Hedge Fund Database

ODER INVESTMENT MANAGEMENT, LLC

Adviser information for ODER INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 574 $263.2M
Non-Discretionary 9 $18.1M
Total 583 $281.3M

Clients

Type Number RAUM
Individuals 123 $58.5M
HNW Individuals 55 $190.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 24 $22.7M
Charitable organizations <5 $6.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $2.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-110656
SEC ERA File Number 801-110656
SEC CIK Numbers 1845109
SEC CRD Numbers 134506
Legal Entity Identifier None

Principal Office

21300 VICTORY BLVD
SUITE 855
WOODLAND HILLS
CA
United States
Monday - Friday, 7:45 A.M. TO 4:00 P.M.
Tel: (818) 676-0036, Fax: (818) 676-0017

Websites

www.linkedin.com/company/oder-investment-management-llc/ www.oderllc.com

Chief Compliance Officer

JOSHUA ODER
MANAGING MEMBER
21300 VICTORY BLVD
SUITE 855
WOODLAND HILLS
CA
United States
Tel: (818) 676-0036
Fax: (818) 676-0017
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ODER, JOSHUA, KENNETH Individual – PORTFOLIO MANAGER, CCO (SINCE 2017), TRUSTEE OF THE JOSHUA AND DANA ODER FAMILY TRUST, DATED OCTOBER 2, 2013 01/1999 > 75%
ZORN, STEVEN, SAMUEL Individual – PORTFOLIO MANAGER, TRUSTEE OF THE STEVEN AND SONIA ZORN FAMILY TRUST, DATED APRIL 5, 2017 03/2015 5-10%
HELMSTETTER, ERIK, MORGAN Individual – PORTFOLIO MANAGER, TRUSTEE OF THE HELMSTETTER FAMILY REVOCABLE TRUST, DATED JULY 10, 2008 04/2018 5-10%
THE STEVEN AND SONIA ZORN FAMILY TRUST, DATED APRIL 5, 2017 Domestic Entity – MEMBER 04/2017 5-10%
THE HELMSTETTER FAMILY REVOCABLE TRUST, DATED JULY 10, 2008 Domestic Entity – MEMBER 04/2018 5-10%
THE JOSHUA AND DANA ODER FAMILY TRUST, DATED OCTOBER 2, 2013 Domestic Entity – MANAGING MEMBER 10/2013 > 75%
Oder, Dana Individual – TRUSTEE OF THE JOSHUA AND DANA ODER FAMILY TRUST, DATED OCTOBER 2, 2013 10/2013 > 75%
Helmstetter, Christine Individual – TRUSTEE OF THE HELMSTETTER FAMILY REVOCABLE TRUST, DATED JULY 10, 2008 04/2018 5-10%
Zorn, Sonia Individual – TRUSTEE OF THE STEVEN AND SONIA ZORN FAMILY TRUST, DATED APRIL 5, 2017 04/2017 5-10%

No. Employees, Historic

10502020202120222023202420255 on 2/21/20205 on 6/22/20205 on 3/16/20216 on 3/17/20226 on 5/20/20226 on 6/28/20226 on 3/6/20236 on 3/6/2024

RAUM, Historic

300M150M0202020212022202320242025211821088 on 2/21/2020211821088 on 6/22/2020270298883 on 3/16/2021297444694 on 3/17/2022297444694 on 5/20/2022297444694 on 6/28/2022245493169 on 3/6/2023281281290 on 3/6/2024

