DIAMOND WEALTH MANAGEMENT, LLC
Adviser information for DIAMOND WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 417 | $138.2M |
| Non-Discretionary | 33 | $15.5M |
| Total | 450 | $153.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 186 | $33.3M |
| HNW Individuals | 118 | $120.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110663 |
|---|---|
| SEC ERA File Number | 801-110663 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288603 |
| Legal Entity Identifier | None |
Principal Office
40 W. MAIN STREET COURTSUITE 250E
ALPINE
UT
United States
Monday - Friday, 9-4
Tel: 801-216-4811, Fax: 801-216-4897
Websites
Chief Compliance Officer
DAVID HILL
MANAGING MEMBER
40 W. MAIN ST. COURT
SUITE 250E
ALPINE
UT
United States
Tel:
801-216-4811
Fax:
801-216-4897
D***@*******************M
(Full email address available in API data)
Regulatory Contact
R. DARREN SIMONS
ADVISOR
40 W. MAIN ST. COURT
SUITE 250E
ALPINE
UT
United States
Tel:
801-216-4811
Fax:
801-216-4897
D*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HILL, DAVID, BART | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 05/2017 | > 75% |