AWH CAPITAL, L.P.

Adviser information for AWH CAPITAL, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $168.9M
Non-Discretionary 0 $0
Total 1 $168.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $168.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-110794
SEC ERA File Number 801-110794
SEC CIK Numbers 1682475
SEC CRD Numbers 146740
Legal Entity Identifier None

Principal Office

3899 MAPLE AVENUE
SUITE 490
DALLAS
TX
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 214-462-9100, Fax: 214-462-9105

Chief Compliance Officer

KATHLEEN SCHUTZ
CHIEF OPERATING OFFICER
3899 MAPLE AVENUE
SUITE 490
DALLAS
TX
United States
Tel: 214-462-9103
Fax: 214-462-9105
(Full email address available in API data)

Regulatory Contact

AUSTIN HOPPER
SOLE MEMBER OF THE GENERAL PARTNER
3899 MAPLE AVENUE
SUITE 490
DALLAS
TX
United States
Tel: 214-462-9101
Fax: 214-462-9105
(Full email address available in API data)

Industry Affiliates

AWH INVESTMENT MANAGEMENT LLC Sponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AWH OPPORTUNITY FUND I, L.P. Hedge Fund $168.9M $0.3M 47

Control Persons

Name Type Entity Title Since Ownership
HOPPER, AUSTIN, WIGGINS Individual LIMITED PARTNER 08/2002 > 75%
AWH INVESTMENT MANAGEMENT, LLC Domestic Entity GENERAL PARTNER 08/2002 < 5%
HOPPER, AUSTIN, WIGGINS Individual AWH INVESTMENT MANAGEMENT, LLC SOLE MEMBER 08/2002 > 75%
THE HOPPER CHILDREN'S TRUST Domestic Entity LIMITED PARTNER 12/2009 10-25%
HOPPER, MICHELLE, ELAINE Individual THE HOPPER CHILDREN'S TRUST TRUSTEE 12/2009
SCHUTZ, KATHLEEN, MORAN Individual CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 06/2017 < 5%

No. Employees, Historic

10502020202120222023202420253 on 3/30/20203 on 3/31/20213 on 3/31/20223 on 3/31/20233 on 3/28/2024

RAUM, Historic

200M100M0202020212022202320242025156984245 on 3/30/2020151315967 on 3/31/2021160521703 on 3/31/2022141676418 on 3/31/2023168911870 on 3/28/2024

No. Clients, Historic

10502020202120222023202420251 on 3/30/20201 on 3/31/20211 on 3/31/20221 on 3/31/20231 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 10M 53K 0
ARLO TECHNOLOGIES INC COM 3M 266K 0
ATLANTA BRAVES HLDGS INC COM SER C 4M 101K 0
CORECIVIC INC COM 5M 390K 0
EVOLUS INC COM 7M 675K 0
FIRST CTZNS BANCSHARES INC N CL A 6M 4K 0
FIRSTCASH HOLDINGS INC COM 4M 38K 0
GARRETT MOTION INC COM 5M 573K 0
GREEN BRICK PARTNERS INC COM 5M 84K 0
HOVNANIAN ENTERPRISES INC CL A NEW 8M 54K 0
INTERACTIVE BROKERS GROUP IN COM CL A 6M 45K 0
LEGACY HOUSING CORP COM 6M 260K 0
MADISON SQUARE GARDEN ENTMT COM CL A 4M 120K 0
NI HLDGS INC COM 2M 122K 0
OMNIAB INC COM 1M 365K 0
REX AMERICAN RES CORP COM 4M 94K 0
SCILEX HOLDING CO COM 14K 7K 0
SPHERE ENTERTAINMENT CO CL A 2M 50K 0
SPORTSMANS WHSE HLDGS INC COM 1M 590K 0
VIRTUS INVT PARTNERS INC COM 6M 28K 0
WK KELLOGG CO COM SHS 6M 380K 0
X FINL SPONSORED ADS 1M 258K 0
ZUORA INC COM CL A 248K 25K 0