CORNERSTONE ADVISORS
CORNERSTONE ADVISORS, LLC Legal Name
Adviser information for CORNERSTONE ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 927 | $184.2M |
| Non-Discretionary | 172 | $33.8M |
| Total | 1,099 | $218.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 473 | $83.0M |
| HNW Individuals | 125 | $133.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $882,043 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $548,735 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
6540 SW 10TH AVENUETOPEKA
KS
United States
Monday - Friday, 8AM-5PM
Tel: 785-273-2685, Fax: 785-273-1641
Websites
Chief Compliance Officer
MARK BUCHOLTZ
OWNER AND CHIEF COMPLIANCE OFFICER
6540 SW 10TH AVENUE
TOPEKA
KS
United States
Tel:
785-273-2685
Fax:
785-273-1641
M********@**************M
(Full email address available in API data)
Regulatory Contact
JEFF SORENSEN
OWNER
6540 SW 10TH AVE.
TOPEKA
KS
United States
Tel:
785-273-2685
J********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCHOLTZ, MARK, WARREN | Individual | – | OWNER, CHIEF COMPLIANCE OFFICER | 03/2023 | 50-75% |
| SORENSEN, JEFFREY, A | Individual | – | OWNER | 03/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 19K | – |
| ABBOTT LABS | COM | 8M | 75K | – |
| ABBVIE INC | COM | 14M | 80K | – |
| ABRDN GLOBAL DYNAMIC DIVIDEN | COM | 684K | 70K | – |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 545K | 31K | – |
| ABRDN HEALTHCARE OPPORTUNITI | SHS | 58K | 3K | – |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 317K | 22K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 7M | 783K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 8M | 28K | – |
| ADAM NAT RES FD INC | COM | 8M | 356K | – |
| ADAMS DIVERSIFIED EQUITY FD | COM | 259K | 12K | – |
| ADOBE INC | COM | 13M | 23K | – |
| ADVANCED MICRO DEVICES INC | COM | 10M | 63K | – |
| AFLAC INC | COM | 2M | 25K | – |
| AIR PRODS & CHEMS INC | COM | 1M | 5K | – |
| ALBEMARLE CORP | COM | 19K | 200 | – |
| ALLSPRING UTILITIES AND HIGH | WF UTILITIES INC | 1M | 116K | – |
| ALPHABET INC | CAP STK CL C | 108M | 587K | – |
| ALTRIA GROUP INC | COM | 3M | 67K | – |
| AMAZON COM INC | COM | 93M | 479K | – |
| AMERICAN ELEC PWR CO INC | COM | 3M | 33K | – |
| AMERICAN EXPRESS CO | COM | 7M | 32K | – |
| AMERICAN INTL GROUP INC | COM NEW | 1M | 19K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 7K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 17K | – |
| AMGEN INC | COM | 7M | 23K | – |
| AMPHENOL CORP NEW | CL A | 1M | 17K | – |
| ANALOG DEVICES INC | COM | 4M | 16K | – |
| AON PLC | SHS CL A | 4M | 12K | – |
| APPLE INC | COM | 166M | 787K | – |
| APPLIED MATLS INC | COM | 10M | 43K | – |
| ARCHER DANIELS MIDLAND CO | COM | 1M | 19K | – |
| ARISTA NETWORKS INC | COM | 1M | 4K | – |
| AT&T INC | COM | 2M | 88K | – |
| AUTODESK INC | COM | 2M | 8K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 15K | – |
| AUTOZONE INC | COM | 2M | 720 | – |
| AVALONBAY CMNTYS INC | COM | 621K | 3K | – |
| BANCROFT FD LTD | COM | 2M | 113K | – |
| BANK AMERICA CORP | COM | 18M | 458K | – |
| BANK NEW YORK MELLON CORP | COM | 575K | 10K | – |
