FREEDOM FINANCIAL ASSET MANAGEMENT, LLC
Adviser information for FREEDOM FINANCIAL ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $712.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $712.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $712.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | ARRANGING AND SERVICING CONSUMER LOANS |
Identifiers
| SEC RIA File Number | 801-110711 |
|---|---|
| SEC ERA File Number | 801-110711 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170229 |
| Legal Entity Identifier | None |
Principal Office
1875 SOUTH GRANT STREETSUITE 400
SAN MATEO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 650-954-2444, Fax: None
Chief Compliance Officer
CALE JAMES COONS
FREEDOM FINANCIAL NETWORK VP, COMPLIANCE & RISK
1875 SOUTH GRANT STREET
SUITE 400
SAN MATEO
CA
United States
Tel:
623-388-7831
C*****@********M
(Full email address available in API data)
Regulatory Contact
MICHELLE JENNIFER HUDSON
SENIOR COMPLIANCE OFFICER
1875 SOUTH GRANT STREET
SUITE 400
SAN MATEO
CA
United States
Tel:
661-607-2302
M******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FREEDOM CONSUMER CREDIT FUND, LLC - SERIES B | Hedge Fund | $712.5M | $5.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOUSSER, ANDREW, DOHERTY | Individual | – | CEO, MANAGING MEMBER | 10/2004 | < 5% |
| HOUSSER, ANDREW, DOHERTY | Individual | PANTHEON FREEDOM INC | MEMBER | 07/2011 | 25-50% |
| STROH, BRADFORD, GREGORY | Individual | PANTHEON FREEDOM INC | MEMBER | 07/2011 | 25-50% |
| STALEY, JEFFREY, SCOTT | Individual | PANTHEON FREEDOM INC | MEMBER | 07/2011 | |
| FREEDOM FINANCIAL NETWORK FUNDING, LLC | Domestic Entity | – | MEMBER | 07/2011 | > 75% |
| PANTHEON PARTNERS LLC | Domestic Entity | FREEDOM FINANCIAL NETWORK FUNDING, LLC | MEMBER | 07/2011 | > 75% |
| FREEDMAN, MICHAEL, HOWARD | Individual | – | GENERAL COUNSEL | 07/2018 | < 5% |
| COONS, CALE, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| PANTHEON FREEDOM INC | Domestic Entity | PANTHEON PARTNERS LLC | MEMBER | 12/2019 | > 75% |
| LEUNG, RALPH, LOK FU | Individual | – | CHIEF FINANCIAL OFFICER | 11/2021 | < 5% |