Hedge Fund Database

ELMWOOD WEALTH MANAGEMENT

ELMWOOD WEALTH MANAGEMENT, INC. Legal Name

Adviser information for ELMWOOD WEALTH MANAGEMENT last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 568 $267.2M
Non-Discretionary 70 $10.0M
Total 638 $277.2M

Clients

Type Number RAUM
Individuals 49 $17.0M
HNW Individuals 118 $260.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-110782
SEC ERA File Number 801-110782
SEC CIK Numbers 1731927
SEC CRD Numbers 165639
Legal Entity Identifier None

Principal Office

2027 FOURTH STREET
SUITE 203
BERKELEY
CA
United States
Monday - Friday, 8:30AM - 4:00PM
Tel: 510-858-2722, Fax: 510-323-7500

Websites

www.linkedin.com/company/elmwood-wealth-management-inc-/ plus.google.com/u/1/104458805727951234029 www.elmwoodwealth.com www.facebook.com/elmwood.wm

Chief Compliance Officer

SHANNON S. LEMON
CCO/COO
2027 FOURTH STREET, SUITE 203
BERKELEY
CA
United States
Tel: 510-858-2722
Fax: 510-323-7500
(Full email address available in API data)

Regulatory Contact

ROBERT C. GILLOOLY
CEO
2027 FOURTH STREET, SUITE 203
BERKELEY
CA
United States
Tel: 510-858-2721
Fax: 510-323-7500
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GILLOOLY, ROBERT, CHRISTOPHER Individual – CEO 09/2012 50-75%
LEMON, SHANNON, STACY Individual – COO/CCO 09/2012 50-75%

No. Employees, Historic

10502020202120222023202420253 on 4/23/20203 on 6/12/20203 on 3/26/20213 on 8/27/20213 on 8/31/20213 on 2/1/20223 on 3/22/20223 on 6/1/20223 on 8/9/20224 on 3/28/20234 on 7/31/20234 on 11/9/20235 on 3/8/2024

RAUM, Historic

300M150M0202020212022202320242025152253023 on 4/23/2020152253023 on 6/12/2020197123564 on 3/26/2021197123564 on 8/27/2021197123564 on 8/31/2021197123564 on 2/1/2022266026313 on 3/22/2022266026313 on 6/1/2022266026313 on 8/9/2022240952483 on 3/28/2023240952483 on 7/31/2023240952483 on 11/9/2023277245805 on 3/8/2024

