Hedge Fund Database

MBE WEALTH MANAGEMENT, LLC

Adviser information for MBE WEALTH MANAGEMENT, LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,724 $548.0M
Non-Discretionary 62 $177.5M
Total 4,786 $725.5M

Clients

Type Number RAUM
Individuals 2,257 $321.4M
HNW Individuals 121 $214.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 62 $174.3M
Charitable organizations <5 $15.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 548.0M
Portfolio Manager to Program Sponsor
MBE WEALTH WRAP FEE PROGRAM MBE WEALTH MANAGEMENT LLC

Identifiers

SEC RIA File Number 801-110772
SEC ERA File Number 801-110772
SEC CIK Numbers 1775850
SEC CRD Numbers 165516
Legal Entity Identifier None

Principal Office

200 W. WARREN ST.
TOMAH
WI
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 608-372-5521, Fax: 608-372-5518

Websites

www.mbewealth.com www.linkedin.com/company/mbe-wealth-management-llc www.facebook.com/mbe-wealth-management-llc-317299925059481/

Chief Compliance Officer

JOSEPH BERRY
MANAGING MEMBER
200 W. WARREN ST.
TOMAH
WI
United States
Tel: 608-372-5521
Fax: 608-372-5518
(Full email address available in API data)

Industry Affiliates

MBE CPAS LLP Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BERRY, JOSEPH, LEE Individual – CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR 01/2016 < 5%
JOE BERRY LLC Domestic Entity – MEMBER 12/2011 10-25%
DUE NORTH FINANCIAL, LLC Domestic Entity – MEMBER 03/2015 10-25%
KRUEGER WEALTH MANAGEMENT, LLC Domestic Entity – MEMBER 06/2015 10-25%
MBE CPA LLP Domestic Entity – MANAGING MEMBER 01/2013 25-50%
MOY, TIMOTHY, BRIAN Individual MBE CPA LLP MANAGING MEMBER 01/2013 25-50%
BERRY, JOSEPH, LEE Individual JOE BERRY LLC MANAGING MEMBER 12/2011 > 75%
BRINKER, BRENT, DOUGLAS Individual DUE NORTH FINANCIAL, LLC MANAGING MEMBER 03/2015 > 75%
KRUEGER, JACOB, ADAM Individual KRUEGER WEALTH MANAGEMENT, LLC MANAGING MEMBER 06/2015 > 75%
PRUITT FINANCIAL PLANNING, LLC Domestic Entity – MEMBER 01/2020 10-25%
PRUITT, MICHAEL, BRANDON Individual PRUITT FINANCIAL PLANNING, LLC MANAGING MEMBER 01/2020 > 75%
Klemm, Morgan Individual MBE CPA LLP MANAGING MEMBER 01/2009 25-50%
VINOPAL, FRANK Individual MBE CPA LLP MANAGING MEMBER 01/2019 25-50%

No. Employees, Historic

20100201920202021202220232024202510 on 10/1/201910 on 12/6/201910 on 3/15/202010 on 4/16/202010 on 6/18/202010 on 7/10/202010 on 2/10/202113 on 1/24/202213 on 4/7/202213 on 6/15/202213 on 10/12/202213 on 10/31/202212 on 2/2/202312 on 2/8/202312 on 9/22/202312 on 10/3/202312 on 1/25/2024

