AUTUMN GLORY PARTNERS, LLC
Adviser information for AUTUMN GLORY PARTNERS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 150 | $505.2M |
| Non-Discretionary | 0 | $0 |
| Total | 150 | $505.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $1.1M |
| HNW Individuals | 32 | $456.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $18.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $28.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesFLAT FEE |
Principal Office
8235 DOUGLAS AVENUESUITE 720
DALLAS
TX
United States
Monday - Friday, 9:00 AM TO 3:30 PM
Tel: 214-378-1212, Fax: None
Websites
Chief Compliance Officer
COURTNEY LAWSON
VICE PRESIDENT, OPERATIONS
8235 DOUGLAS AVENUE
STE 720
DALLAS
TX
United States
Tel:
214-378-1212
C*******@**********************M
(Full email address available in API data)
Regulatory Contact
JONATHAN ADAMSON
PRESIDENT
8235 DOUGLAS AVENUE
STE 720
DALLAS
TX
United States
Tel:
214-378-1212
J*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADAMSON, PETER, JONATHAN | Individual | – | PRESIDENT | 01/2019 | > 75% |
| JACQUELYN IRWIN REVOCABLE TRUST | Domestic Entity | – | MEMBER | 07/2012 | < 5% |
| IRWIN, JACQUELYN, IDA | Individual | JACQUELYN IRWIN REVOCABLE TRUST | TRUSTEE | 04/2014 | > 75% |
| ADAMSON, PENNY, LOU | Individual | – | MEMBER | 07/2012 | 10-25% |
| LAWSON, COURTNEY, DIANE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 521K | 5K | – |
| 3M CO | COM | 435K | 4K | Saratoga Research & Investment Management |
| ABBOTT LABS | COM | 310K | 3K | – |
| ABBVIE INC | COM | 465K | 3K | Capital Advisors, Inc. |
| ABBVIE INC | COM | 1M | 7K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | Saratoga Research & Investment Management |
| ACCENTURE PLC IRELAND | SHS CLASS A | 483K | 2K | Capital Advisors, Inc. |
| ADOBE INC | COM | 1M | 2K | Saratoga Research & Investment Management |
| ADVANCED MICRO DEVICES INC | COM | 324K | 2K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 1M | 52K | – |
| ALPHABET INC | CAP STK CL A | 273K | 2K | – |
| ALPHABET INC | CAP STK CL A | 3M | 19K | Saratoga Research & Investment Management |
| ALPHABET INC | CAP STK CL C | 819K | 4K | Capital Advisors, Inc. |
| AMAZON COM INC | COM | 716K | 4K | – |
| AMAZON COM INC | COM | 810K | 4K | Capital Advisors, Inc. |
| AMERICAN EXPRESS CO | COM | 232K | 1K | – |
| AMGEN INC | COM | 202K | 646 | – |
| APPLE INC | COM | 767K | 4K | Capital Advisors, Inc. |
| APPLE INC | COM | 479K | 2K | – |
| APPLE INC | COM | 2M | 8K | Saratoga Research & Investment Management |
| APPLIED MATLS INC | COM | 511K | 2K | Capital Advisors, Inc. |
| APPLIED MATLS INC | COM | 309K | 1K | – |
| ARES CAPITAL CORP | COM | 261K | 13K | Capital Advisors, Inc. |
| ARISTA NETWORKS INC | COM | 350K | 1K | – |
| AT&T INC | COM | 573K | 30K | – |
| BANK AMERICA CORP | COM | 625K | 16K | – |
| BCE INC | COM NEW | 247K | 8K | Capital Advisors, Inc. |
| BECTON DICKINSON & CO | COM | 367K | 2K | Saratoga Research & Investment Management |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | Wallace Capital Management, Inc. |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | Saratoga Research & Investment Management |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 261K | 641 | Capital Advisors, Inc. |
| BIOGEN INC | COM | 738K | 3K | Saratoga Research & Investment Management |
| BLACK STONE MINERALS L P | COM UNIT | 730K | 47K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 844K | 16K | – |
| BLACKROCK INC | COM | 366K | 465 | Capital Advisors, Inc. |
| BLACKSTONE INC | COM | 389K | 3K | Capital Advisors, Inc. |
