Hedge Fund Database

INDEPENDENT WEALTH NETWORK, INC.

Adviser information for INDEPENDENT WEALTH NETWORK, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 25
Licensed Agents of an Insurance Company 20
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,365 $306.8M
Non-Discretionary 134 $51.5M
Total 2,499 $358.3M

Clients

Type Number RAUM
Individuals 1,104 $141.8M
HNW Individuals 224 $198.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $16.6M
Charitable organizations 1 $1.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $379,257
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 60.0M
Portfolio Manager 0
Both for Same 0

Identifiers

SEC RIA File Number 801-110559
SEC ERA File Number 801-110559
SEC CIK Numbers 1891240
SEC CRD Numbers 286262
Legal Entity Identifier None

Principal Office

2350 NW 128TH ST
URBANDALE
IA
United States
Monday - Friday, 8AM - 4PM
Tel: 515-461-5123, Fax: None

Websites

www.indwealth.net www.dvfin.com www.linkedin.com/in/jeffzupancic-1b0510/ www.linkedin.com/in/company/indwealth www.anthem-financial.com www.facebook.com/preferredfinancialgroupllc www.prescottfinancialadvisor.net/ www.facebook.com/indwealthnet www.linkedin.com/in/jamesbey/ www.preferredwealthmanagement.com www.facebook.com/dvfin www.linkedin.com/company/dv-financial/ www.gilchristwealth.com www.linkedin/in/scott-etzel-crpc-6b03437 www.masfinancialandtax.com www.linkedin.com/in/preferred-financial-group-llc-336655155 www.kramerwealthadvisory.com www.etzelfinancialresources.com

Chief Compliance Officer

ART DINKIN
PRESIDENT & CCO
2350 NW 128TH ST
URBANDALE
IA
United States
Tel: 515-461-5123
(Full email address available in API data)

Regulatory Contact

ANDREW ENDELMAN
COO
2350 NW 128TH ST.
URBANDALE
IA
United States
Tel: 515-461-5123
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DINKIN, ARTHUR, LAWRENCE Individual – PRESIDENT & CCO 08/2017 25-50%
ZUPANCIC, JEFFREY, LAWRENCE Individual – CEO 08/2017 25-50%
ENDELMAN, ANDREW, GREGORY Individual – COO 12/2018 10-25%

No. Employees, Historic

30150201920202021202220232024202520 on 4/2/201920 on 6/3/201920 on 7/2/201920 on 7/25/201920 on 12/16/201920 on 1/14/202020 on 2/17/202020 on 3/31/202020 on 4/16/202020 on 6/15/202020 on 11/30/202020 on 1/6/202120 on 2/16/202122 on 3/29/202122 on 3/29/202122 on 3/29/202122 on 4/19/202122 on 4/24/202122 on 5/24/202122 on 6/24/202122 on 10/12/202124 on 3/30/202224 on 4/28/202224 on 5/18/202224 on 10/5/202224 on 2/7/202327 on 3/6/202325 on 3/28/2024

