CCC ADVISORS, LLC
Adviser information for CCC ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $484.3M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $484.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $484.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110798 |
|---|---|
| SEC ERA File Number | 801-110798 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288948 |
| Legal Entity Identifier | None |
Principal Office
3700 NORTH CAPITAL OF TEXAS HIGHWAYSUITE 520
AUSTIN
TX
United States
Monday - Friday, 8AM- 5PM
Tel: 512-412-3300, Fax: None
Websites
Chief Compliance Officer
STEPHEN F. BARNISH
CHIEF FINANCIAL OFFICER
3700 NORTH CAPITAL OF TEXAS HWY
SUITE 520
AUSTIN
TX
United States
Tel:
512-412-3300
S*******@*********************M
(Full email address available in API data)
Regulatory Contact
ANTONIO J. DIGESUALDO
MANAGING PARTNER
3700 NORTH CAPITAL OF TEXAS HWY
SUITE 520
AUSTIN
TX
United States
Tel:
512-412-3300
A**********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| C7 CO-INVEST, L.P. | Private Equity Fund | $4.8M | $0.0M | 2 |
| CONECRAFT BRUSH, L.P. | Private Equity Fund | $1.3M | $0.0M | 2 |
| CONECRAFT CO-INVEST, L.P. | Private Equity Fund | $6.7M | $0.0M | 2 |
| COTTON CREEK CAPITAL PARTNERS II, L.P. | Private Equity Fund | $81.0M | $1.0M | 74 |
| COTTON CREEK CAPITAL PARTNERS III, LP | Private Equity Fund | $170.0M | $1.0M | 60 |
| COTTON CREEK CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $161.3M | $1.0M | 35 |
| RB ACQUISITION CO-INVEST, L.P. | Private Equity Fund | $12.8M | $0.0M | 2 |
| STERLING 1971 BBA, LP | Private Equity Fund | $12.2M | $0.0M | 2 |
| STERLING 1971 BRUSH, LP | Private Equity Fund | $6.1M | $0.0M | 2 |
| STERLING 1971 CO-INVEST, LP | Private Equity Fund | $12.3M | $0.0M | 2 |
| STERLING 1971 HQ, LP | Private Equity Fund | $8.2M | $0.0M | 2 |
| STERLING 1971 SPV, LP | Private Equity Fund | $4.3M | $0.0M | 14 |
| Y-COM CO-INVEST, L.P. | Private Equity Fund | $3.2M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LPC ADVISORS, LLC | Domestic Entity | – | SOLE MEMBER | 06/2017 | > 75% |
| DIGESUALDO, ANTONIO, JOSEPH | Individual | – | MANAGING PARTNER | 06/2017 | < 5% |
| BARNISH, STEPHEN, FRANCIS | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| DIGESUALDO, ANTONIO, JOSEPH | Individual | LPC ADVISORS, LLC | SOLE OWNER | 06/2017 | > 75% |