STONEBRIDGE FINANCIAL GROUP
GLOBAL FINANCIAL GROUP ADVISORS LLC Legal Name
Adviser information for STONEBRIDGE FINANCIAL GROUP last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $46.6M |
| Non-Discretionary | 643 | $529.6M |
| Total | 669 | $576.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 567 | $42.5M |
| HNW Individuals | 18 | $31.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 84 | $502.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-110584 |
|---|---|
| SEC ERA File Number | 801-110584 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166251 |
| Legal Entity Identifier | None |
Principal Office
3333 DEPOSIT DRIVE NE, SUITE 220GRAND RAPIDS
MI
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 855-530-0500, Fax: 888-456-2928
Websites
Chief Compliance Officer
BRADFORD JAMES PINTER
MANAGING MEMBER
3333 DEPOSIT DRIVE NE, SUITE 220
GRAND RAPIDS
MI
United States
Tel:
855-530-0500 X502
B******@****************************M
(Full email address available in API data)
Regulatory Contact
BOB HERDOIZA
3333 DEPOSIT DRIVE NE, SUITE 220
GRAND RAPIDS
MI
United States
Tel:
855-530-0500 X 601
B********@****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PINTER, BRADFORD, JAMES | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 11/2012 | > 75% |