Hedge Fund Database

PERENNIAL FINANCIAL SERVICES

PERENNIAL INVESTMENT ADVISORS, LLC Legal Name

Adviser information for PERENNIAL FINANCIAL SERVICES last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 34
Investment Advisory/Research 32
Registered Broker-Dealer Representatives 32
Registered State Investment Advisers 32
Licensed Agents of an Insurance Company 28
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,590 $1.5B
Non-Discretionary 0 $0
Total 2,590 $1.5B

Clients

Type Number RAUM
Individuals 1,892 $373.9M
HNW Individuals 631 $1.0B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 30 $31.0M
Charitable organizations 11 $25.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 24 $16.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 1.0B
Portfolio Manager to Program Sponsor
PERENNIAL WRAP PROGRAM PERENNIAL FINANCIAL SERVICES

Identifiers

SEC RIA File Number 801-110619
SEC ERA File Number 801-110619
SEC CIK Numbers 1801523
SEC CRD Numbers 286477
Legal Entity Identifier None

Principal Office

11620 WILSHIRE BOULEVARD
SUITE 400
LOS ANGELES
CA
United States
Monday - Friday, M-F; 9AM-5PM
Tel: 310-445-2504, Fax: None

Websites

www.linkedin.com/in/bradbharris/ www.linkedin.com/in/jason-good-731330234/ www.linkedin.com/in/anthony-lee-cfa-1395716/ www.youtube.com/user/thane11 www.linkedin.com/in/davisaldana www.linkedin.com/in/dennis-shu-cfp%c2%ae-70b3a5ba/ www.linkedin.com/in/perennial/ www.perennialfs.com/ www.cobaltunlimitedfv.com/ www.perennialfinancialservices.com www.linkedin.com/in/shirley-c-tan-aams%c2%ae-cmfc%c2%ae-aif%c2%ae-883a878/ www.linkedin.com/in/eddie-chan-94b4458 twitter.com/bradharris1980 www.linkedin.com/in/thanemccready/ www.aldanafinancial.com/team/davis-aldana www.facebook.com/john.b.petrick www.linkedin.com/company/rose-greene-financial/about/ www.linkedin.com/in/chris-nowakowski/ www.rosegreene.com/ www.linkedin.com/in/benlawler/ twitter.com/thanemccready www.linkedin.com/in/amy-w-johnson/ www.linkedin.com/in/stanchoo/ www.linkedin.com/in/carlos-lluch-88911382/ www.facebook.com/brad.harris.5030927 www.facebook.com/thane.mccready www.linkedin.com/in/susan-d/ www.linkedin.com/in/david-aronovitch-b1515b29/ www.perennialia.com/ www.facebook.com/cobalt-unlimited-2144021658942414/ www.linkedin.com/in/albrigo-bart-87014415/ www.facebook.com/bart.albrigo www.linkedin.com/in/audrey-kettering-5ab630204/ www.linkedin.com/in/brianjullmann/ www.linkedin.com/in/dane-streeter-79a081145/ www.linkedin.com/in/eric-simonians-b9a74627/ www.linkedin.com/in/eredmond/ fordfg.com/our-team/#advisors www.linkedin.com/in/kelle-butler-00550b22a/ www.linkedin.com/in/kenttanaka/ www.linkedin.com/in/mackenzie-santoro-fpqp%c2%ae-5939ab169/ www.linkedin.com/in/nik-redmond-cfp%c2%ae-84313b7a/ www.linkedin.com/in/robert-farmer-farmdogger/ www.facebook.com/rfarmerinc/ www.linkedin.com/in/ryanlouieffg/ www.linkedin.com/in/samantha-elford-399563129/ www.linkedin.com/in/stevenjjolly/ twitter.com/i/flow/login?redirect_after_login=%2fstevenjollyffg www.linkedin.com/in/ximena-silva-avila-cfp%c2%ae-csric%c2%ae-7a2377141/

Chief Compliance Officer

ANTHONY LEE
11620 WILSHIRE BOULEVARD
SUITE 400
LOS ANGELES
CA
United States
Tel: 310-445-2504