| BP PLC | SPONSORED ADR | 1M | 36K | – |
| BROADCOM INC | COM | 480K | 299 | – |
| BROADCOM INC | COM | 377K | 235 | Capital Advisors, Inc. |
| BROOKFIELD CORP | CL A LTD VT SH | 203K | 5K | Capital Advisors, Inc. |
| BUILDERS FIRSTSOURCE INC | COM | 432K | 20K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 875K | 10K | Saratoga Research & Investment Management |
| CADENCE DESIGN SYSTEM INC | COM | 308K | 1K | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 251K | 4K | – |
| CAMECO CORP | COM | 203K | 4K | Capital Advisors, Inc. |
| CAPITAL SOUTHWEST CORP | COM | 209K | 8K | – |
| CHEVRON CORP NEW | COM | 966K | 6K | – |
| CHEVRON CORP NEW | COM | 784K | 5K | Capital Advisors, Inc. |
| CISCO SYS INC | COM | 341K | 7K | Capital Advisors, Inc. |
| CISCO SYS INC | COM | 515K | 11K | Saratoga Research & Investment Management |
| CISCO SYS INC | COM | 302K | 6K | – |
| COCA COLA CO | COM | 337K | 5K | Capital Advisors, Inc. |
| COCA COLA CO | COM | 272K | 4K | Saratoga Research & Investment Management |
| COCA COLA CO | COM | 551K | 9K | – |
| COCA COLA CO | COM | 102K | 2K | Wallace Capital Management, Inc. |
| COLGATE PALMOLIVE CO | COM | 516K | 5K | Saratoga Research & Investment Management |
| COMCAST CORP NEW | CL A | 253K | 6K | – |
| CONSTELLATION ENERGY CORP | COM | 357K | 2K | Capital Advisors, Inc. |
| CORNING INC | COM | 252K | 6K | Capital Advisors, Inc. |
| CORNING INC | COM | 919K | 24K | – |
| DANAHER CORPORATION | COM | 330K | 1K | Capital Advisors, Inc. |
| DEVON ENERGY CORP NEW | COM | 351K | 7K | Capital Advisors, Inc. |
| DEVON ENERGY CORP NEW | COM | 2M | 44K | – |
| DIAGEO PLC | SPON ADR NEW | 1M | 10K | Saratoga Research & Investment Management |
| DISNEY WALT CO | COM | 3M | 25K | Saratoga Research & Investment Management |
| DORCHESTER MINERALS LP | COM UNIT | 1M | 47K | – |
| DOW INC | COM | 233K | 4K | Capital Advisors, Inc. |
| EMERSON ELEC CO | COM | 238K | 2K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 2M | 131K | – |
| EXXON MOBIL CORP | COM | 2M | 13K | – |
| EXXON MOBIL CORP | COM | 570K | 5K | Capital Advisors, Inc. |
| FLOWERS FOODS INC | COM | 2M | 101K | – |
| FREEPORT-MCMORAN INC | CL B | 247K | 5K | Capital Advisors, Inc. |
| GARMIN LTD | SHS | 396K | 2K | – |
| GE VERNOVA INC | COM | 241K | 1K | Capital Advisors, Inc. |
| GENERAL DYNAMICS CORP | COM | 2M | 5K | Saratoga Research & Investment Management |
| GENERAL MLS INC | COM | 260K | 4K | – |
| GENERAL MLS INC | COM | 242K | 4K | Capital Advisors, Inc. |
| GENERAL MLS INC | COM | 453K | 7K | Wallace Capital Management, Inc. |
| GLOBAL X FDS | US INFR DEV ETF | 1M | 31K | – |
| GOLDMAN SACHS BDC INC | SHS | 1M | 93K | – |
| GRAHAM HLDGS CO | COM CL B | 2M | 2K | Wallace Capital Management, Inc. |
| HERCULES CAPITAL INC | COM | 215K | 11K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HOME DEPOT INC | COM | 1M | 4K | Saratoga Research & Investment Management |
| HOME DEPOT INC | COM | 289K | 839 | Capital Advisors, Inc. |
| HONEYWELL INTL INC | COM | 307K | 1K | Capital Advisors, Inc. |
| INTERNATIONAL BUSINESS MACHS | COM | 457K | 3K | Capital Advisors, Inc. |
| INTUITIVE SURGICAL INC | COM NEW | 334K | 750 | Capital Advisors, Inc. |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 279K | 24K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 880K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 211K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 433K | 904 | – |
| ISHARES INC | CORE MSCI EMKT | 582K | 11K | Capital Advisors, Inc. |