No. Clients, Historic

3001500202020212022202320242025166 on 2/21/2020166 on 6/22/2020183 on 3/16/2021188 on 3/17/2022188 on 5/20/2022188 on 6/28/2022200 on 3/6/2023208 on 3/6/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 763K 4K –
AFFIRM HLDGS INC COM CL A 335K 11K –
ALPHABET INC CAP STK CL A 4M 20K –
AMAZON COM INC COM 5M 28K –
AMGEN INC COM 287K 919 –
ANNALY CAPITAL MANAGEMENT IN COM NEW 394K 21K –
APPLE INC COM 9M 43K –
APPLIED MATLS INC COM 235K 996 –
BANK AMERICA CORP COM 1M 31K –
BLACKROCK CALIF MUN INCOME T SH BEN INT 1M 108K –
BLACKROCK CORE BD TR SHS BEN INT 595K 56K –
BLACKROCK ENHANCED EQUITY DI COM 233K 29K –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 815K 39K –
BLACKROCK TAX MUNICPAL BD TR SHS 923K 56K –
BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 659K 55K –
BROADCOM INC COM 723K 450 –
CHEVRON CORP NEW COM 572K 4K –
COHEN & STEERS LTD DURATION COM 1M 61K –
CONSTELLATION BRANDS INC CL A 784K 3K –
COSTCO WHSL CORP NEW COM 586K 690 –
CROCS INC COM 860K 6K –
CROWDSTRIKE HLDGS INC CL A 1M 3K –
CUMMINS INC COM 573K 2K –
CVS HEALTH CORP COM 387K 7K –
DICKS SPORTING GOODS INC COM 1M 5K –
DISNEY WALT CO COM 1M 12K –
ENTERPRISE PRODS PARTNERS L COM 414K 14K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 636K 37K –
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 503K 3K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 3M 60K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 864K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 636K 16K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 839K 18K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 919K 20K –
FIRST TR HIGH YIELD OPPRT 20 COM 2M 141K –
FORD MTR CO DEL COM 532K 42K –
GENERAL MLS INC COM 205K 3K –
GLOBAL X FDS AGING POPULATION 311K 10K –
GLOBAL X FDS CLOUD COMPUTNG 439K 22K –
HIMS & HERS HEALTH INC COM CL A 399K 20K –
HOME DEPOT INC COM 606K 2K –
HUNTINGTON BANCSHARES INC COM 874K 66K –
INTERNATIONAL BUSINESS MACHS COM 1M 8K –
INVESCO EXCH TRADED FD TR II SR LN ETF 397K 19K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 2M 91K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 1M 65K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 3M 131K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 4M 177K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 2M 103K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 4M 155K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 1M 77K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 937K 49K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 3M 131K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 464K 23K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 1M 10K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES TR NATIONAL MUN ETF 207K 2K –
ISHARES TR RUS 1000 GRW ETF 371K 1K –
ISHARES TR RUS 1000 VAL ETF 368K 2K –
ISHARES TR RUS 2000 GRW ETF 335K 1K –
ISHARES TR TIPS BD ETF 480K 4K –
JPMORGAN CHASE & CO. COM 2M 11K –
LOCKHEED MARTIN CORP COM 855K 2K –
MARATHON PETE CORP COM 827K 5K –
MCDONALDS CORP COM 304K 1K –
META PLATFORMS INC CL A 1M 2K –
MICROSOFT CORP COM 3M 8K –
NETFLIX INC COM 634K 940 –
NUVEEN CA QUALTY MUN INCOME COM 536K 47K –
NVIDIA CORPORATION COM 1M 11K –
PACER FDS TR PACER US SMALL 840K 19K –
PACER FDS TR TRENDP US LAR CP 2M 40K –
PACER FDS TR TRENDPILOT 100 784K 11K –
PACER FDS TR US CASH COWS 100 1M 26K –
PALANTIR TECHNOLOGIES INC CL A 2M 70K –
PUTNAM PREMIER INCOME TR SH BEN INT 296K 83K –
ROBINHOOD MKTS INC COM CL A 2M 85K –
SALESFORCE INC COM 954K 4K –
SCHWAB CHARLES CORP COM 896K 12K –
SCHWAB STRATEGIC TR US TIPS ETF 565K 11K –
SHOPIFY INC CL A 551K 8K –
SPDR GOLD TR GOLD SHS 842K 4K –
SPDR S&P 500 ETF TR TR UNIT 6M 11K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 237K 443 –
TAKE-TWO INTERACTIVE SOFTWAR COM 422K 3K –
TESLA INC COM 2M 13K –
VERIZON COMMUNICATIONS INC COM 593K 14K –
VISA INC COM CL A 511K 2K –