Hedge Fund Database

TRINITY LEGACY PARTNERS, LLC

Adviser information for TRINITY LEGACY PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 771 $352.1M
Non-Discretionary 10 $27.7M
Total 781 $379.8M

Clients

Type Number RAUM
Individuals 202 $57.3M
HNW Individuals 105 $303.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $12.7M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-110643
SEC ERA File Number 801-110643
SEC CIK Numbers 1652529
SEC CRD Numbers 159179
Legal Entity Identifier None

Principal Office

24 GREENWAY PLAZA
SUITE 546
HOUSTON
TX
United States
Monday - Friday, 8AM - 5PM
Tel: 713-999-8053, Fax: 713-574-5782

Websites

www.trinitylegacy.com www.trinitylegacypartners.com

Chief Compliance Officer

JOHN P. WILKINSON, III
PRESIDENT & CHIEF EXECUTIVE OFFICER
24 GREENWAY PLAZA
SUITE 546
HOUSTON
TX
United States
Tel: 713-999-8053
Fax: 713-574-5782
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TRINITY LEGACY DYNAMIC OPTIONS FUND I, LP Hedge Fund $12.7M $0.3M 27

Control Persons

Name Type Entity Title Since Ownership
LIFETREE FINANCIAL, LLC Domestic Entity – PARTNER/MEMBER 03/2014 < 5%
WILKINSON, JOHN, PAUL Individual – MEMBER/CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER 09/2011 25-50%
BELL, LARRY, BRECK Individual LIFETREE FINANCIAL, LLC OWNER 03/2014 50-75%
BELL, LAURI, ANN Individual LIFETREE FINANCIAL, LLC OWNER 03/2014 50-75%
RDKB RAWSON, LP Domestic Entity POM ASSET MANAGEMENT, LP MEMBER 05/2023 25-50%
R & D RAWSON, LP Domestic Entity POM ASSET MANAGEMENT, LP MEMBER 05/2023 25-50%
GARCIA, ANTHONY, LAURENCE Individual – MEMBER/PORTFOLIO ANALYST 12/2017 < 5%
HUNTER, JOHN, JOSEPH Individual – MEMBER/DIRECTOR 12/2019 < 5%
POM ASSET MANAGEMENT, LP Domestic Entity – PARTNER/MEMBER 01/2024 25-50%
RAWSON CHILDREN'S TRUST Domestic Entity RDKB RAWSON, LP MEMBER 01/2024 > 75%
DAWN RAWSON DECLARATION OF TRUST LIMITED PARTNER Domestic Entity R & D RAWSON, LP LIMITED PARTNER 01/2024 25-50%

No. Employees, Historic

105020192020202120222023202420256 on 5/13/20196 on 6/5/20196 on 12/2/20196 on 12/2/20196 on 2/7/20206 on 5/5/20206 on 5/5/20206 on 9/28/20206 on 10/7/20206 on 3/2/20216 on 3/22/20216 on 6/29/20216 on 8/27/20216 on 11/1/20216 on 3/30/20227 on 7/29/20227 on 3/28/20237 on 3/28/2024

RAUM, Historic

400M200M02019202020212022202320242025169805171 on 5/13/2019169805171 on 6/5/2019169805171 on 12/2/2019169805171 on 12/2/2019261816380 on 2/7/2020261816380 on 5/5/2020261816380 on 5/5/2020261816380 on 9/28/2020261816380 on 10/7/2020261816380 on 3/2/2021282118719 on 3/22/2021282118719 on 6/29/2021282118719 on 8/27/2021282118719 on 11/1/2021362983882 on 3/30/2022362983882 on 7/29/2022335365219 on 3/28/2023379811141 on 3/28/2024