| BECTON DICKINSON & CO | COM | 1M | 6K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 28M | 68K | – |
| BIOGEN INC | COM | 835K | 4K | – |
| BLACKROCK ENHANCD CAP & INM | COM | 4M | 205K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 12M | 1M | – |
| BLACKROCK ENHANCED GLOBAL DI | COM | 9M | 853K | – |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 3M | 498K | – |
| BLACKROCK HEALTH SCIENCES TE | COM SHS | 27K | 2K | – |
| BLACKROCK INC | COM | 6M | 7K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 11M | 2M | – |
| BLACKROCK UTILS INFRASTRUCTU | COM | 6M | 274K | – |
| BOEING CO | COM | 7M | 39K | – |
| BOOKING HOLDINGS INC | COM | 6M | 2K | – |
| BOSTON SCIENTIFIC CORP | COM | 6M | 72K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 4M | 99K | – |
| BROADCOM INC | COM | 28M | 18K | – |
| CADENCE DESIGN SYSTEM INC | COM | 954K | 3K | – |
| CALAMOS LNG SHR EQT DYNAMIC | COM | 1M | 97K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 16M | 977K | – |
| CAPITAL ONE FINL CORP | COM | 1M | 7K | – |
| CARRIER GLOBAL CORPORATION | COM | 2M | 28K | – |
| CATERPILLAR INC | COM | 11M | 32K | – |
| CBRE GROUP INC | CL A | 1M | 13K | – |
| CENTENE CORP DEL | COM | 995K | 15K | – |
| CHEVRON CORP NEW | COM | 13M | 80K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 5M | 75K | – |
| CHUBB LIMITED | COM | 5M | 20K | – |
| CINTAS CORP | COM | 2M | 3K | – |
| CISCO SYS INC | COM | 7M | 157K | – |
| CITIGROUP INC | COM NEW | 6M | 96K | – |
| CLOUGH GLOBAL DIVID & INCOME | COM | 1M | 255K | – |
| CLOUGH GLOBAL EQUITY FD | COM | 3M | 377K | – |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 5M | 859K | – |
| CME GROUP INC | COM | 4M | 19K | – |
| COCA COLA CO | COM | 20M | 310K | – |
| COHEN & STEERS QUALITY INCOM | COM | 2M | 140K | – |
| COHEN & STEERS TOTAL RETURN | COM | 710K | 61K | – |
| COLGATE PALMOLIVE CO | COM | 4M | 38K | – |
| COMCAST CORP NEW | CL A | 8M | 195K | – |
| CONOCOPHILLIPS | COM | 7M | 58K | – |
| CONSOLIDATED EDISON INC | COM | 277K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 1M | 5K | – |
| CONSTELLATION ENERGY CORP | COM | 5M | 23K | – |
| CORTEVA INC | COM | 814K | 15K | – |
| COSTCO WHSL CORP NEW | COM | 24M | 29K | – |
| CROWN CASTLE INC | COM | 98K | 1K | – |
| CSX CORP | COM | 5M | 142K | – |
| CUMMINS INC | COM | 803K | 3K | – |
| CVS HEALTH CORP | COM | 2M | 27K | – |
| D R HORTON INC | COM | 634K | 5K | – |
| DANAHER CORPORATION | COM | 9M | 36K | – |
| DEERE & CO | COM | 8M | 21K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 42K | – |
| DEXCOM INC | COM | 2M | 21K | – |
| DISNEY WALT CO | COM | 8M | 80K | – |
| DOLLAR GEN CORP NEW | COM | 1M | 8K | – |
| DOMINION ENERGY INC | COM | 2M | 38K | – |
| DUFF & PHELPS UTLITY AND INF | COM | 7M | 762K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 34K | – |
| EATON CORP PLC | SHS | 4M | 12K | – |
| EATON VANCE ENHANCED EQUITY | COM | 3M | 138K | – |
| EATON VANCE ENHANCED EQUITY | COM | 10M | 467K | – |
| EATON VANCE RISK-MANAGED DIV | COM | 11M | 1M | – |
| EATON VANCE TAX ADVT DIV INC | COM | 30M | 1M | – |
| EATON VANCE TAX MNGED BUY WR | COM | 7M | 465K | – |
