FINANCIAL ADVOCATES ADVISORY SERVICES
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC Legal Name
Adviser information for FINANCIAL ADVOCATES ADVISORY SERVICES last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPension consulting servicesHOURLY CONSULTING |
|---|---|
| Compensation | Hourly chargesFixed feesPERCENTAGE OF ASSETS UNDER CONSULTATION |
Identifiers
| SEC RIA File Number | 801-110695 |
|---|---|
| SEC ERA File Number | 801-110695 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147786 |
| Legal Entity Identifier | N/A |
Principal Office
1601 COOPER POINT RD NWOLYMPIA
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 360-866-2345, Fax: 360-866-6920
Chief Compliance Officer
DOUG WHITTLE
1601 COOPER POINT ROAD NW
OLYMPIA
WA
United States
Tel:
360-918-9468
Fax:
360-866-6920
D*******@*********************M
(Full email address available in API data)
Regulatory Contact
ANGELA VLACH
PRESIDENT / CHIEF EXECUTIVE OFFICER
1601 COOPER PT RD NW
OLYMPIA
WA
United States
Tel:
360-918-9407
Fax:
360-918-9597
A*****@*********************M
(Full email address available in API data)
Industry Affiliates
| FINANCIAL ADVOCATES | Insurance company or agency |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Other investment adviser, including financial planners |
| FINANCIAL ADVOCATES WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMPBELL, GARY, RAY | Individual | – | MANAGING MEMBER, CHAIRMAN, CHIEF STRATEGY OFFICER | 11/2019 | < 5% |
| VLACH, ANGELA, ELAINE | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 11/2019 | < 5% |
| WHITTLE, DOUGLAS, ROGER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| FINANCIAL ADVOCATES, LLC | Domestic Entity | – | OWNER | 10/2018 | > 75% |
| FA HOLDINGS, INC. | Domestic Entity | FINANCIAL ADVOCATES, LLC | OWNER | 10/2018 | 25-50% |
| CAMPBELL, GARY, RAY | Individual | FA HOLDINGS, INC. | OWNER | 06/2000 | > 75% |
| LLE HOLDINGS, LLC | Domestic Entity | FINANCIAL ADVOCATES, LLC | MEMBER | 12/2020 | 50-75% |