OAK WEALTH ADVISORS LLC
Adviser information for OAK WEALTH ADVISORS LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 572 | $283.3M |
| Non-Discretionary | 0 | $0 |
| Total | 572 | $283.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $18.4M |
| HNW Individuals | 91 | $264.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-110588 |
|---|---|
| SEC ERA File Number | 801-110588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148832 |
| Legal Entity Identifier | None |
Principal Office
836 SKOKIE BLVD.NORTHBROOK
IL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 847-945-8888, Fax: None
Websites
Chief Compliance Officer
MICHAEL C. WALTHER
MANAGING MEMBER
836 SKOKIE BLVD.
NORTHBROOK
IL
United States
Tel:
847-945-8888
M***@************M
(Full email address available in API data)
Regulatory Contact
MICHAEL C. WALTHER
MANAGING MEMBER
836 SKOKIE BLVD.
NORTHBROOK
IL
United States
Tel:
847-945-8888
Fax:
847-786-5910
M***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALTHER, MICHAEL, CHRISTOPHER | Individual | – | OWNER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 10/2008 | > 75% |