| EATON VANCE TAX-ADVANTAGED G | COM | 9M | 354K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 28M | 2M | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 17M | 1M | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 13M | 2M | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 25M | 3M | – |
| EATON VANCE TX ADV GLBL DIV | COM | 25M | 1M | – |
| EBAY INC. | COM | 1M | 25K | – |
| ECOLAB INC | COM | 2M | 7K | – |
| EDISON INTL | COM | 488K | 7K | – |
| EDWARDS LIFESCIENCES CORP | COM | 924K | 10K | – |
| ELEVANCE HEALTH INC | COM | 6M | 12K | – |
| ELI LILLY & CO | COM | 38M | 42K | – |
| ELLSWORTH GROWTH & INCOME FD | COM | 3M | 347K | – |
| EMERSON ELEC CO | COM | 5M | 43K | – |
| EOG RES INC | COM | 944K | 8K | – |
| EQUINIX INC | COM | 2M | 3K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 589K | 9K | – |
| EXELON CORP | COM | 3M | 88K | – |
| EXTRA SPACE STORAGE INC | COM | 78K | 500 | – |
| EXXON MOBIL CORP | COM | 28M | 247K | – |
| FEDEX CORP | COM | 2M | 7K | – |
| FIRST TR ENHANCED EQUITY INC | COM | 259K | 13K | – |
| FISERV INC | COM | 3M | 22K | – |
| FORD MTR CO DEL | COM | 732K | 58K | – |
| FORTINET INC | COM | 675K | 11K | – |
| FREEPORT-MCMORAN INC | CL B | 389K | 8K | – |
| GABELLI CONV & INC SECS FD I | COM | 10K | 3K | – |
| GABELLI DIVID & INCOME TR | COM | 37M | 2M | – |
| GABELLI GLOBAL SMALL & MID C | COM | 518K | 46K | – |
| GABELLI HLTHCARE & WELLNESS | SHS | 1M | 140K | – |
| GALLAGHER ARTHUR J & CO | COM | 3M | 11K | – |
| GAMCO NAT RES GOLD & INCOME | SH BEN INT | 2K | 300 | – |
| GDL FD | COM SH BEN IT | 1M | 188K | – |
| GE AEROSPACE | COM NEW | 8M | 50K | – |
| GE VERNOVA INC | COM | 2M | 13K | – |
| GENERAL AMERN INVS CO INC | COM | 22M | 442K | – |
| GENERAL DYNAMICS CORP | COM | 6M | 21K | – |
| GENERAL MLS INC | COM | 1M | 22K | – |
| GENERAL MTRS CO | COM | 3M | 66K | – |
| GILEAD SCIENCES INC | COM | 4M | 65K | – |
| GOLDMAN SACHS GROUP INC | COM | 8M | 18K | – |
| HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 3M | 97K | – |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 1M | 52K | – |
| HCA HEALTHCARE INC | COM | 4M | 14K | – |
| HERSHEY CO | COM | 1M | 8K | – |
| HESS CORP | COM | 856K | 6K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 3M | 12K | – |
| HOME DEPOT INC | COM | 15M | 43K | – |
| HONEYWELL INTL INC | COM | 9M | 40K | – |
| HUMANA INC | COM | 1M | 4K | – |
| IDEXX LABS INC | COM | 341K | 700 | – |
| ILLINOIS TOOL WKS INC | COM | 5M | 21K | – |
| INTEL CORP | COM | 1M | 42K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 4M | 28K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 14K | – |
| INTUIT | COM | 9M | 14K | – |
| INTUITIVE SURGICAL INC | COM NEW | 5M | 12K | – |
| IQVIA HLDGS INC | COM | 973K | 5K | – |
| JOHNSON & JOHNSON | COM | 17M | 115K | – |
| JOHNSON CTLS INTL PLC | SHS | 2M | 23K | – |
| JPMORGAN CHASE & CO. | COM | 32M | 156K | – |
| KEURIG DR PEPPER INC | COM | 1M | 45K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 11K | – |
| KINDER MORGAN INC DEL | COM | 3M | 139K | – |
| KLA CORP | COM NEW | 1M | 2K | – |
| KRAFT HEINZ CO | COM | 1M | 32K | – |
