ROSSMORE PRIVATE CAPITAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	671	$996.5M
Non-Discretionary	96	$147.4M
Total	767	$1.1B

Clients

Type	Number	RAUM
Individuals	50	$18.9M
HNW Individuals	160	$1.0B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$3.4M
Charitable organizations	6	$5.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	9	$82.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	287
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSOME PARTNERS OF ROSSMORE PROVIDE TRUSTEE SERVICES, SERVE AS EXECUTOR, OR AS AGENT UNDER POA.
Compensation	% of AUMFixed feesFEES FOR TRUSTEE SERVICES (A PERCENTAGE OF ASSETS UNDER TRUST)

Identifiers

SEC RIA File Number	801-110562
SEC ERA File Number	801-110562
SEC CIK Numbers	1733082
SEC CRD Numbers	288453
Legal Entity Identifier	N/A

Principal Office

628 HEBRON AVENUE
SUITE 306
GLASTONBURY
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic