INTERMEDE GLOBAL PARTNERS INC
Adviser information for INTERMEDE GLOBAL PARTNERS INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $3.2B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | INVESTMENT RESEARCH AND ADVICE TO RELATED FOREIGN INVESTMENT ADVISER |
|---|---|
| Compensation | COST PLUS FEE |
Identifiers
| SEC RIA File Number | 801-110691 |
|---|---|
| SEC ERA File Number | 801-110691 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288616 |
| Legal Entity Identifier | None |
Principal Office
650 CALIFORNIA STREETFLOOR 7
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 1 (415)9693370, Fax: None
Chief Compliance Officer
RUPERT MAHON
CHIEF OPERATING OFFICER
6 WARWICK STREET
LONDON
United Kingdom
Tel:
+442037635825
R***********@**************K
(Full email address available in API data)
Regulatory Contact
JAMES KIM
DIRECTOR
650 CALIFORNIA STREET
FLOOR 7
SAN FRANCISCO
CA
United States
Tel:
1 (415)9693370
J********@**************K
(Full email address available in API data)
Industry Affiliates
| INSIGNIA FINANCIAL LIMITED | Other investment adviser, including financial planners |
| INTERMEDE GENERAL PARTNER INC | Sponsor, GP, manager of pooled investment vehicles |
| INTERMEDE INVESTMENT PARTNERS LIMITED | Other investment adviser, including financial planners |
| IOOF INVESTMENT SERVICES LTD | Other investment adviser, including financial planners |
| MLC ASSET MANAGEMENT PTY LTD | Other investment adviser, including financial planners |
| MLC ASSET MANAGEMENT US LLC | Other investment adviser, including financial planners |
| MLC INVESTMENTS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHON, RUPERT, THOMAS GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER/DIRECTOR | 03/2017 | < 5% |
| INTERMEDE HOLDINGS LIMITED | Foreign Entity | – | PARENT COMPANY | 03/2017 | > 75% |
| MLC WEALTH LIMITED | Foreign Entity | MLC ASSET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 03/2017 | > 75% |
| DARGAN, BARRY, PATRICK | Individual | INTERMEDE SECURITIES (GUERNSEY) LIMITED | SHAREHOLDER AND DIRECTOR | 03/2017 | > 75% |
| SCA GLOBAL ADVISORS LIMITED | Foreign Entity | INTERMEDE HOLDINGS LIMITED | SHAREHOLDER | 03/2017 | 50-75% |
| MLC ASSET MANAGEMENT HOLDINGS LIMITED | Foreign Entity | INTERMEDE HOLDINGS LIMITED | SHAREHOLDER | 03/2017 | 25-50% |
| INTERMEDE SECURITIES (GUERNSEY) LIMITED | Foreign Entity | SCA GLOBAL ADVISERS LIMITED | SHAREHOLDER | 03/2017 | 50-75% |
| KIM, JAMES, HYUNMIN | Individual | – | DIRECTOR | 03/2017 | < 5% |
| MACGREGOR, DAVID, IAN | Individual | – | NON-EXECUTIVE DIRECTOR | 04/2019 | < 5% |
| INSIGNIA FINANCIAL LIMITED | Foreign Entity | MLC WEALTH LIMITED | SHAREHOLDER | 05/2021 | > 75% |