INTERMEDE INVESTMENT PARTNERS LIMITED
Adviser information for INTERMEDE INVESTMENT PARTNERS LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $7.3B |
| Non-Discretionary | 0 | $0 |
| Total | 29 | $7.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $16.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $2.2B |
| Pension and profit sharing plans | 11 | $4.2B |
| Charitable organizations | <5 | $3.5M |
| State or municipal gov entities | <5 | $806.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $34.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $60.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110745 |
|---|---|
| SEC ERA File Number | 801-110745 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175312 |
| Legal Entity Identifier | 254900F1MAN45JT65K17 |
Principal Office
6 WARWICK STREETLONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: +44 (0)203 763 5810, Fax: +44 (0)20 3862 9838
Chief Compliance Officer
RUPERT MAHON
CHIEF OPERATING OFFICER
6 WARWICK STREET
LONDON
United Kingdom
Tel:
+44 (0)203 763 5825
Fax:
+44 (0)20 3862 9838
R***********@**************K
(Full email address available in API data)
Industry Affiliates
| INSIGNIA FINANCIAL LIMITED | Other investment adviser, including financial planners |
| INTERMEDE GENERAL PARTNER INC | Sponsor, GP, manager of pooled investment vehicles |
| INTERMEDE GLOBAL PARTNERS INC | Other investment adviser, including financial planners |
| IOOF INVESTMENT SERVICES LTD | Other investment adviser, including financial planners |
| MLC ASSET MANAGEMENT PTY LTD | Other investment adviser, including financial planners |
| MLC ASSET MANAGEMENT US LLC | Other investment adviser, including financial planners |
| MLC INVESTMENTS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INTERMEDE GLOBAL EQUITY SERIES | Hedge Fund | $16.4M | $1.0M | 2 |
| INTERMEDE INTERNATIONAL EQUITY SERIES | Hedge Fund | $16.1M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DARGAN, BARRY, PATRICK | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2014 | < 5% |
| MLC WEALTH LIMITED | Foreign Entity | MLC ASSET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 11/2008 | > 75% |
| DARGAN, BARRY, PATRICK | Individual | INTERMEDE SECURITIES (GUERNSEY) LIMITED | SHAREHOLDER AND DIRECTOR | 04/2014 | > 75% |
| INTERMEDE SECURITIES (GUERNSEY) LIMITED | Foreign Entity | SCA GLOBAL ADVISERS LIMITED | SHAREHOLDER | 04/2014 | 50-75% |
| MAHON, RUPERT, THOMAS GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 12/2015 | < 5% |
| MACGREGOR, DAVID, IAN | Individual | – | NON-EXECUTIVE DIRECTOR | 06/2016 | < 5% |
| INTERMEDE HOLDINGS LIMITED | Foreign Entity | – | PARENT COMPANY | 12/2016 | > 75% |
| SCA GLOBAL ADVISORS LIMITED | Foreign Entity | INTERMEDE HOLDINGS LIMITED | SHAREHOLDER | 12/2016 | 50-75% |
| MLC ASSET MANAGEMENT HOLDINGS LIMITED | Foreign Entity | INTERMEDE HOLDINGS LIMITED | SHAREHOLDER | 12/2016 | 25-50% |
| KIM, JAMES, HYUNMIN | Individual | – | DIRECTOR | 02/2017 | < 5% |
| INSIGNIA FINANCIAL LIMITED | Foreign Entity | MLC WEALTH LIMITED | SHAREHOLDER | 05/2021 | > 75% |
| PEDERSEN, THOMAS, JOHN CAMPBELL | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2023 | < 5% |