RAUM, Historic

800M400M02019202020212022202320242025301957014 on 10/1/2019301957014 on 12/6/2019404300000 on 3/15/2020404300000 on 4/16/2020404300000 on 6/18/2020404300000 on 7/10/2020367124190 on 2/10/2021471139499 on 1/24/2022471139499 on 4/7/2022471139499 on 6/15/2022471139499 on 10/12/2022471139499 on 10/31/2022449615286 on 2/2/2023449615286 on 2/8/2023449615286 on 9/22/2023449615286 on 10/3/2023725462165 on 1/25/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251516 on 10/1/20191516 on 12/6/20191700 on 3/15/20201700 on 4/16/20201700 on 6/18/20201700 on 7/10/20202475 on 2/10/20212300 on 1/24/20222300 on 4/7/20222300 on 6/15/20222300 on 10/12/20222300 on 10/31/20222498 on 2/2/20232498 on 2/8/20232498 on 9/22/20232498 on 10/3/20232440 on 1/25/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 521K 5K –
ABBVIE INC COM 946K 6K –
ADVANCED MICRO DEVICES INC COM 314K 2K –
ALLIANT ENERGY CORP COM 284K 6K –
ALPHABET INC CAP STK CL A 321K 2K –
AMAZON COM INC COM 411K 2K –
APPLE INC COM 1M 5K –
ASSOCIATED BANC CORP COM 258K 12K –
AST SPACEMOBILE INC COM CL A 313K 27K –
AT&T INC COM 220K 11K –
COSTCO WHSL CORP NEW COM 239K 281 –
DIANA SHIPPING INC COM 56K 20K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 254K 4K –
ECOLAB INC COM 811K 3K –
ELI LILLY & CO COM 544K 601 –
ETF SER SOLUTIONS APTUS COLLRD INV 4M 96K –
ETF SER SOLUTIONS OPUS SML CP VL 1M 42K –
ETF SER SOLUTIONS APTUS DEFINED 2M 74K –
ETF SER SOLUTIONS APTUS DRAWDOWN 1M 29K –
ETF SER SOLUTIONS APTUS ENHANCED 1M 61K –
ETF SER SOLUTIONS APTUS INT ENH YL 2M 92K –
ETF SER SOLUTIONS APTUS LARGE CAP 2M 70K –
EXXON MOBIL CORP COM 698K 6K –
FIDELITY NATL INFORMATION SV COM 227K 3K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 202K 12K –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 514K 13K –
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 213K 10K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 213K 4K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 2M 81K –
FIRST TR VALUE LINE DIVID IN SHS 1M 30K –
GENIUS SPORTS LIMITED SHARES CL A 98K 18K –
GLOBAL X FDS S&P 500 CATHOLIC 323K 5K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 388K 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 454K 3K –
INVESCO QQQ TR UNIT SER 1 27M 56K –
ISHARES SILVER TR ISHARES 236K 9K –
ISHARES TR CRE U S REIT ETF 14M 259K –
ISHARES TR CORE DIV GRWTH 3M 58K –
ISHARES TR CORE S&P500 ETF 9M 16K –
ISHARES TR MSCI USA MIN VOL 700K 8K –
ISHARES TR MSCI USA MMENTM 697K 4K –
ISHARES TR MSCI USA QLT FCT 1M 8K –
ISHARES TR ESG AWR MSCI USA 295K 2K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 1M 19K –
JOHNSON & JOHNSON COM 331K 2K –
JPMORGAN CHASE & CO. COM 539K 3K –
MASTERCARD INCORPORATED CL A 518K 1K –
MCDONALDS CORP COM 470K 2K –
MERCK & CO INC COM 445K 4K –
MGE ENERGY INC COM 663K 9K –
MICROSOFT CORP COM 947K 2K –
MOTOROLA SOLUTIONS INC COM NEW 201K 521 –
NATURAL HEALTH TRENDS CORP COM 77K 11K –
NEXTERA ENERGY INC COM 285K 4K –
NVIDIA CORPORATION COM 1M 12K –
PACER FDS TR US CASH COWS 100 609K 11K –
PAYSAFE LIMITED *W EXP 03/30/202 1K 46K –
PEPSICO INC COM 1M 7K –
PHILIP MORRIS INTL INC COM 228K 2K –
QUALCOMM INC COM 277K 1K –
SCHWAB STRATEGIC TR US TIPS ETF 5M 102K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 242K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 16K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 564K 16K –
SCHWAB STRATEGIC TR INTL EQTY ETF 433K 11K –
SCHWAB STRATEGIC TR US LRG CAP ETF 392K 6K –
SCHWAB STRATEGIC TR US LCAP GR ETF 521K 5K –
SCHWAB STRATEGIC TR US MID-CAP ETF 447K 6K –
SCHWAB STRATEGIC TR SHT TM US TRES 400K 8K –
SELECT SECTOR SPDR TR TECHNOLOGY 262K 1K –
SOUTHERN CO COM 210K 3K –
SPDR GOLD TR GOLD SHS 373K 2K –
SPDR SER TR PRTFLO S&P500 VL 21M 436K –
SPDR SER TR PORTFOLIO S&P500 1M 23K –
SPDR SER TR PORTFOLI S&P1500 723K 11K –
SPDR SER TR PORTFOLIO S&P600 372K 9K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 2M 85K –
THERMO FISHER SCIENTIFIC INC COM 689K 1K –
UNION PAC CORP COM 205K 904 –
VANGUARD INDEX FDS SMALL CP ETF 25M 117K –
VANGUARD INDEX FDS GROWTH ETF 471K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 220K 5K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 431K 4K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4M 47K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 22K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 471K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 957K 19K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 468K 4K –
VANGUARD WORLD FD ESG INTL STK ETF 649K 11K –
VANGUARD WORLD FD INF TECH ETF 318K 552 –
VERIZON COMMUNICATIONS INC COM 241K 6K –
WISDOMTREE TR EM EX ST-OWNED 458K 15K –
ZIM INTEGRATED SHIPPING SERV SHS 222K 10K –