Regulatory Contact

CHRISTOPHER NOWAKOWSKI
MANAGING MEMBER
111620 WILSHIRE BLVD.
SUITE 400
LOS ANGELES
CA
United States
Tel: (424) 442-2580
(Full email address available in API data)

Industry Affiliates

PERENNIAL FINANCIAL & INSURANCE SERVICES, LLC Insurance company or agency
PERENNIAL LEGACY INSURANCE SOLUTIONS Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NOWAKOWSKI, CHRISTOPHER, ANDREW Individual PERENNIAL FINANCIAL SERVICES, LLC MANAGING MEMBER 07/2004 50-75%
PERENNIAL FINANCIAL SERVICES, LLC Domestic Entity – MEMBER 05/2017 50-75%
PLOUTOS WEALTH ADVISORS, INC. Domestic Entity – MEMBER 05/2017 5-10%
DCS INVESTMENTS, LLC Domestic Entity – MEMBER 05/2017 5-10%
PETRICK, JOHN, BENNETT Individual PERENNIAL FINANCIAL SERVICES, LLC MANAGING MEMBER 06/2004 50-75%
HARRIS, BRADLEY, BENJAMIN Individual PLOUTOS WEALTH ADVISORS, INC. PRESIDENT 01/2014 > 75%
STREETER, DANE, CHRISTOPHER Individual DCS INVESTMENTS, LLC MANAGING MEMBER 01/2017 > 75%
LEE, ANTHONY, SEO Individual – CHIEF COMPLIANCE OFFICER 05/2021 < 5%
Martinez, Alfred, K Individual – CHIEF TECHNOLOGY OFFICER 01/2021 < 5%

No. Employees, Historic

40200201920202021202220232024202514 on 5/8/201914 on 6/11/201914 on 3/12/202014 on 4/28/202014 on 5/4/202014 on 5/12/202014 on 10/23/202015 on 3/10/202116 on 5/17/202116 on 6/1/202116 on 6/2/202117 on 6/7/202118 on 6/7/202118 on 6/30/202118 on 7/13/202119 on 10/4/202119 on 11/17/202120 on 3/28/202220 on 8/18/202220 on 3/21/202322 on 3/31/202322 on 4/20/202322 on 4/24/202322 on 7/13/202322 on 7/13/202322 on 7/14/202322 on 7/14/202322 on 7/18/202322 on 1/30/202434 on 3/29/2024

RAUM, Historic

2B1B02019202020212022202320242025262900000 on 5/8/2019262900000 on 6/11/2019364666854 on 3/12/2020364666854 on 4/28/2020364666854 on 5/4/2020364666854 on 5/12/2020364666854 on 10/23/2020518414699 on 3/10/2021518414699 on 5/17/2021518414699 on 6/1/2021518414699 on 6/2/2021518414699 on 6/7/2021518414699 on 6/7/2021518414699 on 6/30/2021518414699 on 7/13/2021518414699 on 10/4/2021518414699 on 11/17/2021774010554 on 3/28/2022774010554 on 8/18/2022774010554 on 3/21/2023686390353 on 3/31/2023686390353 on 4/20/2023686390353 on 4/24/2023686390353 on 7/13/2023686390353 on 7/13/2023686390353 on 7/14/2023686390353 on 7/14/2023686390353 on 7/18/2023686390353 on 1/30/20241483758945 on 3/29/2024