No. Clients, Historic

40020002019202020212022202320242025153 on 5/13/2019153 on 6/5/2019153 on 12/2/2019153 on 12/2/2019209 on 2/7/2020209 on 5/5/2020209 on 5/5/2020209 on 9/28/2020209 on 10/7/2020209 on 3/2/2021210 on 3/22/2021210 on 6/29/2021210 on 8/27/2021210 on 11/1/2021269 on 3/30/2022269 on 7/29/2022292 on 3/28/2023311 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
374WATER INC COM 268K 224K –
ABBVIE INC COM 210K 1K –
ACCENTURE PLC IRELAND SHS CLASS A 205K 676 –
ADOBE INC COM 268K 483 –
ADVANCED MICRO DEVICES INC COM 327K 2K –
ALPHABET INC CAP STK CL A 428K 2K –
ALPHABET INC CAP STK CL C 7M 37K –
AMAZON COM INC COM 6M 33K –
AMERICAN EXPRESS CO COM 5M 22K –
AMGEN INC COM 5M 15K –
APOLLO GLOBAL MGMT INC COM 207K 2K –
APPLE INC COM 10M 45K –
APPLIED MATLS INC COM 557K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K –
BOEING CO COM 249K 1K –
BUNGE GLOBAL SA COM SHS 240K 2K –
CANADIAN NAT RES LTD COM 3M 88K –
CATERPILLAR INC COM 6M 18K –
CHENIERE ENERGY INC COM NEW 294K 2K –
CHEVRON CORP NEW COM 5M 31K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 4M 53K –
CONFLUENT INC CLASS A COM 1M 35K –
COSTCO WHSL CORP NEW COM 6M 7K –
DEERE & CO COM 243K 650 –
DIGITAL RLTY TR INC COM 4M 23K –
DIREXION SHS ETF TR DLY TECH BULL 3X 988K 10K –
DOUBLELINE INCOME SOLUTIONS COM 2M 175K –
ENTERPRISE PRODS PARTNERS L COM 1M 39K –
EXXON MOBIL CORP COM 1M 13K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 17M 972K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 2M 52K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 601K 6K –
FIRST TR EXCHNG TRADED FD VI MULTI MGR SML CP 2M 121K –
FORD MTR CO DEL COM 133K 11K –
GENERAL DYNAMICS CORP COM 282K 973 –
GLOBAL X FDS GLB X MLP ENRG I 4M 76K –
GLOBAL X FDS US PFD ETF 7M 364K –
GOLDMAN SACHS GROUP INC COM 1M 2K –
HOME DEPOT INC COM 5M 14K –
ILLINOIS TOOL WKS INC COM 223K 941 –
INSPERITY INC COM 20M 223K –
INTERNATIONAL BUSINESS MACHS COM 521K 3K –
INTERNATIONAL PAPER CO COM 3M 67K –
INTUITIVE SURGICAL INC COM NEW 448K 1K –
INVESCO EXCH TRADED FD TR II PFD ETF 123K 11K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 7M 186K –
INVESCO QQQ TR UNIT SER 1 772K 2K –
IRON MTN INC DEL COM 5M 55K –
ISHARES TR ISHS 1-5YR INVS 8M 154K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 13M 284K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 11M 201K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 4M 67K –
JOHNSON & JOHNSON COM 5M 32K –
JPMORGAN CHASE & CO. COM 5M 25K –
KINDER MORGAN INC DEL COM 659K 33K –
LOCKHEED MARTIN CORP COM 3M 6K –
LYONDELLBASELL INDUSTRIES N SHS - A - 3M 36K –
MAIN STR CAP CORP COM 9M 184K –
MEDTRONIC PLC SHS 4M 52K –
MICROSOFT CORP COM 8M 17K –
MOLSON COORS BEVERAGE CO CL B 245K 5K –
NORTHROP GRUMMAN CORP COM 237K 544 –
NVIDIA CORPORATION COM 12M 96K –
PALO ALTO NETWORKS INC COM 4M 13K –
PEPSICO INC COM 4M 22K –
PNC FINL SVCS GROUP INC COM 339K 2K –
PROCTER AND GAMBLE CO COM 5M 33K –
RELIANCE INC COM 2M 8K –
SCHLUMBERGER LTD COM STK 283K 6K –
SCHWAB STRATEGIC TR US MID-CAP ETF 11M 138K –
SCHWAB STRATEGIC TR US LRG CAP ETF 12M 187K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 242K 4K –
SEMPRA COM 4M 46K –
SERVICENOW INC COM 5M 6K –
SHELL PLC SPON ADS 257K 4K –
SOUTHERN CO COM 4M 56K –
SPDR S&P 500 ETF TR TR UNIT 981K 2K –
TEXAS INSTRS INC COM 450K 2K –
TJX COS INC NEW COM 4M 38K –
TMC THE METALS COMPANY INC COM 20K 15K –
UNION PAC CORP COM 235K 1K –
UNITEDHEALTH GROUP INC COM 5M 10K –
VALERO ENERGY CORP COM 746K 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 14K –
VANGUARD INDEX FDS S&P 500 ETF SHS 358K 717 –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 11K –
VANGUARD WORLD FD EXTENDED DUR 2M 21K –
VANGUARD WORLD FD MATERIALS ETF 1M 6K –
VANGUARD WORLD FD ENERGY ETF 1M 12K –
VANGUARD WORLD FD HEALTH CAR ETF 5M 19K –
VANGUARD WORLD FD FINANCIALS ETF 2M 25K –
VANGUARD WORLD FD UTILITIES ETF 1M 9K –
VANGUARD WORLD FD COMM SRVC ETF 2M 17K –
VANGUARD WORLD FD INF TECH ETF 4M 7K –
VANGUARD WORLD FD CONSUM DIS ETF 3M 10K –
VANGUARD WORLD FD INDUSTRIAL ETF 9M 37K –
VANGUARD WORLD FD CONSUM STP ETF 2M 8K –
VERIZON COMMUNICATIONS INC COM 2M 46K –
VERTEX PHARMACEUTICALS INC COM 304K 649 –
VISA INC COM CL A 5M 18K –
WASTE MGMT INC DEL COM 6M 28K –
WOODWARD INC COM 837K 5K –