PRAIRIE RIVERS INVESTMENTS, LLC
Adviser information for PRAIRIE RIVERS INVESTMENTS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 838 | $191.6M |
| Non-Discretionary | 0 | $0 |
| Total | 838 | $191.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 233 | $66.8M |
| HNW Individuals | 37 | $84.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $38.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $2,688 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 191.6M |
| Portfolio Manager | 191.6M |
| Both for Same | 191.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRAIRIE RIVERS INVESTMENTS | PRAIRIE RIVERS INVESTMENTS, LLC |
Identifiers
| SEC RIA File Number | 801-110719 |
|---|---|
| SEC ERA File Number | 801-110719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288153 |
| Legal Entity Identifier | None |
Principal Office
1507 WEST MAIN ST.ROBINSON
IL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 618-544-9010, Fax: 618-544-3429
Websites
Chief Compliance Officer
RYAN KEEN
1507 WEST MAIN ST.
ROBINSON
IL
United States
Tel:
618-544-9010
Fax:
618-544-3429
R***@*********M
(Full email address available in API data)
Regulatory Contact
SHANNA ALEXANDER
OPERATIONS MANAGER
1507 WEST MAIN ST.
ROBINSON
IL
United States
Tel:
618-544-9010
Fax:
618-544-3429
S*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEEN, PATRICK | Individual | – | MANAGING MEMBER | 01/2016 | > 75% |
| KEEN, RYAN, CLAYTON | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 04/2017 | < 5% |
| DISHONG, KYLE, NATHANIEL | Individual | – | MEMBER | 04/2018 | < 5% |
| Keen, Sean, Patrick | Individual | – | MEMBER | 04/2018 | < 5% |