No. Clients, Historic

3,0001,50002019202020212022202320242025679 on 5/8/2019679 on 6/11/2019793 on 3/12/2020793 on 4/28/2020793 on 5/4/2020793 on 5/12/2020793 on 10/23/2020864 on 3/10/2021864 on 5/17/2021864 on 6/1/2021864 on 6/2/2021864 on 6/7/2021864 on 6/7/2021864 on 6/30/2021864 on 7/13/2021864 on 10/4/2021864 on 11/17/20211293 on 3/28/20221293 on 8/18/20221293 on 3/21/20231530 on 3/31/20231530 on 4/20/20231530 on 4/24/20231530 on 7/13/20231530 on 7/13/20231530 on 7/14/20231530 on 7/14/20231530 on 7/18/20231530 on 1/30/20242588 on 3/29/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 461K 5K –
ABBOTT LABS COM 239K 2K –
ABBVIE INC COM 574K 3K –
ADOBE INC COM 683K 1K –
ADVANCED MICRO DEVICES INC COM 1M 8K –
AERCAP HOLDINGS NV SHS 503K 5K –
AFLAC INC COM 235K 3K –
ALPHABET INC CAP STK CL C 4M 21K –
ALPHABET INC CAP STK CL A 4M 23K –
ALTRIA GROUP INC COM 257K 6K –
AMAZON COM INC COM 12M 64K –
AMERICAN EXPRESS CO COM 347K 1K –
AMERIPRISE FINL INC COM 273K 639 –
AMGEN INC COM 824K 3K –
ANALOG DEVICES INC COM 502K 2K –
APPLE INC COM 36M 169K –
APPLIED MATLS INC COM 381K 2K –
APPLIED THERAPEUTICS INC COM 54K 12K –
ARES CAPITAL CORP COM 436K 21K –
ARISTA NETWORKS INC COM 248K 708 –
ARISTA NETWORKS INC COM 210K 600 –
ARM HOLDINGS PLC SPONSORED ADS 65K 400 –
ARM HOLDINGS PLC SPONSORED ADS 270K 2K –
ASML HOLDING N V N Y REGISTRY SHS 307K 300 –
ASML HOLDING N V N Y REGISTRY SHS 587K 574 –
AT&T INC COM 624K 33K –
AUTOMATIC DATA PROCESSING IN COM 323K 1K –
AUTOZONE INC COM 255K 86 –
BAIN CAP SPECIALTY FIN INC COM STK 204K 13K –
BANK AMERICA CORP COM 4K 100 –
BANK AMERICA CORP COM 958K 24K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 12K –
BLACKROCK ETF TRUST US EQT FACTOR 562K 12K –
BLACKROCK INC COM 417K 530 –
BLACKROCK MUNIHLDNGS CALI QL COM 580K 52K –
BLACKSTONE INC COM 390K 3K –
BLOCK INC CL A 205K 3K –
BLUE OWL CAPITAL CORPORATION COM 6M 384K –
BOEING CO COM 91K 500 –
BOEING CO COM 456K 3K –
BOOKING HOLDINGS INC COM 258K 65 –
BROADCOM INC COM 3M 2K –
CADENCE DESIGN SYSTEM INC COM 692K 2K –
CADENCE DESIGN SYSTEM INC COM 277K 900 –
CALAMOS CONV OPPORTUNITIES & SH BEN INT 126K 11K –
CATERPILLAR INC COM 351K 1K –
CHARGEPOINT HOLDINGS INC COM CL A 37K 24K –
CHEVRON CORP NEW COM 2M 14K –
CISCO SYS INC COM 803K 17K –
CITIGROUP INC COM NEW 384K 6K –
COCA COLA CO COM 3M 44K –
COINBASE GLOBAL INC COM CL A 341K 2K –
COLUMBIA ETF TR II INDIA CONSMR ETF 832K 12K –
COMCAST CORP NEW CL A 275K 7K –
CONOCOPHILLIPS COM 441K 4K –
CORNERSTONE STRATEGIC VALUE COM 3M 394K –
CORNERSTONE TOTAL RETURN FD COM 3M 380K –
COSTCO WHSL CORP NEW COM 4M 4K –
COTY INC COM CL A 185K 19K –
CROWDSTRIKE HLDGS INC CL A 1M 3K –
DANAHER CORPORATION COM 571K 2K –
DEXCOM INC COM 358K 3K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 907K 28K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 234K 6K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 209K 3K –
DISNEY WALT CO COM 2M 17K –
DRAFTKINGS INC NEW COM CL A 476K 12K –
EATON VANCE CALIF MUN BD FD COM 482K 51K –
EATON VANCE TAX-MANAGED GLOB COM 96K 11K –
