/2023312 on 11/3/2023360 on 3/26/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 236K 1K –
ALPHABET INC CAP STK CL A 5M 27K –
AMAZON COM INC COM 4M 21K –
AMPHENOL CORP NEW CL A 1M 19K –
APPLE INC COM 6M 28K –
BANK AMERICA CORP COM 2M 60K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BROADCOM INC COM 422K 263 –
CHEVRON CORP NEW COM 590K 4K –
CISCO SYS INC COM 617K 13K –
COCA COLA CO COM 230K 4K –
CONSTELLATION BRANDS INC CL A 217K 843 –
COSTCO WHSL CORP NEW COM 246K 290 –
DEERE & CO COM 427K 1K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 383K 15K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 10M 159K –
EDWARDS LIFESCIENCES CORP COM 370K 4K –
ELEVANCE HEALTH INC COM 2M 4K –
ELI LILLY & CO COM 520K 574 –
EMERSON ELEC CO COM 922K 8K –
EXXON MOBIL CORP COM 582K 5K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 1M 7K –
INVESCO QQQ TR UNIT SER 1 13M 28K –
ISHARES INC MSCI GBL MIN VOL 732K 7K –
ISHARES TR NATIONAL MUN ETF 6M 58K –
ISHARES TR IBONDS 25 TRM TS 554K 24K –
ISHARES TR IBONDS 27 ETF 1M – –
ISHARES TR IBDS DEC28 ETF 746K 30K –
ISHARES TR IBONDS DEC 2031 431K 21K –
ISHARES TR IBONDS 26 TRM TS 549K 24K –
ISHARES TR IBONDS DEC2026 683K – –
ISHARES TR IBONDS DEC 27 659K 26K –
ISHARES TR IBONDS 29 TRM TS 236K 11K –
ISHARES TR IBONDS 24 TRM TS 497K 21K –
ISHARES TR IBONDS DEC24 ETF 711K – –
ISHARES TR EAFE SML CP ETF 202K 3K –
ISHARES TR IBONDS DEC 521K 20K –
ISHARES TR IBONDS DEC25 ETF 757K – –
ISHARES TR IBONDS 28 TRM TS 543K 25K –
ISHARES TR IBONDS DEC 25 654K 25K –
ISHARES TR CORE S&P500 ETF 12M 23K –
ISHARES TR IBONDS DEC 29 419K 18K –
ISHARES TR IBONDS 27 TRM TS 545K 25K –
ISHARES TR IBONDS DEC 2030 535K 25K –
ISHARES TR CORE US AGGBD ET 10M 102K –
ISHARES TR IBONDS DEC 26 665K 26K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 222K 4K –
JOHNSON & JOHNSON COM 1M 8K –
JPMORGAN CHASE & CO. COM 1M 6K –
LINDE PLC SHS 220K 502 –
MASTERCARD INCORPORATED CL A 532K 1K –
MCDONALDS CORP COM 6M 24K –
MERCK & CO INC COM 232K 2K –
META PLATFORMS INC CL A 3M 7K –
MICROSOFT CORP COM 3M 6K –
NEXTERA ENERGY INC COM 976K 14K –
NVIDIA CORPORATION COM 6M 45K –
ORACLE CORP COM 204K 1K –
PROCTER AND GAMBLE CO COM 328K 2K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 5M 33K –
SELECT SECTOR SPDR TR SBI CONS STPLS 3M 34K –
SELECT SECTOR SPDR TR ENERGY 2M 20K –
SELECT SECTOR SPDR TR SBI INT-UTILS 969K 14K –
SELECT SECTOR SPDR TR SBI CONS DISCR 5M 26K –
SELECT SECTOR SPDR TR FINANCIAL 5M 129K –
SELECT SECTOR SPDR TR SBI MATERIALS 1M 11K –
SELECT SECTOR SPDR TR INDL 4M 30K –
SPDR S&P 500 ETF TR TR UNIT 660K 1K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 278K 520 –
THE TRADE DESK INC COM CL A 691K 7K –
UNITEDHEALTH GROUP INC COM 432K 849 –
VANECK ETF TRUST INTRMDT MUNI ETF 2M 52K –
VANGUARD BD INDEX FDS INTERMED TERM 4M 51K –
VANGUARD INDEX FDS MID CAP ETF 415K 2K –
VANGUARD INDEX FDS SMALL CP ETF 441K 2K –
VANGUARD INDEX FDS VALUE ETF 2M 15K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 4M 85K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 258K 1K –
VISA INC COM CL A 448K 2K –
WALMART INC COM 427K 6K –