SIEBERT ADVISORNXT, INC.
Adviser information for SIEBERT ADVISORNXT, INC. last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 31 |
| Registered State Investment Advisers | 31 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 544 | $212.6M |
| Non-Discretionary | 0 | $0 |
| Total | 544 | $212.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 505 | $121.7M |
| HNW Individuals | 37 | $91.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesDIGITAL ADVISOR |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 163.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SIEBERT ADVISORNXT INC. | SIEBERT ADVISORNXT INC. |
Identifiers
| SEC RIA File Number | 801-110718 |
|---|---|
| SEC ERA File Number | 801-110718 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288572 |
| Legal Entity Identifier | None |
Principal Office
15 EXCHANGE PLACESUITE 800
JERSEY CITY
NJ
United States
Monday - Friday, 9AM-5PM
Tel: 800-872-0444, Fax: 212-486-2784
Websites
Chief Compliance Officer
BARBARA VILLELLA
CCO & AMLCO
15 EXCHANGE PLACE
SUITE 800
JERSEY CITY
NJ
United States
Tel:
212-644-2469
Fax:
212-486-2784
B********@**********M
(Full email address available in API data)
Regulatory Contact
PETER SOSNOWSKI
CEO/CHIEF OPERATING OFFICER
15 EXCHANGE PLACE
SUITE 800
JERSEY CITY
NJ
United States
Tel:
800-872-0444
Fax:
212-486-2784
P*********@**********M
(Full email address available in API data)
Industry Affiliates
| MURIEL SIEBERT & CO., INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PARK WILSHIRE COMPANIES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIEBERT FINANCIAL CORPORATION | Domestic Entity | – | PUBLIC HOLDING COMPANY | 11/1996 | > 75% |
| MALEK, MARK, PETER | Individual | – | CHIEF INVESTMENT OFFICER | 05/2017 | < 5% |
| REICH, ANDREW, HENRY | Individual | – | CHIEF FINANCIAL OFFICER | 03/2018 | < 5% |
| VILLELLA, BARBARA, DUNNE | Individual | – | CCO & AMLCO | 01/2022 | < 5% |
| SOSNOWSKI, PETER, JAMES | Individual | – | CEO/CHIEF OPERATING OFFICER | 10/2022 | < 5% |