EDISON INTL COM 240K 3K –
ELI LILLY & CO COM 1M 1K –
EMERSON ELEC CO COM 226K 2K –
ENERGY TRANSFER L P COM UT LTD PTN 247K 15K –
ENOVIX CORPORATION COM 560K 36K –
ENTERPRISE PRODS PARTNERS L COM 202K 7K –
ESSENTIAL PPTYS RLTY TR INC COM 808K 29K –
EVGO INC CL A COM 61K 25K –
EXXON MOBIL CORP COM 1M 11K –
FEDERAL SIGNAL CORP COM 223K 3K –
FEDEX CORP COM 253K 842 –
FERRARI N V COM 424K 1K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 374K 22K –
FIRST TR EXCH TRADED FD III CALIF MUN INCM 323K 7K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 235K 2K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 256K 2K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 1M 25K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 5M 65K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 18M 325K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 247K 5K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 632K 3K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 202K 4K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 541K 9K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 518K 21K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 2M 82K –
FIRST TR LRGE CP CORE ALPHA COM SHS 290K 3K –
FIRST TR MORNINGSTAR DIVID L SHS 775K 20K –
FIRST TR SML CP CORE ALPHA F COM SHS 2M 25K –
FIRST TR VALUE LINE DIVID IN SHS 4M 102K –
FORD MTR CO DEL COM 399K 32K –
FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 623K 22K –
FREEPORT-MCMORAN INC CL B 305K 6K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 112K 18K –
FS KKR CAP CORP COM 1M 60K –
GALLAGHER ARTHUR J & CO COM 250K 963 –
GE AEROSPACE COM NEW 656K 4K –
GENERAL MTRS CO COM 212K 5K –
GLOBAL X FDS ARTIFICIAL ETF 1M 35K –
GLOBAL X FDS RATE PREFERRED 291K 12K –
GLOBAL X FDS S&P 500 COVERED 1M 27K –
GLOBAL X FDS US PFD ETF 219K 11K –
GLOBAL X FDS US INFR DEV ETF 3M 89K –
GLOBAL X FDS RBTCS ARTFL INTE 388K 13K –
GLOBAL X FDS CONSCIOUS COS 1M 27K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 434K 4K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 991K 29K –
GOLDMAN SACHS ETF TR MARKETBETA US EQ 844K 11K –
GOLDMAN SACHS ETF TR ACCESS US AGRAT 266K 7K –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 235K 16K –
HARLEY DAVIDSON INC COM 268K 8K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 383K 2K –
HYATT HOTELS CORP COM CL A 326K 2K –
IMMERSION CORP COM 349K 37K –
INNOVATOR ETFS TRUST QUITY MANAGD FLR 526K 17K –
INTEL CORP COM 542K 17K –
INTERCONTINENTAL EXCHANGE IN COM 699K 5K –
INTERNATIONAL BUSINESS MACHS COM 861K 5K –
INTUIT COM 369K 562 –
INTUITIVE SURGICAL INC COM NEW 874K 2K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 4M 40K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 945K 15K –
INVESCO EXCH TRADED FD TR II PFD ETF 419K 36K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 19M 355K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 4M 37K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 9K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 843K 13K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 20M 196K –
