KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY, LLC Legal Name
Adviser information for KNOX WEALTH PARTNERS ADVISORY last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 497 | $176.6M |
| Non-Discretionary | 3 | $318,667 |
| Total | 500 | $176.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 467 | $107.3M |
| HNW Individuals | 33 | $69.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.1M |
| Both for Same | 175.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KNOX WEALTH PARTNERS ADVISORY WRAP FEE PROGRAM | KNOX WEALTH PARTNERS ADVISORY, LLC |
Identifiers
| SEC RIA File Number | 801-110743 |
|---|---|
| SEC ERA File Number | 801-110743 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288580 |
| Legal Entity Identifier | None |
Principal Office
10710 MURDOCK DRIVESUITE 101
KNOXVILLE
TN
United States
Monday - Friday, 9:00AM - 4:30PM
Tel: (865) 291-2422, Fax: (865) 291-2480
Chief Compliance Officer
W. PORTER ALEXANDER
MANAGING PARTNER
10710 MURDOCK DRIVE
SUITE 101
KNOXVILLE
TN
United States
Tel:
(865) 291-2422
Fax:
(865) 291-2480
P*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALEXANDER, WILLIAM, PORTER | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 05/2017 | 25-50% |
| TUCKER, KRISTEN, TERRY | Individual | – | MANAGING MEMBER | 05/2017 | 25-50% |
| FARMER, CHARLES, FORD | Individual | – | MANAGING MEMBER | 05/2017 | 25-50% |