KIMERY WEALTH MANAGEMENT, LLC
Adviser information for KIMERY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,468 | $329.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,468 | $329.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 279 | $176.6M |
| HNW Individuals | 81 | $152.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 329.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KWM WRAP PROGRAM | KIMERY WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-110623 |
|---|---|
| SEC ERA File Number | 801-110623 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288229 |
| Legal Entity Identifier | None |
Principal Office
6410 POPLAR AVENUESUITE 100 TOWER 2
MEMPHIS
TN
United States
Monday - Friday, 8AM - 4:30PM
Tel: (901) 291-5500, Fax: None
Chief Compliance Officer
JAY E. ESCHE
12 CHESTNUT OAK LN
DAWSONVILLE
GA
United States
Tel:
706-974-7979
J**@***************M
(Full email address available in API data)
Regulatory Contact
KEVIN KIMERY
MANAGING MEMBER
6410 POPLAR AVE
SUITE 100 TOWER 2
MEMPHIS
TN
United States
Tel:
901-291-5501
Fax:
901-291-5515
K***********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIMERY, KEVIN, DALE | Individual | – | MANAGING MEMBER | 06/2017 | > 75% |
| HEFFINGTON, MATTHEW, CURTIS | Individual | – | MANAGING MEMBER | 06/2017 | < 5% |
| COHEN GIRLS PARTNERSHIP | Domestic Entity | – | OWNER | 07/2017 | 5-10% |
| Varsalona, Holly, Cohen | Individual | COHEN GIRLS PARTNERSHIP | INDIRECT OWNER OF KIMERY WEALTH MANAGEMENT | 07/2017 | 25-50% |
| Cohen, Melissa, Kay | Individual | COHEN GIRLS PARTNERSHIP | INDIRECT OWNER OF KIMERY WEALTH MANAGEMENT | 07/2017 | 25-50% |
| BERNSTEIN, PAMELA, COHEN | Individual | COHEN GIRLS PARTNERSHIP | INDIRECT OWNER OF KIMERY WEALTH MANAGEMENT | 07/2017 | 25-50% |
| ESCHE, JAY, ELWOOD | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |