Hedge Fund Database

SOLANO WEALTH MANAGEMENT, INC.

Adviser information for SOLANO WEALTH MANAGEMENT, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 841 $322.3M
Non-Discretionary 0 $0
Total 841 $322.3M

Clients

Type Number RAUM
Individuals 436 $116.4M
HNW Individuals 117 $204.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 322.3M
Portfolio Manager to Program Sponsor
SOLANO WEALTH WRAP PROGRAM SOLANO WEALTH MANAGEMENT, INC.

Identifiers

SEC RIA File Number 801-110665
SEC ERA File Number 801-110665
SEC CIK Numbers 1978905
SEC CRD Numbers 168720
Legal Entity Identifier None

Principal Office

1300 OLIVER ROAD
#210
FAIRFIELD
CA
United States
Monday - Friday, 7:30 AM - 4:00PM, FRIDAY 7:30AM - 1:30PM
Tel: 707-435-8400, Fax: 707-435-8450

Websites

www.solanowealth.com

Chief Compliance Officer

RUFUS WILLIAMS, III
PRESIDENT, CEO, CFO
1300 OLIVER ROAD
#210
FARFIELD
CA
United States
Tel: 707-435-8400
Fax: 707-435-8450
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WILLIAMS, RUFUS, THEODORE Individual – CHIEF COMPLIANCE OFFICER AND PRESIDENT 01/2002 > 75%

No. Employees, Historic

10502020202120222023202420256 on 3/20/20206 on 6/30/20206 on 9/8/20206 on 9/8/20206 on 9/9/20206 on 9/9/20206 on 9/10/20206 on 9/10/20206 on 9/29/20205 on 2/23/20215 on 3/25/20215 on 5/27/20215 on 5/28/20214 on 3/1/20224 on 3/4/20227 on 3/29/20238 on 3/15/2024

RAUM, Historic

400M200M0202020212022202320242025199000000 on 3/20/2020199000000 on 6/30/2020199000000 on 9/8/2020199000000 on 9/8/2020199000000 on 9/9/2020199000000 on 9/9/2020199000000 on 9/10/2020199000000 on 9/10/2020199000000 on 9/29/2020234443533 on 2/23/2021234443533 on 3/25/2021234443533 on 5/27/2021234443533 on 5/28/2021286550181 on 3/1/2022286550181 on 3/4/2022263191219 on 3/29/2023322261339 on 3/15/2024

No. Clients, Historic

7003500202020212022202320242025426 on 3/20/2020426 on 6/30/2020426 on 9/8/2020426 on 9/8/2020426 on 9/9/2020426 on 9/9/2020426 on 9/10/2020426 on 9/10/2020426 on 9/29/2020396 on 2/23/2021396 on 3/25/2021396 on 5/27/2021396 on 5/28/2021632 on 3/1/2022632 on 3/4/2022486 on 3/29/2023553 on 3/15/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 800K 4K –
APPLE INC COM 991K 5K –
COPART INC COM 496K 9K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 22M 400K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 21M 249K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 12M 269K –
FIRST TR SML CP CORE ALPHA F COM SHS 418K 5K –
FIRST TR VALUE LINE DIVID IN SHS 2M 53K –
FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT 2M 46K –
GLOBAL X FDS AUTONMOUS EV ETF 326K 14K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 19M 97K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 2M 22K –
INVESCO EXCH TRD SLF IDX FD RUSL 2000 DYNM 20M 554K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 23M 435K –
INVESCO QQQ TR UNIT SER 1 11M 23K –
ISHARES TR CORE S&P TTL STK 13M 114K –
ISHARES TR MSCI INTL QUALTY 2M 52K –
ISHARES TR S&P 500 GRWT ETF 602K 7K –
ISHARES TR MSCI EAFE SMCP 1M 40K –
JPMORGAN CHASE & CO. COM 374K 2K –
LATTICE STRATEGIES TR HARTFORD MLT SML 1M 37K –
NATERA INC COM 942K 9K –
NVIDIA CORPORATION COM 249K 2K –
RUMBLE INC COM CL A 83K 15K –
SELECT SECTOR SPDR TR RL EST SEL SEC 2M 54K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 637K 11K –
SPDR S&P 500 ETF TR TR UNIT 7M 13K –
SPDR SER TR PRTFLO S&P500 GW 247K 3K –
SPDR SER TR PORTFOLI S&P1500 14M 209K –
VISA INC COM CL A 379K 1K –
WISDOMTREE TR US QTLY DIV GRT 817K 10K –