| LAM RESEARCH CORP | COM | 8M | 7K | – |
| LAZARD GLOBAL TOTAL RETURN & | COM | 120K | 7K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 2M | 315K | – |
| LIBERTY ALL-STAR GROWTH FD I | COM | 9M | 2M | – |
| LINDE PLC | SHS | 5M | 12K | – |
| LMP CAP & INCOME FD INC | COM | 41K | 3K | – |
| LOCKHEED MARTIN CORP | COM | 8M | 16K | – |
| LOWES COS INC | COM | 6M | 27K | – |
| MARATHON PETE CORP | COM | 642K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 1M | 4K | – |
| MARSH & MCLENNAN COS INC | COM | 6M | 26K | – |
| MASTERCARD INCORPORATED | CL A | 21M | 47K | – |
| MCDONALDS CORP | COM | 7M | 29K | – |
| MCKESSON CORP | COM | 4M | 7K | – |
| MEDTRONIC PLC | SHS | 4M | 51K | – |
| MERCK & CO INC | COM | 16M | 131K | – |
| META PLATFORMS INC | CL A | 43M | 86K | – |
| METLIFE INC | COM | 2M | 32K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 978K | 700 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 714K | 8K | – |
| MICRON TECHNOLOGY INC | COM | 2M | 13K | – |
| MICROSOFT CORP | COM | 151M | 339K | – |
| MODERNA INC | COM | 119K | 1K | – |
| MONDELEZ INTL INC | CL A | 4M | 62K | – |
| MONSTER BEVERAGE CORP NEW | COM | 3M | 68K | – |
| MOODYS CORP | COM | 4M | 10K | – |
| MORGAN STANLEY | COM NEW | 8M | 85K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 965K | 3K | – |
| MSCI INC | COM | 2M | 5K | – |
| NETFLIX INC | COM | 14M | 21K | – |
| NEXTERA ENERGY INC | COM | 7M | 98K | – |
| NIKE INC | CL B | 4M | 55K | – |
| NORFOLK SOUTHN CORP | COM | 4M | 18K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 6K | – |
| NUCOR CORP | COM | 822K | 5K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 10M | 699K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 29M | 1M | – |
| NUVEEN REAL ASSET INCOME & G | COM | 608K | 50K | – |
| NUVEEN REAL ESTATE INCOME FD | COM | 72K | 9K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 13M | 975K | – |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 4M | 216K | – |
| NVIDIA CORPORATION | COM | 125M | 1M | – |
| NXP SEMICONDUCTORS N V | COM | 996K | 4K | – |
| OCCIDENTAL PETE CORP | COM | 3M | 45K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 1M | 7K | – |
| ON SEMICONDUCTOR CORP | COM | 254K | 4K | – |
| ORACLE CORP | COM | 13M | 90K | – |
| OREILLY AUTOMOTIVE INC | COM | 4M | 3K | – |
| PACCAR INC | COM | 4M | 38K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 5K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 4K | – |
| PAYCHEX INC | COM | 1M | 11K | – |
| PAYPAL HLDGS INC | COM | 4M | 63K | – |
| PEPSICO INC | COM | 12M | 73K | – |
| PFIZER INC | COM | 7M | 247K | – |
| PG&E CORP | COM | 386K | 22K | – |
| PHILIP MORRIS INTL INC | COM | 9M | 87K | – |
| PHILLIPS 66 | COM | 1M | 9K | – |
| PNC FINL SVCS GROUP INC | COM | 3M | 20K | – |
| PROCTER AND GAMBLE CO | COM | 20M | 123K | – |
| PROGRESSIVE CORP | COM | 8M | 36K | – |
| PROLOGIS INC. | COM | 247K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 1M | 5K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 663K | 9K | – |
| QUALCOMM INC | COM | 3M | 17K | – |
| REALTY INCOME CORP | COM | 961K | 18K | – |