INVESCO EXCHANGE TRADED FD T DJ INDL AVG DV 262K 6K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 577K 15K –
INVESCO QQQ TR UNIT SER 1 7M 15K –
INVESCO SR INCOME TR COM 94K 22K –
IRON MTN INC DEL COM 228K 3K –
ISHARES BITCOIN TR SHS 234K 7K –
ISHARES GOLD TR ISHARES NEW 425K 10K –
ISHARES INC MSCI EMERG MRKT 375K 7K –
ISHARES INC CORE MSCI EMKT 1M 26K –
ISHARES INC MSCI MEXICO ETF 798K 14K –
ISHARES INC ESG AWR MSCI EM 564K 17K –
ISHARES SILVER TR ISHARES 944K 36K –
ISHARES TR CORE S&P MCP ETF 4M 62K –
ISHARES TR RUS MID CAP ETF 1M 13K –
ISHARES TR ESG ADV TTL USD 279K 7K –
ISHARES TR RUS MDCP VAL ETF 671K 6K –
ISHARES TR MSCI EAFE ETF 2M 20K –
ISHARES TR 20 YR TR BD ETF 787K 9K –
ISHARES TR S&P 500 VAL ETF 920K 5K –
ISHARES TR S&P 500 GRWT ETF 2M 17K –
ISHARES TR IBOXX INV CP ETF 344K 3K –
ISHARES TR RUS 1000 VAL ETF 635K 4K –
ISHARES TR CORE US AGGBD ET 819K 8K –
ISHARES TR CORE S&P500 ETF 13M 23K –
ISHARES TR RUS 1000 GRW ETF 3M 8K –
ISHARES TR CORE S&P US VLU 843K 10K –
ISHARES TR ESG AWR MSCI USA 2M 15K –
ISHARES TR RUS 1000 ETF 223K 750 –
ISHARES TR CORE MSCI EAFE 2M 34K –
ISHARES TR MSCI USA MMENTM 502K 3K –
ISHARES TR MSCI USA QLT FCT 2M 11K –
ISHARES TR MSCI USA MIN VOL 1M 15K –
ISHARES TR MSCI EAFE MIN VL 406K 6K –
ISHARES TR U.S. TECH ETF 10M 70K –
ISHARES TR CORE S&P US GWT 1M 10K –
ISHARES TR CORE TOTAL USD 1M 27K –
ISHARES TR US TREAS BD ETF 1M 59K –
ISHARES TR MSCI INDIA SM CP 367K 5K –
ISHARES TR CORE DIV GRWTH 2M 29K –
ISHARES TR RUSSELL 3000 ETF 330K 1K –
ISHARES TR RUS TP200 GR ETF 1M 6K –
ISHARES TR EAFE GRWTH ETF 528K 5K –
ISHARES TR EAFE VALUE ETF 230K 4K –
ISHARES TR MRNING SM CP ETF 302K 5K –
ISHARES TR PFD AND INCM SEC 244K 8K –
ISHARES TR MBS ETF 1M 15K –
ISHARES TR MSCI KLD400 SOC 464K 4K –
ISHARES TR CALIF MUN BD ETF 350K 6K –
ISHARES TR CORE S&P SCP ETF 3M 27K –
ISHARES TR CORE HIGH DV ETF 351K 3K –
ISHARES TR RUSSELL 2000 ETF 1M 6K –
ISHARES TR ISHARES BIOTECH 216K 2K –
ISHARES TR RUS MD CP GR ETF 1M 13K –
ISHARES TR ESG AW MSCI EAFE 665K 8K –
ISHARES TR MSCI EMG MKT ETF 413K 10K –
ISHARES TR ISHARES SEMICDTR 316K 1K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 296K 7K –
J P MORGAN EXCHANGE TRADED F ACTIVE GROWTH 259K 3K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 1M 26K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 46K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 2M 45K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 269K 5K –
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 1M 18K –
JOHNSON & JOHNSON COM 804K 6K –
JPMORGAN CHASE & CO. COM 2M 9K –
KLA CORP COM NEW 501K 608 –
LAM RESEARCH CORP COM 581K 546 –
LAM RESEARCH CORP COM 426K 400 –
LEGG MASON ETF INVT FRANKLIN INTL LW 460K 16K –
LKQ CORP COM 258K 6K –
LOCKHEED MARTIN CORP COM 346K 740 –
LOWES COS INC COM 491K 2K –
MASTERCARD INCORPORATED CL A 990K 2K –
MCDONALDS CORP COM 396K 2K –
MERCK & CO INC COM 767K 6K –
META PLATFORMS INC CL A 4M 7K –
MICROCHIP TECHNOLOGY INC. COM 435K 5K –
