SECTOR ANALYSTS LLC
Adviser information for SECTOR ANALYSTS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,001 | $178.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,001 | $178.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 952 | $103.5M |
| HNW Individuals | 49 | $74.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 178.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SECTOR ANALYSTS, LLC WRAP FEE PROGRAM | SECTOR ANALYSTS LLC |
Identifiers
| SEC RIA File Number | 801-110613 |
|---|---|
| SEC ERA File Number | 801-110613 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169789 |
| Legal Entity Identifier | None |
Principal Office
6126 HAMILTON BLVD.SUITE 103
ALLENTOWN
PA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 610-945-8014, Fax: 610-290-6876
Websites
Chief Compliance Officer
PATRICK HUTCHINSON
MANAGING MEMBER
6126 HAMILTON BLVD.
SUITE 103
ALLENTOWN
PA
United States
Tel:
610-945-8014
Fax:
610-290-6876
P******@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN TUMOLO
MANAGING MEMBER
6126 HAMILTON BLVD.
SUITE 103
ALLENTOWN
PA
United States
Tel:
610-945-8014
Fax:
610-290-6876
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| JOHN TUMOLO SOLE PROPRIETOR | Insurance company or agency |
| PATRICK HUTCHINGSON SOLE PROPRIETOR | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUTCHINSON, PATRICK, JAMES | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 03/2015 | 50-75% |
| TUMOLO, JOHN, DAVID | Individual | – | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | 03/2015 | 50-75% |