| ISHARES TR | 1 3 YR TREAS BD | 360K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 6M | 109K | – |
| ISHARES TR | CORE MSCI EAFE | 888K | 12K | Capital Advisors, Inc. |
| ISHARES TR | CORE S&P SCP ETF | 2M | 19K | – |
| ISHARES TR | CORE S&P500 ETF | 843K | 2K | – |
| ISHARES TR | ESG AWR MSCI USA | 214K | 2K | – |
| ISHARES TR | IBDS DEC28 ETF | 616K | 25K | – |
| ISHARES TR | IBONDS 25 TRM TS | 207K | 9K | – |
| ISHARES TR | IBONDS 26 TRM TS | 288K | 13K | – |
| ISHARES TR | IBONDS 27 ETF | 636K | 27K | – |
| ISHARES TR | IBONDS 27 TRM TS | 286K | 13K | – |
| ISHARES TR | IBONDS 28 TRM TS | 278K | 13K | – |
| ISHARES TR | IBONDS DEC 29 | 391K | 17K | – |
| ISHARES TR | IBONDS DEC2026 | 639K | 27K | – |
| ISHARES TR | IBONDS DEC25 ETF | 310K | 12K | – |
| ISHARES TR | ISHS 1-5YR INVS | 281K | 5K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 6K | – |
| ISHARES TR | RUS 1000 VAL ETF | 3M | 15K | – |
| ISHARES TR | RUSSELL 2000 ETF | 826K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 479K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 410K | 7K | Capital Advisors, Inc. |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 734K | 13K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 323K | 6K | Capital Advisors, Inc. |
| JOHNSON & JOHNSON | COM | 222K | 2K | Wallace Capital Management, Inc. |
| JOHNSON & JOHNSON | COM | 796K | 5K | – |
| JOHNSON & JOHNSON | COM | 2M | 15K | Saratoga Research & Investment Management |
| JOHNSON OUTDOORS INC | CL A | 228K | 7K | Wallace Capital Management, Inc. |
| JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
| JPMORGAN CHASE & CO. | COM | 734K | 4K | Capital Advisors, Inc. |
| KIMBERLY-CLARK CORP | COM | 405K | 3K | – |
| KINDER MORGAN INC DEL | COM | 465K | 23K | – |
| KKR REAL ESTATE FIN TR INC | COM | 136K | 15K | – |
| LAZARD INC | COM | 804K | 21K | – |
| LIBERTY GLOBAL LTD | COM CL A | 219K | 13K | Wallace Capital Management, Inc. |
| LIBERTY GLOBAL LTD | COM CL C | 352K | 20K | Wallace Capital Management, Inc. |
| LISTED FD TR | HORIZON KINETICS | 278K | 9K | – |
| LOCKHEED MARTIN CORP | COM | 476K | 1K | Capital Advisors, Inc. |
| LOEWS CORP | COM | 367K | 5K | Wallace Capital Management, Inc. |
| MCDONALDS CORP | COM | 528K | 2K | – |
| MEDTRONIC PLC | SHS | 2M | 28K | Saratoga Research & Investment Management |
| MEDTRONIC PLC | SHS | 227K | 3K | Capital Advisors, Inc. |
| MERCK & CO INC | COM | 1M | 9K | – |
| MICRON TECHNOLOGY INC | COM | 271K | 2K | – |
| MICROSOFT CORP | COM | 1M | 2K | Capital Advisors, Inc. |
| MICROSOFT CORP | COM | 4M | 9K | – |
| MICROSOFT CORP | COM | 3M | 7K | Saratoga Research & Investment Management |
| MORGAN STANLEY | COM NEW | 441K | 5K | Capital Advisors, Inc. |
| NIKE INC | CL B | 2M | 22K | Saratoga Research & Investment Management |
| NOVO-NORDISK A S | ADR | 2M | 16K | Saratoga Research & Investment Management |
| NVIDIA CORPORATION | COM | 1M | 10K | – |
| NVIDIA CORPORATION | COM | 877K | 7K | Capital Advisors, Inc. |
| NXP SEMICONDUCTORS N V | COM | 314K | 1K | Capital Advisors, Inc. |
| OGE ENERGY CORP | COM | 2M | 65K | – |
| ON SEMICONDUCTOR CORP | COM | 206K | 3K | – |
| ONEOK INC NEW | COM | 7M | 83K | – |
| ORACLE CORP | COM | 427K | 3K | – |
| ORACLE CORP | COM | 3M | 21K | Saratoga Research & Investment Management |
| PACER FDS TR | US CASH COWS 100 | 783K | 14K | – |
| PAYCHEX INC | COM | 241K | 2K | Capital Advisors, Inc. |
| PEPSICO INC | COM | 266K | 2K | Capital Advisors, Inc. |
| PEPSICO INC | COM | 665K | 4K | Saratoga Research & Investment Management |
| PEPSICO INC | COM | 448K | 3K | – |