MICRON TECHNOLOGY INC COM 371K 3K –
MICROSOFT CORP COM 13M 30K –
MICROSOFT CORP COM 89K 200 –
MICROSTRATEGY INC CL A NEW 628K 456 –
MITEK SYS INC COM NEW 648K 58K –
MONGODB INC CL A 100K 400 –
MONGODB INC CL A 133K 532 –
MOTOROLA SOLUTIONS INC COM NEW 369K 956 –
NETFLIX INC COM 916K 1K –
NEXTERA ENERGY INC COM 227K 3K –
NUVEEN CA QUALTY MUN INCOME COM 127K 11K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 158K 13K –
NVIDIA CORPORATION COM 28M 229K –
NVIDIA CORPORATION COM 494K 4K –
NXP SEMICONDUCTORS N V COM 54K 200 –
NXP SEMICONDUCTORS N V COM 834K 3K –
OCCIDENTAL PETE CORP COM 245K 4K –
OCUGEN INC COM 23K 15K –
ORACLE CORP COM 860K 6K –
ORACLE CORP COM 28K 200 –
OREILLY AUTOMOTIVE INC COM 377K 357 –
PACER FDS TR TRENDP US LAR CP 902K 18K –
PACER FDS TR US CASH COWS 100 6M 108K –
PACER FDS TR PACER US SMALL 408K 9K –
PALANTIR TECHNOLOGIES INC CL A 550K 22K –
PALO ALTO NETWORKS INC COM 136K 400 –
PALO ALTO NETWORKS INC COM 2M 5K –
PAYCHEX INC COM 225K 2K –
PAYPAL HLDGS INC COM 446K 8K –
PENNYMAC MTG INVT TR COM 155K 11K –
PEPSICO INC COM 2M 10K –
PFIZER INC COM 435K 16K –
PG&E CORP COM 248K 14K –
PGIM ETF TR PGIM ULTRA SH BD 232K 5K –
PHILLIPS 66 COM 248K 2K –
POOL CORP COM 375K 1K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 388K 8K –
PROCTER AND GAMBLE CO COM 951K 6K –
PROLOGIS INC. COM 253K 2K –
PROSHARES TR S&P 500 DV ARIST 345K 4K –
PROSHARES TR LARGE CAP CRE 313K 5K –
QUALCOMM INC COM 658K 3K –
REALTY INCOME CORP COM 944K 18K –
RITHM CAPITAL CORP COM NEW 111K 10K –
RIVERNORTH DOUBLELINE STRATE COM 362K 42K –
RTX CORPORATION COM 360K 4K –
SALESFORCE INC COM 967K 4K –
SCHWAB CHARLES CORP COM 237K 3K –
SCHWAB STRATEGIC TR SHT TM US TRES 578K 12K –
SELECT SECTOR SPDR TR COMMUNICATION 739K 9K –
SELECT SECTOR SPDR TR ENERGY 4M 42K –
SELECT SECTOR SPDR TR RL EST SEL SEC 261K 7K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 12K –
SELECT SECTOR SPDR TR SBI CONS DISCR 553K 3K –
SELECT SECTOR SPDR TR SBI MATERIALS 359K 4K –
SELECT SECTOR SPDR TR FINANCIAL 1M 31K –
SELECT SECTOR SPDR TR INDL 2M 16K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 8K –
SEMPRA COM 377K 5K –
SHOPIFY INC CL A 7K 100 –
SHOPIFY INC CL A 776K 12K –
SOFI TECHNOLOGIES INC COM 594K 90K –
SPDR GOLD TR GOLD SHS 1M 6K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 3M 67K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 29K –
SPDR S&P 500 ETF TR TR UNIT 11M 20K –
SPDR SER TR S&P 400 MDCP VAL 5M 63K –
SPDR SER TR PORT MTG BK ETF 282K 13K –
SPDR SER TR PORTFOLIO S&P400 6M 124K –
SPDR SER TR PRTFLO S&P500 VL 38M 786K –
SPDR SER TR PORTFOLIO AGRGTE 2M 73K –
SPDR SER TR PORTFOLIO LN TSR 4M 141K –
SPDR SER TR S&P 600 SMCP GRW 8M 95K –
SPDR SER TR S&P REGL BKG 320K 7K –
SPDR SER TR S&P DIVID ETF 4M 33K –
SPDR SER TR PORTFOLIO S&P500 1M 22K –
SPDR SER TR S&P HOMEBUILD 525K 5K –
SPDR SER TR MSCI USA STRTGIC 26M 173K –
SPDR SER TR BLOOMBERG 1-3 MO 5M 56K –
SPDR SER TR PORTFOLIO S&P600 6M 140K –
SPDR SER TR S&P 600 SMCP VAL 8M 108K –
SPDR SER TR PORTFOLIO CRPORT 328K 11K –
