Hedge Fund Database

BRAUN-BOSTICH & ASSOCIATES INC.

Adviser information for BRAUN-BOSTICH & ASSOCIATES INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 903 $200.0M
Non-Discretionary 44 $3.6M
Total 947 $203.7M

Clients

Type Number RAUM
Individuals 207 $64.1M
HNW Individuals 66 $135.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.6M
Charitable organizations <5 $46,237
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-110570
SEC ERA File Number 801-110570
SEC CIK Numbers 1740842
SEC CRD Numbers 288336
Legal Entity Identifier None

Principal Office

1600 ASHWOOD DRIVE
STE 1601
CANONSBURG
PA
United States
Monday - Friday, M-TH 8:30AM - 5:00PM AND F 8:30AM - 2:00PM
Tel: (724) 942-2639, Fax: (724) 746-1782

Websites

www.linkedin.com/company/braun-bostich-associates/ www.braun-bostich.com www.facebook.com/braunbostich twitter.com/abostich59576

Chief Compliance Officer

CASSANDRA KIRBY
CHIEF OPERATING OFFICER & PRIVATE WEALTH ADVISOR
1600 ASHWOOD DRIVE
STE 1601
CANONSBURG
PA
United States
Tel: (724) 942-2639
Fax: (724) 746-1782
(Full email address available in API data)

Regulatory Contact

DOUGLAS BOSTICH
FINANCIAL PLANNING SPECIALIST & TECHNOLOGY MANAGER
1600 ASHWOOD DRIVE
STE 1601
CANONSBURG
PA
United States
Tel: (724) 942-2639
Fax: (724) 746-1782
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRAUN-BOSTICH, AMY, JO Individual – OWNER, CHIEF EXECUTIVE OFFICER, AND PRIVATE WEALTH ADVISOR 05/2017 > 75%
KIRBY, CASSANDRA, LYNN Individual – CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND PRIVATE WEALTH ADVISOR 09/2018 10-25%

No. Employees, Historic

105020192020202120222023202420258 on 6/4/20198 on 11/13/20198 on 3/18/20208 on 6/10/20208 on 7/17/20208 on 9/18/20208 on 3/4/20218 on 3/30/20218 on 12/23/20218 on 3/14/20228 on 3/13/20238 on 11/14/20237 on 3/20/2024

RAUM, Historic

300M150M02019202020212022202320242025166670245 on 6/4/2019166670245 on 11/13/2019203601533 on 3/18/2020203601533 on 6/10/2020203601533 on 7/17/2020203601533 on 9/18/2020192710128 on 3/4/2021192710128 on 3/30/2021192710128 on 12/23/2021212049257 on 3/14/2022181251620 on 3/13/2023181251620 on 11/14/2023203658601 on 3/20/2024