RAUM, Historic

400M200M02019202020212022202320242025148489954 on 4/2/2019148489954 on 6/3/2019148489954 on 7/2/2019148489954 on 7/25/2019148489954 on 12/16/2019148489954 on 1/14/2020148489954 on 2/17/2020183389135 on 3/31/2020183389135 on 4/16/2020183389135 on 6/15/2020183389135 on 11/30/2020183389135 on 1/6/2021183389135 on 2/16/2021239833955 on 3/29/2021239833955 on 3/29/2021239833955 on 3/29/2021239833955 on 4/19/2021239833955 on 4/24/2021239833955 on 5/24/2021239833955 on 6/24/2021239833955 on 10/12/2021312854514 on 3/30/2022312854514 on 4/28/2022312854514 on 5/18/2022312854514 on 10/5/2022312854514 on 2/7/2023292821944 on 3/6/2023358327384 on 3/28/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025784 on 4/2/2019784 on 6/3/2019784 on 7/2/2019784 on 7/25/2019784 on 12/16/2019784 on 1/14/2020784 on 2/17/2020867 on 3/31/2020867 on 4/16/2020867 on 6/15/2020867 on 11/30/2020867 on 1/6/2021867 on 2/16/20211012 on 3/29/20211012 on 3/29/20211012 on 3/29/20211012 on 4/19/20211012 on 4/24/20211012 on 5/24/20211012 on 6/24/20211012 on 10/12/20211168 on 3/30/20221168 on 4/28/20221168 on 5/18/20221168 on 10/5/20221168 on 2/7/20231256 on 3/6/20231338 on 3/28/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 261K 3K 0
ABBVIE INC COM 383K 2K 0
ADOBE INC COM 209K 377 0
ADVANCED MICRO DEVICES INC COM 429K 3K 0
AFLAC INC COM 500K 6K 0
AKEBIA THERAPEUTICS INC COM 12K 12K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 254K 4K 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 1M 117K 0
ALPHABET INC CAP STK CL A 471K 3K 0
ALPHABET INC CAP STK CL C 739K 4K 0
ALPS ETF TR ALERIAN MLP 322K 7K 0
ALTRIA GROUP INC COM 824K 18K 0
AMAZON COM INC COM 2M 12K 0
AMPLIFY ETF TR HIGH INCOME 2M 134K 0
AMPLIFY ETF TR AMPLIFY CYBERSEC 746K 12K 0
APPLE INC COM 4M 21K 0
ARES CAPITAL CORP COM 929K 45K 0
ARK ETF TR INNOVATION ETF 305K 7K 0
AT&T INC COM 495K 26K 0
ATMOS ENERGY CORP COM 241K 2K 0
B2GOLD CORP COM 27K 10K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K 0
BLACKROCK INC COM 204K 259 0
BLACKROCK RES & COMMODITIES SHS 179K 19K 0
BOEING CO COM 616K 3K 0
BROADCOM INC COM 295K 184 0
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 544K 17K 0
CASEYS GEN STORES INC COM 593K 2K 0
CATERPILLAR INC COM 9M 27K 0
CHEVRON CORP NEW COM 4M 28K 0
CISCO SYS INC COM 427K 9K 0
CLOROX CO DEL COM 501K 4K 0
CME GROUP INC COM 516K 3K 0
COCA COLA CO COM 330K 5K 0
COHEN & STEERS CLOSED-END OP COM 154K 13K 0
COLLABORATIVE INVESTMNT SER RAREVIEW DYNAMIC 1M 44K 0
COSTCO WHSL CORP NEW COM 1M 1K 0
COTERRA ENERGY INC COM 280K 11K 0
DEERE & CO COM 303K 810 0
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 54K 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 577K 23K 0
DNP SELECT INCOME FD INC COM 95K 12K 0
EATON VANCE SR FLTNG RTE TR COM 1M 84K 0
ELEVANCE HEALTH INC COM 202K 372 0
ELI LILLY & CO COM 614K 678 0
ENERGY TRANSFER L P COM UT LTD PTN 781K 48K 0
EXXON MOBIL CORP COM 961K 8K 0
FIDELITY COMWLTH TR NASDAQ COMPSIT 640K 9K 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I 306K 2K 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 2M 106K 0
FIRST TR EXCHANGE TRADED FD INDXX NAT RE ETF 333K 26K 0
FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 367K 6K 0
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 1M 24K 0
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 299K 5K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 499K 15K 0