| REGENERON PHARMACEUTICALS | COM | 6M | 5K | – |
| REPUBLIC SVCS INC | COM | 2M | 9K | – |
| ROCKWELL AUTOMATION INC | COM | 2M | 7K | – |
| ROPER TECHNOLOGIES INC | COM | 3M | 5K | – |
| ROSS STORES INC | COM | 2M | 12K | – |
| ROYCE GLOBAL TRUST INC | COM | 24K | 2K | – |
| ROYCE SMALL CAP TRUST INC | COM | 11M | 734K | – |
| RTX CORPORATION | COM | 9M | 88K | – |
| S&P GLOBAL INC | COM | 7M | 17K | – |
| SALESFORCE INC | COM | 12M | 48K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 510K | 3K | – |
| SCHLUMBERGER LTD | COM STK | 1M | 24K | – |
| SCHWAB CHARLES CORP | COM | 8M | 106K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 21M | 237K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 14M | 98K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 7M | 98K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 4M | 22K | – |
| SELECT SECTOR SPDR TR | ENERGY | 14M | 154K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 177K | 4K | – |
| SELECT SECTOR SPDR TR | INDL | 28M | 230K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 51M | 225K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 1M | 15K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 23M | 589K | – |
| SEMPRA | COM | 3M | 39K | – |
| SERVICENOW INC | COM | 2M | 3K | – |
| SHERWIN WILLIAMS CO | COM | 1M | 5K | – |
| SOLVENTUM CORP | COM SHS | 144K | 3K | – |
| SOUTHERN CO | COM | 6M | 80K | – |
| STARBUCKS CORP | COM | 3M | 44K | – |
| STRYKER CORPORATION | COM | 6M | 18K | – |
| SYNOPSYS INC | COM | 1M | 2K | – |
| TARGET CORP | COM | 3M | 20K | – |
| TE CONNECTIVITY LTD | SHS | 707K | 5K | – |
| TESLA INC | COM | 30M | 152K | – |
| TEXAS INSTRS INC | COM | 7M | 36K | – |
| THE CIGNA GROUP | COM | 5M | 16K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 9M | 16K | – |
| TJX COS INC NEW | COM | 6M | 54K | – |
| T-MOBILE US INC | COM | 8M | 48K | – |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 7K | – |
| TRANSDIGM GROUP INC | COM | 5M | 4K | – |
| TRAVELERS COMPANIES INC | COM | 1M | 6K | – |
| TRI CONTL CORP | COM | 5M | 167K | – |
| TRUIST FINL CORP | COM | 800K | 21K | – |
| UNION PAC CORP | COM | 9M | 38K | – |
| UNITED PARCEL SERVICE INC | CL B | 4M | 32K | – |
| UNITEDHEALTH GROUP INC | COM | 24M | 48K | – |
| US BANCORP DEL | COM NEW | 3M | 82K | – |
| VALERO ENERGY CORP | COM | 768K | 5K | – |
| VERALTO CORP | COM SHS | 1M | 13K | – |
| VERIZON COMMUNICATIONS INC | COM | 7M | 170K | – |
| VERTEX PHARMACEUTICALS INC | COM | 6M | 12K | – |
| VIRTUS CONVERTIBLE & INC FD | COM | 1M | 345K | – |
| VIRTUS CONVERTIBLE & INCOME | COM | 3M | 919K | – |
| VIRTUS DIVERSIFIED INCM & CO | COM | 7K | 352 | – |
| VIRTUS DIVIDEND INTEREST & P | COM | 2M | 189K | – |
| VIRTUS EQUITY & CONV INCM FD | COM | 476K | 20K | – |
| VISA INC | COM CL A | 23M | 87K | – |
| VOYA GLBL EQTY DIV & PREM OP | COM | 303K | 59K | – |
| WALMART INC | COM | 25M | 373K | – |
| WASTE MGMT INC DEL | COM | 6M | 29K | – |
| WEC ENERGY GROUP INC | COM | 1M | 19K | – |
| WELLS FARGO CO NEW | COM | 12M | 200K | – |
| WILLIAMS COS INC | COM | 837K | 20K | – |
| XCEL ENERGY INC | COM | 529K | 10K | – |
| ZOETIS INC | CL A | 1M | 6K | – |