Hedge Fund Database

TOWERPOINT WEALTH, LLC

Adviser information for TOWERPOINT WEALTH, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,319 $417.7M
Non-Discretionary 1 $1.2M
Total 1,320 $419.0M

Clients

Type Number RAUM
Individuals 312 $68.9M
HNW Individuals 185 $345.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $1.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-110596
SEC ERA File Number 801-110596
SEC CIK Numbers 1731445
SEC CRD Numbers 288593
Legal Entity Identifier None

Principal Office

500 CAPITOL MALL
SUITE 1060
SACRAMENTO
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (916) 405-9140, Fax: (916) 405-9155

Websites

www.linkedin.com/company/towerpointwealth/ www.facebook.com/towerpointwealth/ www.youtube.com/channel/ucllteihms7pc4auovgwn0ng twitter.com/twrpointwealth?lang=en www.towerpointwealth.com www.instagram.com/twrpointwealth/?hl=en

Chief Compliance Officer

JOSEPH F. ESCHLEMAN
PRESIDENT
500 CAPITOL MALL
SUITE 1060
SACRAMENTO
CA
United States
Tel: (916) 405-9155
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCKINNEY, LORI, ANNE Individual – MEMBER 01/2020 5-10%
ESCHLEMAN, JOSEPH, FREDERICK Individual – CHIEF COMPLIANCE OFFICER 05/2017 < 5%
BILLIGMEIER, NATHAN, PAUL Individual – MEMBER 01/2020 5-10%
PITCHFORD, STEVEN, MICHAEL Individual – MEMBER 01/2020 < 5%
ESCHLEMAN, JOSEPH, FREDERICK Individual THE ESCHLEMAN FAMILY TRUST U/A DTD 4/30/2007 TRUSTEE 04/2007 > 75%
THE ESCHLEMAN FAMILY TRUST U/A DTD 4/30/2007 Domestic Entity – MEMBER 05/2017 50-75%
LATURNER, JONATHAN, WILLIAM Individual – MEMBER 01/2021 10-25%

No. Employees, Historic

105020192020202120222023202420256 on 4/12/20196 on 5/2/20196 on 7/2/20196 on 7/9/20197 on 3/2/20207 on 5/1/20207 on 5/14/20207 on 6/9/20207 on 3/26/20217 on 6/2/20217 on 6/22/20217 on 6/28/20217 on 7/27/20216 on 3/29/20226 on 9/7/20226 on 9/28/20228 on 2/3/20238 on 4/25/20238 on 3/29/2024

RAUM, Historic

500M250M02019202020212022202320242025193085030 on 4/12/2019193085030 on 5/2/2019193085030 on 7/2/2019193085030 on 7/9/2019241499800 on 3/2/2020241499800 on 5/1/2020241499800 on 5/14/2020241499800 on 6/9/2020327857751 on 3/26/2021327857751 on 6/2/2021327857751 on 6/22/2021327857751 on 6/28/2021327857751 on 7/27/2021363602101 on 3/29/2022363602101 on 9/7/2022363602101 on 9/28/2022356589557 on 2/3/2023356589557 on 4/25/2023418956820 on 3/29/2024