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 588K 7K 0
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 243K 4K 0
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 272K 4K 0
FIRST TR EXCHANGE-TRADED FD FT VEST GOLD 345K 17K 0
FIRST TR EXCHANGE-TRADED FD BUYWRIT INCM ETF 492K 22K 0
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 2M 49K 0
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 258K 6K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 881K 30K 0
FIRST TR LRG CP VL ALPHADEX COM SHS 422K 6K 0
FIRST TR LRGE CP CORE ALPHA COM SHS 375K 4K 0
FIRST TR MID CAP CORE ALPHAD COM SHS 442K 4K 0
FIRST TR SML CP CORE ALPHA F COM SHS 419K 5K 0
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 329K 52K 0
FS KKR CAP CORP COM 499K 25K 0
GENERAL DYNAMICS CORP COM 237K 816 0
GLOBAL PMTS INC COM 360K 4K 0
GRANITE RIDGE RESOURCES INC COM 80K 13K 0
HARTFORD FDS EXCHANGE TRADED SCHRDRS TAX BD 1M 72K 0
HERSHEY CO COM 778K 4K 0
HOME DEPOT INC COM 987K 3K 0
HONEYWELL INTL INC COM 827K 4K 0
INNOVATOR ETFS TRUST LADDERED ALC BFR 567K 19K 0
INTEL CORP COM 312K 10K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 949K 45K 0
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 576K 9K 0
INVESCO EXCH TRADED FD TR II PFD ETF 946K 82K 0
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 301K 3K 0
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 596K 6K 0
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 562K 7K 0
INVESCO QQQ TR UNIT SER 1 2M 5K 0
ISHARES GOLD TR ISHARES NEW 476K 11K 0
ISHARES INC MSCI GBL MIN VOL 216K 2K 0
ISHARES INC MSCI AUST ETF 614K 25K 0
ISHARES SILVER TR ISHARES 2M 78K 0
ISHARES TR MSCI USA MIN VOL 245K 3K 0
ISHARES TR SELECT DIVID ETF 885K 7K 0
ISHARES TR INTL SEL DIV ETF 530K 19K 0
ISHARES TR NEW YORK MUN ETF 576K 11K 0
ISHARES TR US TREAS BD ETF 705K 31K 0
ISHARES TR S&P 500 GRWT ETF 305K 3K 0
ISHARES TR S&P MC 400GR ETF 541K 6K 0
ISHARES TR IBOXX HI YD ETF 356K 5K 0
ISHARES TR IBOXX INV CP ETF 383K 4K 0
ISHARES TR MSCI EAFE ETF 759K 10K 0
ISHARES TR S&P 500 VAL ETF 588K 3K 0
ISHARES TR 0-5 YR TIPS ETF 2M 15K 0
ISHARES TR ISHARES BIOTECH 511K 4K 0
ISHARES TR CRE U S REIT ETF 2M 40K 0
ISHARES TR 1 3 YR TREAS BD 2M 20K 0
ISHARES TR CORE TOTAL USD 305K 7K 0
ISHARES TR CORE S&P SCP ETF 387K 4K 0
ISHARES TR MSCI AC ASIA ETF 595K 8K 0
ISHARES TR MSCI ACWI ETF 4M 39K 0
ISHARES TR RUSSELL 2000 ETF 362K 2K 0
ISHARES TR CORE HIGH DV ETF 425K 4K 0
ISHARES TR BROAD USD HIGH 710K 20K 0
ISHARES TR CORE S&P500 ETF 871K 2K 0
ISHARES TR ISHARES SEMICDTR 827K 3K 0
ISHARES TR FLTG RATE NT ETF 1M 21K 0
ISHARES TR CONV BD ETF 562K 7K 0
ISHARES TR GLOBAL EQUITY 440K 10K 0
ISHARES TR CORE US AGGBD ET 591K 6K 0
ISHARES TR US AER DEF ETF 806K 6K 0
ISHARES TR CORE LT USDB ETF 3M 67K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 30K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 6M 120K 0
J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 1M 10K 0
J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 323K 6K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 554K 12K 0
JANUS INTERNATIONAL GROUP IN COMMON STOCK 475K 38K 0
JOHNSON & JOHNSON COM 703K 5K 0
JPMORGAN CHASE & CO. COM 325K 2K 0
KAYNE ANDERSON ENERGY INFRST COM 952K 92K 0
KOHLS CORP COM 788K 34K 0
KROGER CO COM 920K 18K 0
LITHIUM AMERS CORP NEW COM SHS 216K 80K 0
MADISON COVERED CALL & EQUIT COM 336K 44K 0