| PFIZER INC | COM | 374K | 13K | Capital Advisors, Inc. |
| PHILLIPS 66 | COM | 810K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 648K | 4K | Saratoga Research & Investment Management |
| PROCTER AND GAMBLE CO | COM | 365K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 293K | 2K | Capital Advisors, Inc. |
| PROSHARES TR | S&P 500 DV ARIST | 2M | 26K | – |
| QUALCOMM INC | COM | 243K | 1K | – |
| REPUBLIC SVCS INC | COM | 322K | 2K | Wallace Capital Management, Inc. |
| RIO TINTO PLC | SPONSORED ADR | 275K | 4K | Capital Advisors, Inc. |
| RTX CORPORATION | COM | 3M | 32K | Saratoga Research & Investment Management |
| SCHLUMBERGER LTD | COM STK | 318K | 7K | Capital Advisors, Inc. |
| SELECT SECTOR SPDR TR | FINANCIAL | 254K | 6K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 343K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 276K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 866K | 4K | – |
| SIMON PPTY GROUP INC NEW | COM | 411K | 3K | Capital Advisors, Inc. |
| SNAP ON INC | COM | 855K | 3K | – |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 285K | 7K | – |
| SOUTHERN CO | COM | 635K | 8K | Capital Advisors, Inc. |
| SOUTHERN COPPER CORP | COM | 286K | 3K | Capital Advisors, Inc. |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 3M | 8K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 10K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | Capital Advisors, Inc. |
| SPDR SER TR | DJ REIT ETF | 272K | 3K | Capital Advisors, Inc. |
| STARBUCKS CORP | COM | 877K | 11K | Saratoga Research & Investment Management |
| STRYKER CORPORATION | COM | 289K | 850 | Capital Advisors, Inc. |
| TEXAS INSTRS INC | COM | 622K | 3K | – |
| TEXAS INSTRS INC | COM | 379K | 2K | Capital Advisors, Inc. |
| THERMO FISHER SCIENTIFIC INC | COM | 365K | 660 | Capital Advisors, Inc. |
| TOPBUILD CORP | COM | 385K | 1K | – |
| TRIPADVISOR INC | COM | 348K | 20K | Wallace Capital Management, Inc. |
| UBER TECHNOLOGIES INC | COM | 235K | 3K | Capital Advisors, Inc. |
| UNILEVER PLC | SPON ADR NEW | 397K | 7K | Capital Advisors, Inc. |
| UNILEVER PLC | SPON ADR NEW | 283K | 5K | Wallace Capital Management, Inc. |
| UNILEVER PLC | SPON ADR NEW | 3M | 53K | Saratoga Research & Investment Management |
| UNITEDHEALTH GROUP INC | COM | 278K | 545 | Capital Advisors, Inc. |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 706K | 8K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 17K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 389K | 2K | Capital Advisors, Inc. |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 17K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 527K | 3K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 246K | 1K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2M | 9K | – |
| VANGUARD WORLD FD | INF TECH ETF | 1M | 3K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 400K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 389K | 9K | Capital Advisors, Inc. |
| VERIZON COMMUNICATIONS INC | COM | 828K | 20K | – |
| VISA INC | COM CL A | 1M | 4K | Saratoga Research & Investment Management |
| VISA INC | COM CL A | 231K | 880 | Capital Advisors, Inc. |
| WALMART INC | COM | 1M | 15K | Saratoga Research & Investment Management |
| WALMART INC | COM | 580K | 9K | – |
| WASTE MGMT INC DEL | COM | 209K | 980 | Capital Advisors, Inc. |
| WATSCO INC | COM | 254K | 548 | Capital Advisors, Inc. |
| WHITE MTNS INS GROUP LTD | COM | 2M | 1K | Wallace Capital Management, Inc. |
| WILLIAMS COS INC | COM | 848K | 20K | Capital Advisors, Inc. |
| WILLIAMS COS INC | COM | 4M | 85K | – |