No. Clients, Historic

60030002019202020212022202320242025233 on 4/12/2019233 on 5/2/2019233 on 7/2/2019233 on 7/9/2019271 on 3/2/2020271 on 5/1/2020271 on 5/14/2020271 on 6/9/2020334 on 3/26/2021334 on 6/2/2021334 on 6/22/2021334 on 6/28/2021334 on 7/27/2021366 on 3/29/2022366 on 9/7/2022366 on 9/28/2022445 on 2/3/2023445 on 4/25/2023505 on 3/29/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 769K 7K –
ABBVIE INC COM 915K 5K –
AFLAC INC COM 223K 3K –
ALPHABET INC CAP STK CL A 816K 4K –
ALPHABET INC CAP STK CL C 1M 6K –
ALTRIA GROUP INC COM 277K 6K –
AMAZON COM INC COM 479K 2K –
APPLE INC COM 4M 20K –
BROADCOM INC COM 244K 152 –
CATERPILLAR INC COM 219K 658 –
COSTCO WHSL CORP NEW COM 588K 692 –
DISNEY WALT CO COM 206K 2K –
DORCHESTER MINERALS LP COM UNIT 961K 31K –
ELI LILLY & CO COM 4M 4K –
EXCHANGE LISTED FDS TR SABA INT RATE 291K 14K –
EXXON MOBIL CORP COM 479K 4K –
FIRST TR EXCH TRADED FD III CALIF MUN INCM 429K 9K –
FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 1M 27K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 4M 75K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 808K 17K –
FIRST TR VALUE LINE DIVID IN SHS 5M 128K –
HOME DEPOT INC COM 804K 2K –
INTEL CORP COM 204K 7K –
INVESCO QQQ TR UNIT SER 1 439K 916 –
ISHARES GOLD TR ISHARES NEW 3M 60K –
ISHARES TR CALIF MUN BD ETF 2M 27K –
ISHARES TR CORE S&P MCP ETF 474K 8K –
ISHARES TR CORE S&P SCP ETF 201K 2K –
ISHARES TR ESG AWARE MSCI 842K 22K –
ISHARES TR IBOXX HI YD ETF 8M 110K –
ISHARES TR MORNINGSTAR GRWT 2M 20K –
ISHARES TR MORNINGSTAR VALU 368K 5K –
ISHARES TR MRGSTR SM CP GR 201K 4K –
ISHARES TR MRNING SM CP ETF 329K 6K –
ISHARES TR MSCI EAFE ETF 1M 15K –
ISHARES TR RUS 1000 GRW ETF 3M 8K –
ISHARES TR RUS 1000 VAL ETF 5M 27K –
ISHARES TR RUS 2000 VAL ETF 2M 12K –
ISHARES TR S&P 500 VAL ETF 561K 3K –
ISHARES TR SHRT NAT MUN ETF 409K 4K –
JPMORGAN CHASE & CO. COM 279K 1K –
MERCK & CO INC COM 392K 3K –
META PLATFORMS INC CL A 263K 522 –
MICROSOFT CORP COM 4M 9K –
MONDELEZ INTL INC CL A 256K 4K –
NVIDIA CORPORATION COM 2M 19K –
PEPSICO INC COM 340K 2K –
PIMCO ETF TR ENHANCD SHORT 220K 2K –
PROCTER AND GAMBLE CO COM 1M 9K –
QUALCOMM INC COM 386K 2K –
SELECT SECTOR SPDR TR ENERGY 567K 6K –
SPDR GOLD TR GOLD SHS 1M 5K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 3M 96K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 485K 13K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR SER TR BBG CONV SEC ETF 1M 17K –
SPDR SER TR PRTFLO S&P500 GW 3M 42K –
SPDR SER TR PRTFLO S&P500 VL 1M 22K –
SPDR SER TR S&P 600 SMCP GRW 483K 6K –
SPDR SER TR S&P KENSHO NEW 4M 88K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 264K 7K –
STRYKER CORPORATION COM 245K 720 –
UNITEDHEALTH GROUP INC COM 461K 905 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 5M 111K –
VANGUARD INDEX FDS GROWTH ETF 25M 68K –
VANGUARD INDEX FDS MCAP VL IDXVIP 289K 2K –
VANGUARD INDEX FDS MID CAP ETF 8M 34K –
VANGUARD INDEX FDS REAL ESTATE ETF 573K 7K –
VANGUARD INDEX FDS SM CP VAL ETF 6M 33K –
VANGUARD INDEX FDS SML CP GRW ETF 7M 28K –
VANGUARD INDEX FDS VALUE ETF 23M 143K –
VANGUARD MUN BD FDS TAX EXEMPT BD 793K 16K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 19M 242K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 789K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 12M 247K –
VANGUARD WORLD FD ESG US STK ETF 249K 3K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
VERIZON COMMUNICATIONS INC COM 218K 5K –
VISA INC COM CL A 267K 1K –
WALMART INC COM 1M 19K –
WELLS FARGO CO NEW COM 234K 4K –