SPDR SER TR S&P 500 ESG ETF 276K 5K –
SPDR SER TR PORTFLI INTRMDIT 732K 26K –
SPDR SER TR PORTFOLI S&P1500 8M 122K –
SPDR SER TR PRTFLO S&P500 GW 44M 547K –
SPDR SER TR S&P 400 MDCP GRW 7M 83K –
SPDR SER TR PORTFOLIO INTRMD 695K 21K –
SPDR SER TR PRTFLO S&P500 HI 214K 5K –
SPDR SER TR S&P OILGAS EXP 985K 7K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 1M 26K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 411K 10K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 660K 16K –
STARBUCKS CORP COM 512K 7K –
STRYKER CORPORATION COM 327K 961 –
SUPER MICRO COMPUTER INC COM 2M 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 7K –
TARGET CORP COM 406K 3K –
TELLURIAN INC NEW COM 7K 10K –
TESLA INC COM 59K 300 –
TESLA INC COM 3M 17K –
TEXAS INSTRS INC COM 207K 1K –
THE CIGNA GROUP COM 302K 913 –
THE TRADE DESK INC COM CL A 292K 3K –
THERMO FISHER SCIENTIFIC INC COM 397K 717 –
TJX COS INC NEW COM 498K 5K –
TWO RDS SHARED TR LEADERSHS ACTIVI 2M 56K –
TWO RDS SHARED TR LDRSHS ALPFACT 4M 99K –
TWO RDS SHARED TR LEASERSHS ALPHAF 5M 121K –
TWO RDS SHARED TR LEADERSHARES DY 2M 108K –
TWO RDS SHARED TR LEADERSHARES EQT 3M 100K –
UBER TECHNOLOGIES INC COM 471K 6K –
UNION PAC CORP COM 597K 3K –
UNITED PARCEL SERVICE INC CL B 245K 2K –
UNITEDHEALTH GROUP INC COM 1M 3K –
VANECK ETF TRUST INDIA GROWTH LDR 796K 16K –
VANECK ETF TRUST BDC INCOME ETF 1M 65K –
VANECK ETF TRUST OIL SERVICES ETF 1M 4K –
VANECK ETF TRUST MRNGSTR WDE MOAT 420K 5K –
VANECK ETF TRUST IG FLOATING RATE 466K 18K –
VANECK ETF TRUST OIL SERVICES ETF 32K 100 –
VANECK ETF TRUST SEMICONDUCTR ETF 717K 3K –
VANECK ETF TRUST CLO ETF 360K 7K –
VANECK MERK GOLD TR GOLD TRUST 231K 10K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 16K –
VANGUARD BD INDEX FDS SHORT TRM BOND 350K 5K –
VANGUARD INDEX FDS GROWTH ETF 7M 19K –
VANGUARD INDEX FDS SML CP GRW ETF 882K 4K –
VANGUARD INDEX FDS SMALL CP ETF 2M 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 12M 44K –
VANGUARD INDEX FDS MID CAP ETF 1M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 205K 2K –
VANGUARD INDEX FDS VALUE ETF 6M 35K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 313K 7K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 450K 8K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 16K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 813K 11K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 12K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 56K –
VANGUARD WORLD FD INF TECH ETF 9M 16K –
VANGUARD WORLD FD CONSUM STP ETF 287K 1K –
VANGUARD WORLD FD MEGA GRWTH IND 338K 1K –
VANGUARD WORLD FD FINANCIALS ETF 299K 3K –
VANGUARD WORLD FD INDUSTRIAL ETF 412K 2K –
VERIZON COMMUNICATIONS INC COM 899K 22K –
VERTEX PHARMACEUTICALS INC COM 210K 449 –
VISA INC COM CL A 2M 6K –
WALMART INC COM 1M 15K –
WASTE MGMT INC DEL COM 307K 1K –
WELLS FARGO CO NEW COM 556K 9K –
WISDOMTREE TR US QTLY DIV GRT 856K 11K –
WISDOMTREE TR INTL EQUITY FD 946K 18K –
WISDOMTREE TR US EFFICIENT COR 9M 203K –
WP CAREY INC COM 416K 8K –
XPO INC COM 210K 2K –