KALAMATA ASSET MANAGEMENT LLC
Adviser information for KALAMATA ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $160.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $160.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $160.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF PURCHASE PRICE OF ACQUIRED RECEIVABLES |
Identifiers
| SEC RIA File Number | 801-110725 |
|---|---|
| SEC ERA File Number | 801-110725 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284328 |
| Legal Entity Identifier | 38-3994043 |
Principal Office
7200 WISCONSIN AVENUESUITE 500
BETHESDA
MD
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 800-200-4071, Fax: None
Chief Compliance Officer
PAUL BREME
GENERAL COUNSEL
7200 WISCONSIN AVENUE
#500
BETHESDA
MD
United States
Tel:
800-200-4071
Fax:
N/A
C*********@**************************M
(Full email address available in API data)
Regulatory Contact
DANA S. GLOOR
COUNSEL
1340 SMITH AVENUE
SUITE 200
BALTIMORE
MD
United States
Tel:
410.627.1573
D***@**************M
(Full email address available in API data)
Industry Affiliates
| KALAMATA GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KALAMATA MASTER FUND II LP | PRIVATE CREDIT FUND | $101.5M | $0.1M | 3 |
| KALAMATA SHORT DURATION, HIGH YIELD FIXED INCOME FUND (DOMESTIC) LP | PRIVATE CREDIT FUND | $61.7M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANDIS, STEVEN, GEORGE | Individual | STEVEN G MANDIS REVOCABLE TRUST | TRUSTEE | 03/2016 | |
| MANDIS, STEVEN, GEORGE | Individual | – | CHAIRMAN | 03/2016 | < 5% |
| KALAMATA INTERMEDIATE HOLDINGS, LLC | Domestic Entity | – | OWNER | 07/2018 | > 75% |
| STEVEN G MANDIS REVOCABLE TRUST | Domestic Entity | LIMENI HOLDINGS LLC | OWNER | 07/2018 | > 75% |
| BREME, PAUL, MARTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2019 | < 5% |
| SMITH, BETH, LYNNE | Individual | – | CHIEF OPERATIONS OFFICER | 01/2022 | < 5% |
| LIMENI HOLDINGS LLC | Domestic Entity | KALAMATA INTERMEDIATE HOLDINGS, LLC | MEMBER | 09/2022 | > 75% |