SUMMIT GROUP RETIREMENT PLANNERS, INC.
Adviser information for SUMMIT GROUP RETIREMENT PLANNERS, INC. last updated from Form ADV on March 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 327 | $259.6M |
| Total | 327 | $259.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 188 | $29.4M |
| HNW Individuals | 10 | $16.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 61 | $212.1M |
| Charitable organizations | <5 | $639,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $532,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110664 |
|---|---|
| SEC ERA File Number | 801-110664 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169823 |
| Legal Entity Identifier | None |
Principal Office
431 EXTON COMMONSEXTON
PA
United States
Monday - Friday, 9 AM - 7 PM
Tel: 484-467-7899, Fax: 267-433-1054
Chief Compliance Officer
DEREK C. FIORENZA
COO
431 EXTON COMMONS
EXTON
PA
United States
Tel:
484-467-7899
Fax:
267-433-1054
D********@***********************M
(Full email address available in API data)
Regulatory Contact
ANTHONY FIORENZA
CEO
431 EXTON COMMONS
EXTON
PA
United States
Tel:
484-467-7899
Fax:
267-433-1054
A********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIORENZA, ANTHONY, JOHN | Individual | – | CEO | 11/2013 | 50-75% |
| FIORENZA, DEREK, CHRISTOPHER | Individual | – | COO AND CCO | 11/2013 | 25-50% |