MOTILAL OSWAL CAPITAL LIMITED
Adviser information for MOTILAL OSWAL CAPITAL LIMITED last updated from Form ADV on June 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $27.9M |
| Total | 2 | $27.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $27.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | SUB-ADVISORY FEES BASED ON EXPENSES |
Identifiers
| SEC RIA File Number | 801-110707 |
|---|---|
| SEC ERA File Number | 801-110707 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286146 |
| Legal Entity Identifier | None |
Principal Office
10TH FLOOR, MOTILAL OSWAL TOWERRAHIMTULLAH SAYANI ROAD, OPP. PAREL ST DEPOT
PRABHADEVI, MUMBAI
India
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 011912239804263/39825500, Fax: None
Websites
Chief Compliance Officer
APARNA KARMASE
10TH FLOOR, MOTILAL OSWAL TOWER
RAHIMTULLAH SAYANI ROAD, OPP. PAREL ST DEPOT
PRABHADEVI, MUMBAI
India
Tel:
011 91 22 7193 4130
A*******@***************M
(Full email address available in API data)
Regulatory Contact
PRASHANT JOSHI
CHIEF EXECUTIVE OFFICER
10TH FLOOR, MOTILAL OSWAL TOWER
RAHIMTULLAH SAYANI ROAD, OPP. PAREL ST DEPOT
PRABHADEVI, MUMBAI
India
Tel:
011 91 22 7193 4263
P*************@***************M
(Full email address available in API data)
Industry Affiliates
| GLIDE TECH INVESTMENT ADVISORY PRIVATE LIMITED | Other investment adviser, including financial planners |
| INDIA BUSINESS EXCELLENCE MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| MO ALTERNATE INVESTMENT ADVISORS PRIVATE LIMITED | Other investment adviser, including financial planners |
| MOTILAL OSWAL ALTERNATIVE IFSC PRIVATE LIMITED | Other investment adviser, including financial planners |
| MOTILAL OSWAL ASSET MANAGEMENT (MAURITIUS) COMPANY LIMITED | Other investment adviser, including financial planners |
| MOTILAL OSWAL ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MOTILAL OSWAL CAPITAL MARKETS (HONG KONG) PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MOTILAL OSWAL CAPITAL MARKETS (SINGAPORE) PTE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MOTILAL OSWAL COMMODITIES BROKER PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
| MOTILAL OSWAL FINANCIAL SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor, GP, manager of pooled investment vehicles |
| MOTILAL OSWAL FINSEC IFSC LIMITED | Other investment adviser, including financial planners |
| MOTILAL OSWAL INVESTMENT ADVISORS LIMITED | Other investment adviser, including financial planners |
| MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MOTILAL OSWAL TRUSTEE COMPANY LIMITED | Trust company |
| MOTILAL OSWAL WEALTH MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| TM INVESTMENT TECHNOLOGIES PRIVATE LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MOTILAL OSWAL INDIA FUND | INDIA LISTED EQUITY FUND | $0.6M | $1.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOTILAL OSWAL ASSET MANAGEMENT LTD | Foreign Entity | – | SHAREHOLDER | 09/2016 | > 75% |
| AGARWAL, NAVIN | Individual | – | DIRECTOR | 09/2016 | < 5% |
| KARMASE, APARNA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| MOTILAL OSWAL FINANCIAL SERVICES LTD | Foreign Entity | MOTILAL OSWAL ASSET MANAGEMENT LTD | SHAREHOLDER | 08/2018 | > 75% |
| DEL AGRAWAL, RAAM | Individual | MOTILAL OSWAL FINANCIAL SERVICES LTD | SHAREHOLDER | 08/1995 | 25-50% |
| OSWAL, MOTILAL | Individual | – | DIRECTOR | 09/2016 | < 5% |
| SONTHALIA, MANISH | Individual | – | PORTFOLIO MANAGER | 09/2016 | < 5% |
| CHATURVEDI, AKHIL | Individual | – | DIRECTOR | 10/2020 | < 5% |
| Dala, Juzer | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| JOSHI, PRASHANT | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2022 | < 5% |
| MOTILAL OSWAL FAMILY TRUST | Foreign Entity | MOTILAL OSWAL FINANCIAL SERVICES LTD | SHAREHOLDER | 03/2022 | 25-50% |
| AGRAWAL, VAIBHAV, RAAMDEO | Individual | – | PORTFOLIO MANAGER | 06/2023 | < 5% |