CROSS FINANCIAL ADVISORS
CROSS FINANCIAL ADVISORS, LLC Legal Name
Adviser information for CROSS FINANCIAL ADVISORS last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,773 | $346.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2,773 | $346.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,416 | $150.3M |
| HNW Individuals | 383 | $188.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $2.1M |
| Charitable organizations | 7 | $970,640 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $4.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 3.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LPL FINANCIAL | LPL FINANCIAL |
| CROSS FINANCIAL ADVISORS WRAP FEE PROGRAM | CROSS FINANCIAL ADVISORS |
Identifiers
| SEC RIA File Number | 801-110589 |
|---|---|
| SEC ERA File Number | 801-110589 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287686 |
| Legal Entity Identifier | None |
Principal Office
16100 NW CORNELL ROAD #240BEAVERTON
OR
United States
Monday - Friday, 8:30 - 5:00
Tel: (503) 430-0563, Fax: (971) 249-0293
Websites
Chief Compliance Officer
MATHEW D. WHITEAKER
OWNER, FOUNDER, FINANCIAL ADVISOR
16100 NW CORNELL ROAD #240
BEAVERTON
OR
United States
Tel:
(503) 430-0563
Fax:
(971) 249-0293
M***************@******M
(Full email address available in API data)
Regulatory Contact
JAY S. TORGERSON
FINANCIAL ADVISOR
16100 NW CORNELL ROAD #240
BEAVERTON
OR
United States
Tel:
(503) 430-0563
Fax:
(971) 249-0293
J************@******M
(Full email address available in API data)
Industry Affiliates
| CROSS FINANCIAL | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITEAKER, MATHEW, DEAN | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 04/2017 | 50-75% |
| TORGERSON, JAY, S. | Individual | – | MANAGING MEMBER / ALTERNATIVE REGULATORY CONTACT | 07/2017 | 50-75% |