WAYPOINT WEALTH MANAGEMENT
WAYPOINT WEALTH MANAGEMENT, LLC Legal Name
Adviser information for WAYPOINT WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 549 | $193.6M |
| Non-Discretionary | 0 | $0 |
| Total | 549 | $193.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $75.9M |
| HNW Individuals | 49 | $114.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-110641 |
|---|---|
| SEC ERA File Number | 801-110641 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155574 |
| Legal Entity Identifier | None |
Principal Office
9515 DEERECO ROADSUITE 604
TIMONIUM
MD
United States
Monday - Friday, 9AM - 5 PM
Tel: 410-561-3994, Fax: 410-561-0030
Chief Compliance Officer
PETER D. DIXON
MANAGING MEMBER
9515 DEERECO ROAD
SUITE 604
TIMONIUM
MD
United States
Tel:
410-561-3994
Fax:
410-561-0030
P*****@*************M
(Full email address available in API data)
Regulatory Contact
GRANT A. PALMER
MANAGING MEMBER
33469 ISLANDER DRIVE
MILLSBORO
DE
United States
Tel:
410-561-3994
Fax:
410-561-0030
G******@*************M
(Full email address available in API data)
Industry Affiliates
| CALLAN & PALMER LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALMER, GRANT, ALEXANDER | Individual | – | MANAGING MEMBER | 11/2010 | 50-75% |
| DIXON, PETER, DAVID | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 10/2016 | 50-75% |