LIONSHEAD WEALTH MANAGEMENT, LLC
Adviser information for LIONSHEAD WEALTH MANAGEMENT, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 321 | $128.3M |
| Non-Discretionary | 19 | $11.3M |
| Total | 340 | $139.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $15.3M |
| HNW Individuals | 29 | $118.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.3M |
| Charitable organizations | <5 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING SERVICES & MICRO FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-110632 |
|---|---|
| SEC ERA File Number | 801-110632 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288526 |
| Legal Entity Identifier | None |
Principal Office
1180 AVENUE OF THE AMERICASSUITE 821
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-967-5466, Fax: 212-954-5025
Chief Compliance Officer
SCOTT D. LASKY
MANAGING MEMBER
1180 AVENUE OF THE AMERICAS
SUITE 821
NEW YORK
NY
United States
Tel:
212-967-5466
Fax:
212-954-5025
S****@******************M
(Full email address available in API data)
Regulatory Contact
MEHAK THUKRAL
OPERATIONS ASSOCIATE
1180 AVENUE OF THE AMERICAS
SUITE 821
NEW YORK
NY
United States
Tel:
212-967-5466
Fax:
212-954-5025
M****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LASKY, SCOTT, DAVID | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2017 | > 75% |
| Jacobs, Johanna, M | Individual | – | MEMBER | 01/2023 | < 5% |