No. Clients, Historic

2001000202020212022202320242025137 on 4/23/2020137 on 6/12/2020147 on 3/26/2021147 on 8/27/2021147 on 8/31/2021147 on 2/1/2022156 on 3/22/2022156 on 6/1/2022156 on 8/9/2022157 on 3/28/2023157 on 7/31/2023157 on 11/9/2023167 on 3/8/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
4D MOLECULAR THERAPEUTICS IN COM 206K 10K –
ABBOTT LABS COM 2M 16K –
ABBVIE INC COM 392K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 593K 2K –
ALPHABET INC CAP STK CL A 2M 14K –
ALPHABET INC CAP STK CL C 2M 10K –
ALTRIA GROUP INC COM 207K 5K –
AMAZON COM INC COM 3M 17K –
AMERICAN TOWER CORP NEW COM 401K 2K –
AMERICAN WTR WKS CO INC NEW COM 471K 4K –
AMPLIFY ETF TR CWP INTL ENHANCE 4M 141K –
AMPLIFY ETF TR NAT RES DIVIDEND 3M 100K –
APPLE INC COM 5M 25K –
ARK ETF TR GENOMIC REV ETF 971K 41K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BLACKROCK ETF TRUST II SHORT TERM CALIF 6M 118K –
BRISTOL-MYERS SQUIBB CO COM 508K 12K –
CARIBOU BIOSCIENCES INC COM 4M 2M –
CENCORA INC COM 1M 5K –
CHEVRON CORP NEW COM 533K 3K –
CITIGROUP INC COM NEW 417K 7K –
CODEXIS INC COM 32K 10K –
COSTCO WHSL CORP NEW COM 3M 4K –
CVS HEALTH CORP COM 730K 12K –
DANAHER CORPORATION COM 2M 7K –
DIGITAL RLTY TR INC COM 321K 2K –
DISNEY WALT CO COM 1M 13K –
DOMINION ENERGY INC COM 1M 20K –
DUKE ENERGY CORP NEW COM NEW 282K 3K –
ECOLAB INC COM 1M 4K –
FLEXSHARES TR MSTAR EMKT FAC 1M 20K –
GERON CORP COM 111K 26K –
GLOBAL X FDS THMATC GWT ETF 1M 62K –
GOLDMAN SACHS ETF TR ACES ULTRA SHR 858K 17K –
GOLDMAN SACHS ETF TR ACTIVEBETA EME 857K 26K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 3M 82K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 1M 11K –
GOLDMAN SACHS ETF TR S&P 500 CORE PRE 3M 71K –
HONEYWELL INTL INC COM 958K 4K –
INNOVATOR ETFS TRUST INNOVATOR DEEPW 628K 13K –
INNOVATOR ETFS TRUST US EQT PWR BUF 4M 104K –
INNOVATOR ETFS TRUST US EQTY PWR BF 267K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 3M 83K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 4M 93K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 3M 72K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 296K 8K –
INTELLIA THERAPEUTICS INC COM 2M 67K –
INTUIT COM 2M 3K –
INVESCO EXCH TRADED FD TR II GLOBAL WATER 2M 41K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 3M 130K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 875K 5K –
ISHARES INC CORE MSCI EMKT 2M 42K –
ISHARES INC MSCI EQUAL WEITE 2M 23K –
ISHARES TR 20+ YEAR TR BD 2M 65K –
ISHARES TR CALIF MUN BD ETF 4M 62K –
ISHARES TR CORE MSCI EAFE 4M 52K –
ISHARES TR EAFE SML CP ETF 2M 33K –
ISHARES TR GL CLEAN ENE ETF 3M 205K –
ISHARES TR NATIONAL MUN ETF 1M 12K –
ISHARES TR SHRT NAT MUN ETF 6M 60K –
ISHARES TR TRS FLT RT BD 7M 130K –
ISHARES U S ETF TR BLACKROCK SHORT 2M 43K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 7M 135K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 4M 79K –
JOHNSON & JOHNSON COM 784K 5K –
JPMORGAN CHASE & CO. COM 2M 10K –
MARSH & MCLENNAN COS INC COM 1M 6K –
MASTERCARD INCORPORATED CL A 3M 6K –
MCCORMICK & CO INC COM NON VTG 839K 12K –
MERCK & CO INC COM 328K 3K –
MICROCHIP TECHNOLOGY INC. COM 2M 20K –
MICROSOFT CORP COM 2M 4K –
NIKE INC CL B 798K 11K –
NORFOLK SOUTHN CORP COM 230K 1K –
NOVARTIS AG SPONSORED ADR 283K 3K –
NVIDIA CORPORATION COM 2M 12K –
PALO ALTO NETWORKS INC COM 288K 850 –
PAYPAL HLDGS INC COM 483K 8K –
PEPSICO INC COM 2M 10K –
PFIZER INC COM 291K 10K –
PGIM ETF TR PGIM ULTRA SH BD 209K 4K –
PHILIP MORRIS INTL INC COM 332K 3K –
PROCTER AND GAMBLE CO COM 1M 7K –
ROCKWELL AUTOMATION INC COM 1M 5K –
SALESFORCE INC COM 2M 7K –
SCHWAB CHARLES CORP COM 1M 15K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 2M 66K –
SCHWAB STRATEGIC TR SHT TM US TRES 1M 24K –
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 43K –
SCHWAB STRATEGIC TR US MID-CAP ETF 298K 4K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 28K –
SOUTHERN CO COM 310K 4K –
SPDR S&P 500 ETF TR TR UNIT 555K 1K –
SPDR SER TR BLOOMBERG 1-3 MO 2M 27K –
SPDR SER TR BLOOMBERG SHORT 3M 128K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 7M 174K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 2M 40K –
STARBUCKS CORP COM 681K 9K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 236K 1K –
TESLA INC COM 258K 1K –
THE CIGNA GROUP COM 311K 942 –
TRAVELERS COMPANIES INC COM 1M 6K –
UNION PAC CORP COM 1M 5K –
UNITED RENTALS INC COM 288K 446 –
UNITEDHEALTH GROUP INC COM 3M 6K –
VANECK ETF TRUST LONG MUNI ETF 3M 183K –
VANGUARD BD INDEX FDS SHORT TRM BOND 1M 15K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 273K 4K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 50K –
VANGUARD INDEX FDS SMALL CP ETF 343K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 705K 3K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 287K 5K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 54K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 60K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 22K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 10M 165K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 6K –
VANGUARD STAR FDS VG TL INTL STK F 496K 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 7M 134K –
VISA INC COM CL A 1M 4K –
WISDOMTREE TR EM LCL DEBT FD 3M 103K –
WISDOMTREE TR FLOATNG RAT TREA 4M 71K –
XENON PHARMACEUTICALS INC COM 310K 8K –