WATCHSTONE WEALTH MANAGEMENT LLC
Adviser information for WATCHSTONE WEALTH MANAGEMENT LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 116 | $52.0M |
Non-Discretionary | 0 | $0 |
Total | 116 | $52.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 32 | $7.3M |
HNW Individuals | 35 | $44.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 3 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 52.0M |
Portfolio Manager to Program | Sponsor |
---|---|
WATCHSTONE WRAP FEE BROCHURE | WATCHSTONE WEALTH MANAGEMENT LLC |
Identifiers
SEC RIA File Number | 801-110816 |
---|---|
SEC ERA File Number | 801-110816 |
SEC CIK Numbers | None |
SEC CRD Numbers | 172835 |
Legal Entity Identifier | None |
Principal Office
300 RIVERSIDE DRIVEAPT 13E
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 347-993-3558, Fax: 888-882-3776
Websites
Chief Compliance Officer
DAVID M. GREENBERG
PRESIDENT
300 RIVERSIDE DRIVE
APT 13E
NEW YORK
NY
United States
Tel:
347-993-3558
Fax:
888-882-3776
D**************@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GREENBERG, DAVID, MARTIN | Individual | – | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 09/2014 | > 75% |