No. Clients, Historic

40020002019202020212022202320242025321 on 6/4/2019321 on 11/13/2019354 on 3/18/2020354 on 6/10/2020354 on 7/17/2020354 on 9/18/2020279 on 3/4/2021279 on 3/30/2021279 on 12/23/2021275 on 3/14/2022323 on 3/13/2023323 on 11/14/2023273 on 3/20/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 227K 2K –
ABBVIE INC COM 303K 2K –
ABRDN ETFS BBRG ALL COMD K1 882K 43K –
ACCENTURE PLC IRELAND SHS CLASS A 234K 772 –
ADOBE INC COM 368K 663 –
ALPHABET INC CAP STK CL A 584K 3K –
ALPHABET INC CAP STK CL C 333K 2K –
AMAZON COM INC COM 1M 5K –
APPLE INC COM 2M 8K –
APPLIED MATLS INC COM 489K 2K –
ASML HOLDING N V N Y REGISTRY SHS 207K 202 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 595K 1K –
BLACKROCK ETF TRUST US EQT FACTOR 6M 127K –
BLACKROCK ETF TRUST US CARBON TRANS 382K 6K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 3M 61K –
BLACKROCK INC COM 280K 356 –
BROADCOM INC COM 1M 772 –
CATERPILLAR INC COM 387K 1K –
CHEVRON CORP NEW COM 243K 2K –
CISCO SYS INC COM 287K 6K –
COCA COLA CO COM 249K 4K –
COSTCO WHSL CORP NEW COM 387K 455 –
CSX CORP COM 226K 7K –
EDWARDS LIFESCIENCES CORP COM 203K 2K –
ELI LILLY & CO COM 502K 554 –
EXXON MOBIL CORP COM 992K 9K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 217K 3K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 3M 73K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 3M 51K –
GALLAGHER ARTHUR J & CO COM 209K 805 –
HOME DEPOT INC COM 625K 2K –
INTERNATIONAL BUSINESS MACHS COM 209K 1K –
INTUIT COM 231K 352 –
INVESCO QQQ TR UNIT SER 1 519K 1K –
ISHARES INC MSCI EMRG CHN 2M 30K –
ISHARES TR ESG AWR US AGRGT 269K 6K –
ISHARES TR ESG MSCI USA ETF 234K 5K –
ISHARES TR ESG ADV TTL USD 222K 5K –
ISHARES TR CONV BD ETF 318K 4K –
ISHARES TR CORE TOTAL USD 2M 42K –
ISHARES TR ESG AWRE USD ETF 338K 15K –
ISHARES TR INVESTMENT GRADE 557K 13K –
ISHARES TR BROAD USD HIGH 1M 40K –
ISHARES TR HDG MSCI EAFE 1M 39K –
ISHARES TR MSCI USA QLT FCT 6M 34K –
ISHARES TR CORE S&P MCP ETF 206K 4K –
ISHARES TR CORE S&P500 ETF 265K 484 –
ISHARES TR 20 YR TR BD ETF 9M 95K –
ISHARES TR 10-20 YR TRS ETF 778K 8K –
ISHARES TR MSCI KLD400 SOC 274K 3K –
ISHARES TR MBS ETF 3M 30K –
ISHARES TR JPMORGAN USD EMG 2M 19K –
ISHARES TR CORE US AGGBD ET 275K 3K –
ISHARES TR EAFE VALUE ETF 2M 37K –
ISHARES TR EAFE GRWTH ETF 4M 34K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO. COM 704K 3K –
LAM RESEARCH CORP COM 454K 426 –
MARSH & MCLENNAN COS INC COM 267K 1K –
MASTERCARD INCORPORATED CL A 318K 721 –
MCDONALDS CORP COM 399K 2K –
MERCK & CO INC COM 410K 3K –
META PLATFORMS INC CL A 551K 1K –
MICROSOFT CORP COM 3M 7K –
NETFLIX INC COM 333K 494 –
NOVARTIS AG SPONSORED ADR 235K 2K –
NOVO-NORDISK A S ADR 207K 1K –
NVIDIA CORPORATION COM 1M 10K –
NVR INC COM 3M 413 –
PARKER-HANNIFIN CORP COM 204K 403 –
PEPSICO INC COM 469K 3K –
PHILIP MORRIS INTL INC COM 218K 2K –
PROCTER AND GAMBLE CO COM 548K 3K –
QUALCOMM INC COM 376K 2K –
SAP SE SPON ADR 204K 1K –
SCHWAB STRATEGIC TR US LRG CAP ETF 256K 4K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 2M 54K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 31K –
SCHWAB STRATEGIC TR US REIT ETF 2M 77K –
SCHWAB STRATEGIC TR US AGGREGATE B 231K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 10K –
SHELL PLC SPON ADS 305K 4K –
SPDR S&P 500 ETF TR TR UNIT 542K 996 –
SPDR SER TR PRTFLO S&P500 GW 6M 81K –
SPDR SER TR PRTFLO S&P500 VL 2M 49K –
SPDR SER TR NUVEEN BLMBRG MU 333K 7K –
SPDR SER TR PORTFOLIO S&P600 336K 8K –
TESLA INC COM 546K 3K –
TJX COS INC NEW COM 259K 2K –
UBER TECHNOLOGIES INC COM 249K 3K –
UNITED BANKSHARES INC WEST V COM 291K 9K –
UNITEDHEALTH GROUP INC COM 401K 788 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 4M 84K –
VANGUARD INDEX FDS S&P 500 ETF SHS 16M 31K –
VANGUARD INDEX FDS GROWTH ETF 372K 995 –
VANGUARD INDEX FDS LARGE CAP ETF 585K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 39K –
VANGUARD MUN BD FDS TAX EXEMPT BD 641K 13K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 486K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 701K 7K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 782K 10K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 3M 44K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 24K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 2M 27K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 887K 15K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 629K 14K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 27K –
VERIZON COMMUNICATIONS INC COM 211K 5K –
VISA INC COM CL A 409K 2K –
WALMART INC COM 594K 9K –