22NW, LP
Adviser information for 22NW, LP last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $342.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $342.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $342.7M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
590 1ST AVENUE SUNIT C1
SEATTLE
WA
United States
Monday - Friday, 6:00AM - 6:00PM
Tel: 206-437-9174, Fax: None
Chief Compliance Officer
JAMES STONER
CFO
590 1ST AVENUE S
UNIT C1
SEATTLE
WA
United States
Tel:
206-437-9174
J******@*************M
(Full email address available in API data)
Regulatory Contact
ARON R. ENGLISH
PRESIDENT
590 1ST AVENUE S
UNIT C1
SEATTLE
WA
United States
Tel:
206-227-3078
E******@*************M
(Full email address available in API data)
Industry Affiliates
| 22NW FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 22NW FUND, LP | Hedge Fund | $342.7M | $5.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ENGLISH, ARON, REID | Individual | – | LIMITED PARTNER | 02/2015 | > 75% |
| 22NW GP, INC. | Domestic Entity | – | GENERAL PARTNER OF 22NW, LP | 02/2015 | < 5% |
| ENGLISH, ARON, REID | Individual | 22NW GP, INC. | SHAREHOLDER | 02/2015 | > 75% |
| STONER, JAMES, PAUL | Individual | – | CFO, CCO | 07/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ANEBULO PHARMACEUTICALS INC | COM | 15M | 5M | – |
| BARRETT BUSINESS SVCS INC | COM | 9M | 265K | – |
| CULP INC | COM | 6M | 1M | – |
| DHI GROUP INC | COM | 4M | 2M | – |
| FARMER BROS CO | COM | 5M | 2M | – |
| FOSTER L B CO | COM | 28M | 1M | – |
| LANTHEUS HLDGS INC | COM | 3M | 35K | – |
| LIFECORE BIOMEDICAL INC | COM | 24M | 2M | – |
| MANITOWOC CO INC | COM NEW | 4M | 356K | – |
| PHENIXFIN CORP | COM | 6M | 118K | – |
| PSYCHEMEDICS CORP | COM NEW | 664K | 274K | – |
| STERLING INFRASTRUCTURE INC | COM | 12M | 100K | – |
| STRATA SKIN SCIENCES INC | COM | 2M | 537K | – |