MASTERCARD INCORPORATED CL A 285K 645 0
MERCK & CO INC COM 298K 2K 0
META PLATFORMS INC CL A 2M 3K 0
MICROSOFT CORP COM 5M 10K 0
MONDELEZ INTL INC CL A 238K 4K 0
MOTOROLA SOLUTIONS INC COM NEW 988K 3K 0
NORTHERN DYNASTY MINERALS LT COM NEW 5K 16K 0
NORTHERN LTS FD TR IV MAIN SECTR ROTN 968K 19K 0
NUVEEN GLOBAL HIGH INCOME FD SHS 235K 18K 0
NUVEEN REAL ESTATE INCOME FD COM 155K 20K 0
NVIDIA CORPORATION COM 3M 22K 0
PACER FDS TR US CASH COWS 100 4M 64K 0
PACER FDS TR SWAN SOS FD OF 2M 70K 0
PACER FDS TR TRENDP US LAR CP 384K 8K 0
PACER FDS TR METAURUS CAP 400 471K 13K 0
PACER FDS TR PAC ASSET FLTG 3M 63K 0
PALANTIR TECHNOLOGIES INC CL A 896K 35K 0
PALO ALTO NETWORKS INC COM 238K 702 0
PEPSICO INC COM 333K 2K 0
PHILLIPS 66 COM 230K 2K 0
PIMCO CORPORATE & INCOME OPP COM 668K 47K 0
PIMCO ETF TR ENHAN SHRT MA AC 1M 10K 0
PROCTER AND GAMBLE CO COM 291K 2K 0
PROSHARES TR S&P 500 DV ARIST 208K 2K 0
QUALCOMM INC COM 266K 1K 0
S&P GLOBAL INC COM 228K 512 0
SCHWAB STRATEGIC TR SHT TM US TRES 443K 9K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 311K 5K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 354K 4K 0
SELECT SECTOR SPDR TR TECHNOLOGY 1M 6K 0
SELECT SECTOR SPDR TR ENERGY 3M 31K 0
SHERWIN WILLIAMS CO COM 507K 2K 0
SOFI TECHNOLOGIES INC COM 137K 21K 0
SPDR GOLD TR GOLD SHS 2M 9K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 503K 13K 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
SPDR SER TR SSGA US LRG ETF 1M 7K 0
SPDR SER TR PRTFLO S&P500 HI 3M 82K 0
SPDR SER TR PORTFOLIO S&P500 8M 124K 0
SPDR SER TR PORTFOLIO AGRGTE 4M 147K 0
SPDR SER TR PRTFLO S&P500 GW 10M 125K 0
SPDR SER TR NUVEEN BLMBRG MU 1M 23K 0
SPDR SER TR PORTFOLIO S&P600 324K 8K 0
SPDR SER TR BLOOMBERG 1-3 MO 2M 23K 0
SPDR SER TR PRTFLO S&P500 VL 6M 127K 0
SPDR SER TR PORTFOLI S&P1500 571K 9K 0
SPDR SER TR PORTFOLIO S&P400 388K 8K 0
SPDR SER TR S&P KENSHO CLEAN 454K 8K 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 301K 14K 0
STRYKER CORPORATION COM 219K 644 0
TESLA INC COM 296K 1K 0
TEXAS INSTRS INC COM 218K 1K 0
TIDAL ETF TR FOLIOBEYOND ALTE 3M 73K 0
TRACTOR SUPPLY CO COM 232K 861 0
UBER TECHNOLOGIES INC COM 259K 4K 0
VANECK ETF TRUST SEMICONDUCTR ETF 212K 812 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 18K 0
VANGUARD INDEX FDS VALUE ETF 325K 2K 0
VANGUARD INDEX FDS GROWTH ETF 2M 5K 0
VANGUARD INDEX FDS SML CP GRW ETF 699K 3K 0
VANGUARD INDEX FDS REAL ESTATE ETF 841K 10K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K 0
VANGUARD INDEX FDS MCAP GR IDXVIP 659K 3K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 334K 8K 0
VANGUARD MALVERN FDS STRM INFPROIDX 847K 17K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 379K 8K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 798K 10K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 286K 5K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 935K 5K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 621K 13K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 18K 0
VANGUARD WORLD FD ENERGY ETF 382K 3K 0
VANGUARD WORLD FD HEALTH CAR ETF 213K 802 0
VANGUARD WORLD FD INF TECH ETF 375K 650 0
VERIZON COMMUNICATIONS INC COM 465K 11K 0
VISA INC COM CL A 1M 5K 0
WALMART INC COM 212K 3K 0
WELLS FARGO CO NEW PERP PFD CNV A 599K 504 0
WEST BANCORPORATION INC CAP STK 203K 11K 0
WISDOMTREE TR FLOATNG RAT TREA 512K 10K 0
WISDOMTREE TR US MIDCAP DIVID 252K 5K 0
WISDOMTREE TR YIELD ENHANCD US 1M 25K 0